《基本要求》全文

版本:2.3.0 日期:

CA/Browser Forum《Baseline Requirements for the Issuance and Management of Publicly-Trusted TLS Server Certificates》

非官方繁體中文翻譯

1 簡介 原文 ↗

INTRODUCTION

1.1 概要 原文 ↗

Overview

This document describes an integrated set of technologies, protocols, identity-proofing, lifecycle management, and auditing requirements that are necessary (but not sufficient) for the issuance and management of Publicly-Trusted TLS Server Certificates; Certificates that are trusted by virtue of the fact that their corresponding Root Certificate is distributed in widely-available application software. The requirements are not mandatory for Certification Authorities unless and until they become adopted and enforced by relying-party Application Software Suppliers.

本文件描述了一套整合技術、協定、身分查核(identity-proofing)、生命週期管理(lifecycle management)以及稽核要求(auditing requirements)之規範,這些要素皆為簽發(issuance)與管理公開信賴 TLS 伺服器憑證(Publicly-Trusted TLS Server Certificates)所必要(但非充分)之條件;憑證(Certificates)之所以受到信賴,是由於其對應之根憑證(Root Certificate)已內建於廣泛使用的應用軟體(application software)中。除非作為信賴憑證者(Relying Party)的應用軟體供應商(Application Software Suppliers)採納並強制執行本文件要求規定,否則這些要求對於憑證機構(Certification Authority,CA)並不具強制性。

Notice to Readers

The CP for the Issuance and Management of Publicly-Trusted TLS Server Certificates describe a subset of the requirements that a Certification Authority must meet in order to issue Publicly Trusted TLS Server Certificates. This document serves two purposes: to specify Baseline Requirements and to provide guidance and requirements for what a CA should include in its CPS. Except where explicitly stated otherwise, these Requirements apply only to relevant events that occur on or after 2012-07-01 (the original effective date of these requirements).

讀者須知(Notice to Readers)

公開信賴 TLS 伺服器憑證簽發與管理之憑證政策(Certificate Policy,CP)描述憑證機構(Certification Authority,CA)簽發公開信賴 TLS 伺服器憑證所應符合之要求的一部分內容。本文件具有兩個目的:明定《基本要求》(Baseline Requirements)內容以及針對 CA 在其憑證實務作業基準(Certification Practice Statement,CPS)中宜包含的內容提供指引與要求。除非另有明確說明,否則本文件要求規定僅適用於 2012-07-01(本文件的原始生效日(effective date))或之後發生的相關事件。

These Requirements do not address all of the issues relevant to the issuance and management of Publicly-Trusted TLS Server Certificates. In accordance with RFC 3647 and to facilitate a comparison of other certificate policies and CPSs (e.g. for policy mapping), this document includes all sections of the RFC 3647 framework. However, rather than beginning with a “no stipulation” comment in all empty sections, the CA/Browser Forum is leaving such sections initially blank until a decision of “no stipulation” is made. The CA/Browser Forum may update these Requirements from time to time, in order to address both existing and emerging threats to online security. In particular, it is expected that a future version will contain more formal and comprehensive audit requirements for delegated functions.

本文件並未涵蓋簽發與管理公開信賴 TLS 伺服器憑證過程中所涉及的全部議題。為了依循 RFC 3647 規範,且利於與其他憑證政策(CP)及憑證實務作業基準(CPS)進行比對(例如用於政策對應(policy mapping)),本文件包含 RFC 3647 架構之所有章節。然而,CA/Browser Forum 並非在所有空白章節中皆以「不作規定」(no stipulation)註解開頭,而是將此類章節先保持空白,直到做出「不作規定」的決定為止。CA/Browser Forum 得不定期更新本文件要求規定,以因應現有及新興的網路安全(online security)威脅。具體而言,預計未來版本將針對受委託作業(delegated functions)包含更正式且全面的稽核要求(audit requirements)。

These Requirements only address Certificates intended to be used for authenticating servers accessible through the Internet. Similar requirements for code signing, S/MIME, time-stamping, VoIP, IM, Web services, etc. may be covered in future versions.

本文件要求規定僅針對用於鑑別(authenticating)可透過網際網路(Internet)存取之伺服器的憑證。針對程式碼簽章(code signing)、S/MIME、時戳(time-stamping)、VoIP、IM、Web 服務(Web services)等類似要求,可能會在未來版本中涵蓋。

These Requirements do not address the issuance, or management of Certificates by enterprises that operate their own Public Key Infrastructure for internal purposes only, and for which the Root Certificate is not distributed by any Application Software Supplier.

本文件要求規定不涉及企業(enterprises)僅供內部用途(internal purposes)而自行營運的公開金鑰基礎建設(Public Key Infrastructure,PKI),及其所進行的憑證簽發或管理,且其根憑證(Root Certificate)未經任何應用軟體供應商(Application Software Supplier)配發。

These Requirements are applicable to all Certification Authorities within a chain of trust. They are to be flowed down from the Root Certification Authority through successive Subordinate Certification Authorities.

本文件要求規定適用憑證信賴鏈(chain of trust)中的所有憑證機構(Certification Authorities)。這些要求應從根憑證機構(Root Certification Authority)向下傳遞至各級的下屬憑證機構(Subordinate Certification Authorities)。

1.2 文件名稱與識別 原文 ↗

Document name and identification

This certificate policy (CP) contains the requirements for the issuance and management of publicly-trusted TLS Server certificates, as adopted by the CA/Browser Forum.

本憑證政策(Certificate Policy,CP)包含經 CA/Browser Forum 採納的公開信賴 TLS 伺服器憑證簽發與管理的相關要求。

The following Certificate Policy identifiers are reserved for use by CAs to assert compliance with this document (OID arc 2.23.140.1.2) as follows:

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) domain-validated(1)} (2.23.140.1.2.1); and

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) organization-validated(2)} (2.23.140.1.2.2); and

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) individual-validated(3)} (2.23.140.1.2.3).

下列憑證政策識別碼(Certificate Policy identifiers)保留供憑證機構(CA)使用,用以宣告憑證遵循本文件(OID arc 2.23.140.1.2)之規定,具體如下:

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) domain-validated(1)} (2.23.140.1.2.1); 以及

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) organization-validated(2)} (2.23.140.1.2.2); 以及

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) individual-validated(3)} (2.23.140.1.2.3)。

1.2.1 版本修訂 原文 ↗

Revisions

Ver.BallotDescriptionAdoptedEffective*
1.0.062Version 1.0 of the Baseline Requirements Adopted2011-11-222012-07-01
1.0.171Revised Auditor Qualifications2012-05-082013-01-01
1.0.275Non-critical Name Constraints allowed as exception to RFC 52802012-06-082012-06-08
1.0.378Revised Domain/IP Address Validation, High Risk Requests, and Data Sources2012-06-222012-06-22
1.0.480OCSP responses for non-issued certificates2012-08-022013-08-02
—83Network and Certificate System Security Requirements adopted2013-08-032013-01-01
1.0.588User-assigned country code of XX allowed2012-09-122012-09-12
1.1.0—Published as Version 1.1 with no changes from 1.0.52012-09-142012-09-14
1.1.193Reasons for Revocation and Public Key Parameter checking2012-11-072012-11-07
1.1.296Wildcard certificates and new gTLDs2013-02-202013-02-20
1.1.397Prevention of Unknown Certificate Contents2013-02-212013-02-21
1.1.499Add DSA Keys (BR v.1.1.4)2013-05-032013-05-03
1.1.5102Revision to subject domainComponent language in Section 9.2.32013-05-312013-05-31
1.1.6105Technical Constraints for Subordinate Certificate Authorities2013-07-292013-07-29
1.1.7112Replace Definition of “Internal Server Name” with “Internal Name”2014-04-032014-04-03
1.1.8120Affiliate Authority to Verify Domain2014-06-052014-06-05
1.1.9129Clarification of PSL mentioned in Section 11.1.32014-08-042014-08-04
1.2.0125CAA Records2014-10-142015-04-15
1.2.1118SHA-1 Sunset2014-10-162014-11-16
1.2.2134Application of RFC 5280 to Pre-certificates2014-10-162014-10-16
1.2.3135ETSI Auditor Qualifications2014-10-162014-10-16
1.2.4144Validation Rules for .onion Names2015-02-182015-02-18
1.2.5148Issuer Field Correction2015-04-022015-04-02
1.3.0146Convert Baseline Requirements to RFC 3647 Framework2015-04-162015-04-16
1.3.1151Addition of Optional OIDs for Indicating Level of Validation2015-09-282015-09-28
1.3.2156Amend Sections 1 and 2 of Baseline Requirements2015-12-032016-12-03
1.3.3160Amend Section 4 of Baseline Requirements2016-02-042016-02-04
1.3.4162Sunset of Exceptions2016-03-152016-03-15
1.3.5168Baseline Requirements Corrections (Revised)2016-05-102016-05-10
1.3.6171Updating ETSI Standards in CABF documents2016-07-012016-07-01
1.3.7164Certificate Serial Number Entropy2016-07-082016-09-30
1.3.8169Revised Validation Requirements2016-08-052017-03-01
1.3.9174Reform of Requirements Relating to Conflicts with Local Law2016-08-292016-11-27
1.4.0173Removal of requirement to cease use of public key due to incorrect info2016-07-282016-09-11
1.4.1175Addition of givenName and surname2016-09-072016-09-07
1.4.2181Removal of some validation methods listed in Section 3.2.2.42017-01-072017-01-07
1.4.3187Make CAA Checking Mandatory2017-03-082017-09-08
1.4.4193825-day Certificate Lifetimes2017-03-172018-03-01
1.4.5189Amend Section 6.1.7 of Baseline Requirements2017-04-142017-05-14
1.4.6195CAA Fixup2017-04-172017-05-18
1.4.7196Define “Audit Period”2017-04-172017-05-18
1.4.8199Require commonName in Root and Intermediate Certificates2017-05-092017-06-08
1.4.9204Forbid DTPs from doing Domain/IP Ownership2017-07-112017-08-11
1.5.0212Canonicalise formal name of the Baseline Requirements2017-09-012017-10-01
1.5.1197Effective Date of Ballot 193 Provisions2017-05-012017-06-02
1.5.2190Add Validation Methods with Minor Corrections2017-09-192017-10-19
1.5.3214CAA Discovery CNAME Errata2017-09-272017-10-27
1.5.4215Fix Ballot 190 Errata2017-10-042017-11-05
1.5.5217Sunset RFC 25272017-12-212018-03-09
1.5.6218Remove validation methods #1 and #52018-02-052018-03-09
1.5.7220Minor Cleanups (Spring 2018)2018-03-302018-04-29
1.5.8219Clarify handling of CAA Record Sets with no “issue”/“issuewild” property tag2018-04-102018-05-10
1.5.9223Update BR Section 8.4 for CA audit criteria2018-05-152018-06-14
1.6.0224WhoIs and RDAP2018-05-222018-06-22
1.6.1SC006Revocation Timeline Extension2018-09-142018-10-14
1.6.2SC012Sunset of Underscores in dNSNames2018-11-092018-12-10
1.6.3SC013CAA Contact Property and Associated E-mail Validation Methods2018-12-252019-02-01
1.6.4SC014Updated Phone Validation Methods2019-01-312019-03-16
1.6.4SC015Remove Validation Method Number 92019-02-052019-03-16
1.6.4SC007Update IP Address Validation Methods2019-02-082019-03-16
1.6.5SC016Other Subject Attributes2019-03-152019-04-16
1.6.6SC019Phone Contact with DNS CAA Phone Contact v22019-05-202019-09-09
1.6.7SC023Precertificates2019-11-142019-12-19
1.6.7SC024Fall Cleanup v22019-11-122019-12-19
1.6.8SC025Define New HTTP Domain Validation Methods v22020-01-312020-03-03
1.6.9SC027Version 3 Onion Certificates2020-02-192020-03-27
1.7.0SC029Pandoc-Friendly Markdown Formatting Changes2020-03-202020-05-04
1.7.1SC030Disclosure of Registration / Incorporating Agency2020-07-132020-08-20
1.7.1SC031Browser Alignment2020-07-162020-08-20
1.7.2SC033TLS Using ALPN Method2020-08-142020-09-22
1.7.3SC028Logging and Log Retention2020-09-102020-10-19
1.7.3SC035Cleanups and Clarifications2020-09-092020-10-19
1.7.4SC041Reformat the BRs, EVGs, and NCSSRs2021-02-242021-04-05
1.7.5SC042398-day Re-use Period2021-04-222021-06-02
1.7.6SC044Clarify Acceptable Status Codes2021-04-302021-06-03
1.7.7SC046Sunset the CAA Exception for DNS Operator2021-06-022021-07-12
1.7.8SC045Wildcard Domain Validation2021-06-022021-07-13
1.7.9SC047Sunset subject:organizationalUnitName2021-06-302021-08-16
1.8.0SC048Domain Name and IP Address Encoding2021-07-222021-08-25
1.8.1SC050Remove the requirements of 4.1.12021-11-222021-12-23
1.8.2SC053Sunset for SHA-1 OCSP Signing2022-01-262022-03-04
1.8.3SC051Reduce and Clarify Log and Records Archival Retention Requirements2022-03-012022-04-15
1.8.4SC054Onion Cleanup2022-03-242022-04-23
1.8.5SC0562022 Cleanup2022-10-252022-11-30
1.8.6SC058Require distributionPoint in sharded CRLs2022-11-072022-12-11
1.8.7SC061New CRL entries must have a Revocation Reason Code2023-04-012023-07-15
2.0.0SC062Certificate Profiles Update2023-04-222023-09-15
2.0.1SC063Make OCSP optional, require CRLs, and incentivize automation2023-08-172024-03-15
2.0.2SC0662023 Cleanup2023-11-232024-01-08
2.0.3SC069Clarify router and firewall logging requirements2024-03-132024-04-15
2.0.4SC065Convert EVGs into RFC 3647 format2024-03-152024-05-15
2.0.5SC073Compromised and weak keys2024-05-032024-07-01
2.0.6SC075Pre-sign linting2024-06-282024-08-06
2.0.7SC067Require Multi-Perspective Issuance Corroboration2024-08-022024-09-06
2.0.8SC077Update WebTrust Audit name in Section 8.4 and References2024-09-022024-10-02
2.0.9SC078Subject organizationName alignment for DBA / Assumed Name2024-10-022024-11-08
2.1.0SC076Clarify and improve OCSP requirements2024-09-262024-11-14
2.1.1SC079Allow more than one Certificate Policy in a Cross-Certified Subordinate CA Certificate2024-09-302024-11-14
2.1.2SC080Strengthen WHOIS lookups and Sunset Methods 3.2.2.4.2 and 3.2.2.4.152024-11-072024-12-16
2.1.3SC083Winter 2024-2025 Cleanup Ballot2025-01-232025-02-24
2.1.4SC084DNS Labeled with ACME Account ID Validation Method2025-01-282025-03-01
2.1.5SC081Introduce Schedule of Reducing Validity and Data Reuse Periods2025-04-112025-05-16
2.1.6SC085Require Validation of DNSSEC (when present) for CAA and DCV Lookups2025-06-192025-07-21
2.1.7SC089Mass Revocation Planning2025-07-232025-08-25
2.1.8SC092Sunset Precertificate Signing CAs2025-10-032025-11-04
2.1.9SC088DNS TXT Record with Persistent Value DCV Method2025-10-092025-11-10
2.2.0SC086Sunset the Inclusion of Address and Routing Parameter Area Names2025-11-132025-12-15
2.2.1SC091Sunset 3.2.2.5.3 Reverse Address Lookup Validation,2025-11-132025-12-16
2.2.1SC091new DNS-based validation using Persistent DCV TXT Record for IP addresses2025-11-132025-12-16
2.2.2SC090Gradually sunset remaining email-based, phone-based, and ‘crossover’ validation methods2025-11-202026-01-12
2.2.3SC094DNSSEC exception in email DCV methods2026-01-152026-02-16
2.2.4SC096Carve-out for DNSSEC verification logging requirements2026-01-142026-02-17
2.2.5SC097Sunset all remaining use of SHA-1 signatures in Certificates and CRLs2026-02-242026-02-25
2.2.6SC095Clean-up 20252026-02-272026-03-31
2.2.7SC099Improve Recording of Validation Method2026-04-182026-05-19
2.2.8SC098Process RFC 8657 CAA Parameters2026-05-132026-06-16
2.2.9SC101Clarify Authorization Domain Names2026-07-022026-08-06
2.3.0SC100DNSSEC Clarification and Consolidation2026-08-062026-09-07
版本Ballot 投票案內容採納日期生效日*
1.0.062採納《基本要求》1.0 版2011-11-222012-07-01
1.0.171修訂稽核者(Auditor)資格2012-05-082013-01-01
1.0.275允許將非關鍵(Non-critical)Name Constraints 視為 RFC 5280 之例外2012-06-082012-06-08
1.0.378修訂網域/IP 位址驗證、高風險申請與資料來源2012-06-222012-06-22
1.0.480未簽發憑證之 OCSP 回應2012-08-022013-08-02
—83採納《網路與憑證系統安全要求》(NCSSR)2013-08-032013-01-01
1.0.588允許使用者指定國碼 XX2012-09-122012-09-12
1.1.0—以 1.1 版發布,內容與 1.0.5 相同2012-09-142012-09-14
1.1.193廢止事由與公開金鑰參數檢查2012-11-072012-11-07
1.1.296萬用字元(Wildcard)憑證與新通用頂級網域(New gTLD)2013-02-202013-02-20
1.1.397防止未知的憑證內容2013-02-212013-02-21
1.1.499新增 DSA 金鑰(BR v.1.1.4)2013-05-032013-05-03
1.1.5102修訂第 9.2.3 節的主體網域元件(domainComponent)與語言(language)屬性2013-05-312013-05-31
1.1.6105下屬憑證機構(Subordinate CA)的技術性約束2013-07-292013-07-29
1.1.7112將「Internal Server Name」定義替換為「Internal Name」2014-04-032014-04-03
1.1.8120關係企業(Affiliate)的網域驗證授權2014-06-052014-06-05
1.1.9129第 11.1.3 節所述 PSL 之釐清2014-08-042014-08-04
1.2.0125CAA 紀錄2014-10-142015-04-15
1.2.1118SHA-1 淘汰時程2014-10-162014-11-16
1.2.2134預簽憑證(Pre-certificates)對 RFC 5280 規範之適用2014-10-162014-10-16
1.2.3135ETSI 稽核者資格2014-10-162014-10-16
1.2.4144.onion 網域名稱的驗證規範2015-02-182015-02-18
1.2.5148修正 Issuer 欄位2015-04-022015-04-02
1.3.0146將《基本要求》轉換為 RFC 3647 架構2015-04-162015-04-16
1.3.1151新增選用 OID 以表示驗證等級2015-09-282015-09-28
1.3.2156增修《基本要求》第 1、2 節2015-12-032016-12-03
1.3.3160增修《基本要求》第 4 節2016-02-042016-02-04
1.3.4162例外條款的淘汰時程2016-03-152016-03-15
1.3.5168《基本要求》校正(修訂版)2016-05-102016-05-10
1.3.6171更新 CABF 文件中之 ETSI 標準2016-07-012016-07-01
1.3.7164憑證序號的亂度(資訊熵)2016-07-082016-09-30
1.3.8169修訂驗證要求2016-08-052017-03-01
1.3.9174改革與當地法律衝突時之相關要求2016-08-292016-11-27
1.4.0173移除因資訊錯誤而須停用公鑰之要求2016-07-282016-09-11
1.4.1175於主體欄位增訂 givenName 與 surname 屬性2016-09-072016-09-07
1.4.2181移除第 3.2.2.4 節所列之部分驗證方法2017-01-072017-01-07
1.4.3187強制執行 CAA 檢查2017-03-082017-09-08
1.4.4193憑證有效期為 825 日2017-03-172018-03-01
1.4.5189增修《基本要求》第 6.1.7 節2017-04-142017-05-14
1.4.6195CAA 修補2017-04-172017-05-18
1.4.7196定義「稽核期間」(Audit Period)2017-04-172017-05-18
1.4.8199要求根憑證與中繼憑證須含 commonName 欄位2017-05-092017-06-08
1.4.9204禁止受委任第三方(DTP)執行網域/IP 所有權驗證2017-07-112017-08-11
1.5.0212規範《基本要求》正式名稱2017-09-012017-10-01
1.5.1197Ballot 193 條文之生效日2017-05-012017-06-02
1.5.2190新增驗證方法與若干小幅修正2017-09-192017-10-19
1.5.3214CAA 檢索 CNAME 規則之內容勘誤2017-09-272017-10-27
1.5.4215修正 Ballot 190 文字誤植2017-10-042017-11-05
1.5.5217RFC 2527 淘汰時程2017-12-212018-03-09
1.5.6218移除驗證方法 #1 與 #52018-02-052018-03-09
1.5.7220小幅整理(2018 春)2018-03-302018-04-29
1.5.8219明定未含 “issue”/“issuewild” 屬性標籤之 CAA 紀錄集(Record Set)處理方式2018-04-102018-05-10
1.5.9223更新《基本要求》第 8.4 節之 CA 稽核準則2018-05-152018-06-14
1.6.0224WhoIs 與 RDAP2018-05-222018-06-22
1.6.1SC006憑證廢止時限之延長2018-09-142018-10-14
1.6.2SC012於 dNSName 內容值使用底線字元(Underscore)之淘汰時程2018-11-092018-12-10
1.6.3SC013CAA Contact 屬性及相關電子郵件驗證方法2018-12-252019-02-01
1.6.4SC014更新電話驗證方法2019-01-312019-03-16
1.6.4SC015移除第 9 號驗證方法2019-02-052019-03-16
1.6.4SC007更新 IP 位址驗證方法2019-02-082019-03-16
1.6.5SC016其他 Subject 屬性2019-03-152019-04-16
1.6.6SC019透過 DNS CAA Phone Contact v2 之電話聯絡2019-05-202019-09-09
1.6.7SC023預簽憑證(Precertificates)2019-11-142019-12-19
1.6.7SC024秋季整理 v22019-11-122019-12-19
1.6.8SC025定義新 HTTP 網域驗證方法 v22020-01-312020-03-03
1.6.9SC027第 3 版 Onion 憑證2020-02-192020-03-27
1.7.0SC029調整 Markdown 格式相容 Pandoc2020-03-202020-05-04
1.7.1SC030揭露公司註冊/設立登記機構2020-07-132020-08-20
1.7.1SC031與瀏覽器安全政策同步(Browser Alignment)2020-07-162020-08-20
1.7.2SC033TLS 驗證使用 ALPN 方法2020-08-142020-09-22
1.7.3SC028記錄與紀錄保留2020-09-102020-10-19
1.7.3SC035整理與釐清2020-09-092020-10-19
1.7.4SC041重新編排《基本要求(BRs)》、《EV 指引(EVGs)》與《網路與憑證系統安全要求(NCSSR)》2021-02-242021-04-05
1.7.5SC042可重複使用(Re-use)已驗證資料之期限降為 398 日2021-04-222021-06-02
1.7.6SC044明定可接受的狀態碼2021-04-302021-06-03
1.7.7SC046DNS 業者的 CAA 例外條款之淘汰時程2021-06-022021-07-12
1.7.8SC045萬用字元網域驗證2021-06-022021-07-13
1.7.9SC047subject:organizationalUnitName 淘汰時程2021-06-302021-08-16
1.8.0SC048網域名稱與 IP 位址的表示格式規範2021-07-222021-08-25
1.8.1SC050移除第 4.1.1 節之要求2021-11-222021-12-23
1.8.2SC053SHA-1 OCSP 簽章之淘汰時程2022-01-262022-03-04
1.8.3SC051縮減並明定紀錄與紀錄歸檔保留之要求2022-03-012022-04-15
1.8.4SC054Onion 整理2022-03-242022-04-23
1.8.5SC0562022 整理2022-10-252022-11-30
1.8.6SC058要求分片式(Sharded)CRL 須含 distributionPoint 欄位2022-11-072022-12-11
1.8.7SC061新 CRL 記錄必須有廢止原因代碼(Revocation Reason Code)2023-04-012023-07-15
2.0.0SC062更新憑證剖繪(Certificate Profiles)2023-04-222023-09-15
2.0.1SC063OCSP 改為選用、強制 CRL,並鼓勵自動化2023-08-172024-03-15
2.0.2SC0662023 整理2023-11-232024-01-08
2.0.3SC069明定路由器與防火牆的記錄要求2024-03-132024-04-15
2.0.4SC065將《EV 指引(EVGs)》轉為 RFC 3647 格式2024-03-152024-05-15
2.0.5SC073金鑰遭破解與弱金鑰2024-05-032024-07-01
2.0.6SC075簽章前的 Linting 檢查(Pre-sign linting)2024-06-282024-08-06
2.0.7SC067強制實施多視角簽發佐證(MPIC)2024-08-022024-09-06
2.0.8SC077更新第 8.4 節與參考資料內容的 WebTrust 稽核名稱2024-09-022024-10-02
2.0.9SC078Subject organizationName 欄位比照 EV 憑證及 S/MIME 顯示 DBA/商業名稱(Assumed Name)2024-10-022024-11-08
2.1.0SC076明定並改善 OCSP 要求2024-09-262024-11-14
2.1.1SC079允許交互認證之下屬憑證機構憑證(Cross-Certified Subordinate CA Certificate)包含一個以上之憑證政策2024-09-302024-11-14
2.1.2SC080強化 WHOIS 查詢並淘汰第 3.2.2.4.2 節、第 3.2.2.4.15 節驗證方法2024-11-072024-12-16
2.1.3SC0832024-2025 冬季整理 Ballot2025-01-232025-02-24
2.1.4SC084標記 ACME Account ID 的 DNS 驗證方法2025-01-282025-03-01
2.1.5SC081導入縮短憑證有效期與可重複使用已驗證資料之期限的時程表2025-04-112025-05-16
2.1.6SC085查詢 CAA 與 DCV 時,要求驗證 DNSSEC(當其存在時)2025-06-192025-07-21
2.1.7SC089大規模廢止(Mass Revocation)規劃2025-07-232025-08-25
2.1.8SC092淘汰預簽憑證簽章憑證機構(Precertificate Signing CA)2025-10-032025-11-04
2.1.9SC088基於持久性紀錄值之 DNS TXT 紀錄的 DCV 方法2025-10-092025-11-10
2.2.0SC086終止 Address and Routing Parameter Area (.arpa) 網域名稱的憑證申請2025-11-132025-12-15
2.2.1SC091淘汰第 3.2.2.5.3 節反向位址查詢驗證,2025-11-132025-12-16
2.2.1SC091新增使用持久性 DCV TXT 紀錄之 IP 位址 DNS 驗證方法2025-11-132025-12-16
2.2.2SC090逐步淘汰剩餘的電子郵件、電話驗證與「crossover」驗證方法2025-11-202026-01-12
2.2.3SC094電子郵件 DCV 方法之 DNSSEC 豁免2026-01-152026-02-16
2.2.4SC096豁免 DNSSEC 驗證記錄的要求2026-01-142026-02-17
2.2.5SC097淘汰所有還在使用 SHA-1 簽章的憑證與 CRL2026-02-242026-02-25
2.2.6SC0952025 整理2026-02-272026-03-31
2.2.7SC099改進驗證方法的記錄方式2026-04-182026-05-19
2.2.8SC098處理 RFC 8657 的 CAA 參數2026-05-132026-06-16
2.2.9SC101明定經授權網域名稱(ADN)2026-07-022026-08-06
2.3.0SC100DNSSEC 之釐清與整合2026-08-062026-09-07

* Effective Date and Additionally Relevant Compliance Date(s)

* 生效日期(Effective Date)及其他相關實施日期

1.2.2 相關日期 原文 ↗

Relevant Dates

ComplianceSection(s)Summary Description (See Full Text for Details)
2025-01-154.9.9Subscriber Certificate OCSP responses MUST be available 15 minutes after issuance.
2025-01-153.2.2.4CAs MUST NOT rely on HTTPS websites to identify Domain Contact information. CAs MUST rely on IANA resources for identifying Domain Contact information.
2025-03-154.3.1.2The CA SHALL implement a Linting process to test the technical conformity of the to-be-issued Certificate with these Requirements.
2025-03-158.7The CA SHOULD use a Linting process to test the technical accuracy of already issued Certificates against the sample set chosen for Self-Audits.
2025-03-153.2.2.9CAs MUST corroborate the results of domain validation and CAA checks from multiple Network Perspectives where specified.
2025-07-153.2.2.4CAs MUST NOT rely on Methods 3.2.2.4.2 and 3.2.2.4.15 to issue Subscriber Certificates.
2025-12-015.7.1.2CAs SHALL assert in section 5.7.1 of their CPS or combined CP/CPS their mass revocation plan, testing, and continuous improvements.
2026-03-153.2.2.4DNSSEC validation MUST be performed on all DNS queries associated with the validation of domain authorization or control by the Primary Network Perspective.
2026-03-153.2.2.4CAs MUST NOT use local policy to disable DNSSEC validation on any DNS query associated with the validation of domain authorization or control.
2026-03-153.2.2.4CAs MUST NOT rely on Method 3.2.2.4.8 to issue Subscriber Certificates.
2026-03-154.2.2.2.2DNSSEC validation MUST be performed on all DNS queries associated with CAA record lookups performed by the Primary Network Perspective.
2026-03-154.2.2.2.4CAs MUST NOT use local policy to disable DNSSEC validation on any DNS query associated CAA record lookups.
2026-03-154.2.2.2.5DNSSEC-validation errors observed by the Primary Network Perspective (e.g., SERVFAIL) MUST NOT be treated as permission to issue.
2026-03-154.2.1Subject Identity Information validation maximum data reuse period is 398 days.
2026-03-154.2.1Domain Name and IP Address validation maximum data reuse period is 200 days.
2026-03-154.2.2CAs SHALL NOT issue Certificates containing Domain Names that end in an IP Reverse Zone Suffix.
2026-03-156.3.2Maximum validity period of Subscriber Certificates is 200 days.
2026-03-157.1.2.4CAs MUST NOT use Precertificate Signing CAs to issue Precertificates. CAs MUST NOT issue certificates using the Technically Constrained Precertificate Signing CA Certificate Profile specified in Section 7.1.2.4.
2026-07-155.4.1Audit logs of verification activity MUST include specific information.
2026-09-157.1.3.2.1Sunset all remaining use of SHA-1 in Certificates and CRLs.
2026-11-153.2.2.4Authorization Domain Names must be derived based on the validation method to be used.
2027-03-153.2.2.4 and 3.2.2.5CAs MUST NOT rely on Methods 3.2.2.4.16, 3.2.2.4.17, 3.2.2.5.2, and 3.2.2.5.5 to issue Subscriber Certificates.
2027-03-153.2.2.5.3CAs MUST NOT rely on Method 3.2.2.5.3 to issue Subscriber Certificates.
2027-03-154.2.1Domain Name and IP Address validation maximum data reuse period is 100 days.
2027-03-156.3.2Maximum validity period of Subscriber Certificates is 100 days.
2027-03-154.2.2.1.2CAs MUST process the accounturi and validationmethods parameters as specified in RFC 8657.
2027-03-154.2.2.1.2If the CA does not identify the Subscriber account via an ACME Account URL as described in RFC 8555, the CA MUST define the supported format of the accounturi in Section 4.2 of their CP and/or CPS, and SHOULD comply with the acct URI scheme defined in RFC 7565
2028-03-153.2.2.4 and 3.2.2.5CAs MUST NOT rely on Methods 3.2.2.4.4, 3.2.2.4.13, and 3.2.2.4.14 to issue Subscriber Certificates.
2029-03-154.2.1Domain Name and IP Address validation maximum data reuse period is 10 days.
2029-03-156.3.2Maximum validity period of Subscriber Certificates is 47 days.
實施日期章節摘要說明(詳情請參閱章節全文)
2025-01-154.9.9用戶憑證(Subscriber Certificate)的 OCSP 回應應(MUST)於簽發後 15 分鐘內可用。
2025-01-153.2.2.4CA 不得(MUST NOT)依賴 HTTPS 網站來識別網域名稱聯絡人(Domain Contact)資訊。CA 應(MUST)依賴 IANA 來源識別網域名稱聯絡人資訊。
2025-03-154.3.1.2CA 應(SHALL)實施 Linting 流程,以測試待簽發憑證(to-be-issued Certificate)與本文件之間的技術符合性。
2025-03-158.7CA 宜(SHOULD)採用 Linting 流程,對內部稽核(Self-Audits)所選定之樣本集中的已簽發憑證進行技術準確度測試。
2025-03-153.2.2.9CA 應(MUST)在指定的情況下,從多個網路視角(Network Perspectives)佐證網域驗證(Domain Validation)與 CAA 檢查的結果。
2025-07-153.2.2.4CA 不得(MUST NOT)依賴第 3.2.2.4.2 節與第 3.2.2.4.15 節的方法來簽發用戶憑證。
2025-12-015.7.1.2CA 應(SHALL)於其 CPS 或合併式 CP/CPS 的第 5.7.1 節中聲明其大規模廢止計畫(Mass Revocation Plan)、演練及持續改進。
2026-03-153.2.2.4針對由主要網路視角(Primary Network Perspective)執行之網域授權或控管權驗證相關的所有 DNS 查詢,均應(MUST)執行 DNSSEC 驗證。
2026-03-153.2.2.4CA 不得(MUST NOT)利用內部政策,針對任何與網域授權或控管權驗證相關的 DNS 查詢,停用其 DNSSEC 驗證。
2026-03-153.2.2.4CA 不得(MUST NOT)依賴第 3.2.2.4.8 節的方法來簽發用戶憑證。
2026-03-154.2.2.2.2針對由主要網路視角(Primary Network Perspective)執行之與 CAA 紀錄檢查相關的所有 DNS 查詢,均應(MUST)執行 DNSSEC 驗證。
2026-03-154.2.2.2.4CA 不得(MUST NOT)利用內部政策,針對任何與 CAA 紀錄檢查相關的 DNS 查詢,停用其 DNSSEC 驗證。
2026-03-154.2.2.2.5由主要網路視角(Primary Network Perspective)觀察到的 DNSSEC 驗證錯誤(例如 SERVFAIL),不得(MUST NOT)被視為許可簽發之依據。
2026-03-154.2.1可重複使用主體識別資訊(Subject Identity Information)已驗證資料的最長期限為 398 日。
2026-03-154.2.1可重複使用網域名稱(Domain Name)與 IP 位址(IP Address)已驗證資料的最長期限為 200 日。
2026-03-154.2.2CA 不得(SHALL NOT)簽發以 IP 反向區域後綴(IP Reverse Zone Suffix)結尾之網域名稱的憑證。
2026-03-156.3.2用戶憑證的最長有效期(Validity Period)為 200 日。
2026-03-157.1.2.4CA 不得(MUST NOT)使用預簽憑證簽章憑證機構(Precertificate Signing CA)來簽發預簽憑證(Precertificate)。CA 不得(MUST NOT)使用第 7.1.2.4 節所規範的受技術約束之預簽憑證簽章憑證機構憑證剖繪(Technically Constrained Precertificate Signing CA Certificate Profile)來簽發憑證。
2026-07-155.4.1驗證活動的稽核紀錄(Audit logs)應(MUST)包含特定資訊。
2026-09-157.1.3.2.1淘汰(Sunset)所有還在使用 SHA-1 簽章的憑證與 CRL。
2026-11-153.2.2.4經授權網域名稱(Authorization Domain Name,ADN)必須依所使用的驗證方法決定。
2027-03-153.2.2.4 與 3.2.2.5CA 不得(MUST NOT)依賴第 3.2.2.4.16 節、第 3.2.2.4.17 節、第 3.2.2.5.2 節與第 3.2.2.5.5 節的方法來簽發用戶憑證。
2027-03-153.2.2.5.3CA 不得(MUST NOT)依賴第 3.2.2.5.3 節的方法來簽發用戶憑證。
2027-03-154.2.1可重複使用網域名稱與 IP 位址已驗證資料的最長期限為 100 日。
2027-03-156.3.2用戶憑證的最長有效期為 100 日。
2027-03-154.2.2.1.2CA 應(MUST)依 RFC 8657 規定處理 accounturi 與 validationmethods 參數。
2027-03-154.2.2.1.2若 CA 未依 RFC 8555 所述,以 ACME Account URL 識別憑證用戶的帳號,CA 應(MUST)於其憑證政策(CP)及/或憑證實務作業基準(CPS)第 4.2 節中定義其所支援的 accounturi 格式,並宜(SHOULD)遵循 RFC 7565 所定義的 acct URI scheme。
2028-03-153.2.2.4 與 3.2.2.5CA 不得(MUST NOT)依賴第 3.2.2.4.4 節、第 3.2.2.4.13 節與第 3.2.2.4.14 節的方法來簽發用戶憑證。
2029-03-154.2.1可重複使用網域名稱與 IP 位址已驗證資料的最長期限為 10 日。
2029-03-156.3.2用戶憑證的最長有效期為 47 日。

1.3 PKI 參與者 原文 ↗

PKI Participants

The CA/Browser Forum is a voluntary organization of Certification Authorities and suppliers of Internet browser and other relying-party software applications.

CA/Browser Forum 係一自願性組織(voluntary organization),由憑證機構(Certification Authorities)以及網際網路瀏覽器供應商與其他作為信賴憑證者(Relying-party)的軟體應用程式供應商所組成。

1.3.1 憑證機構(CA) 原文 ↗

Certification Authorities

Certification Authority (CA) is defined in Section 1.6. Current CA Members of the CA/Browser Forum are listed here: https://cabforum.org/members.

憑證機構(Certification Authority,CA)之定義見第 1.6 節。CA/Browser Forum 目前的 CA 會員名單如以下網址:https://cabforum.org/members。

1.3.2 註冊中心(RA) 原文 ↗

Registration Authorities

With the exception of Section 3.2.2.4, Section 3.2.2.5 and (effective 2026-03-15) Section 3.2.2.8, the CA MAY delegate the performance of all, or any part, of Section 3.2 requirements to a Delegated Third Party, provided that the process as a whole fulfills all of the requirements of Section 3.2.

除第 3.2.2.4 節、第 3.2.2.5 節 及(自 2026-03-15 起生效)第 3.2.2.8 節之要求外,CA 得(MAY)將第 3.2 節規定之全部或任何部分要求,委派給受委任第三方(Delegated Third Party)執行,前提是整體流程完全符合第 3.2 節所有要求。

Before the CA authorizes a Delegated Third Party to perform a delegated function, the CA SHALL contractually require the Delegated Third Party to:

於 CA 授權受委任第三方執行受委託作業(delegated function)之前,CA 應(SHALL)透過契約要求受委任第三方:

  1. Meet the qualification requirements of Section 5.3.1, when applicable to the delegated function;
  2. Retain documentation in accordance with Section 5.5.2;
  3. Abide by the other provisions of these Requirements that are applicable to the delegated function; and
  4. Comply with
    1. the CA’s Certificate Policy/Certification Practice Statement or
    2. the Delegated Third Party’s practice statement that the CA has verified complies with these Requirements.
  1. 於受委託作業適用時,應符合第 5.3.1 節所規定之資格要求;
  2. 依第 5.5.2 節保留文件;
  3. 遵守本文件中其他適用於受委託作業之規定;以及
  4. 遵循
    1. CA 的憑證政策(CP)/憑證實務作業基準(CPS),或
    2. 受委任第三方之作業基準,且 CA 已驗證其遵循本文件要求。

The CA MAY designate an Enterprise RA to verify certificate requests from the Enterprise RA’s own organization.

CA 得(MAY)指定企業註冊中心(Enterprise RA)驗證其所屬組織提出的憑證申請。

The CA SHALL NOT accept certificate requests authorized by an Enterprise RA unless the following requirements are satisfied:

CA 不得(SHALL NOT)接受由企業註冊中心核准的憑證申請,除非符合下列要求:

  1. The CA SHALL confirm that the requested Fully-Qualified Domain Name(s) are within the Enterprise RA’s verified Domain Namespace.
  2. If the certificate request includes a Subject name of a type other than a Fully-Qualified Domain Name, the CA SHALL confirm that the name is either that of the delegated enterprise, or an Affiliate of the delegated enterprise, or that the delegated enterprise is an agent of the named Subject. For example, the CA SHALL NOT issue a Certificate containing the Subject name “XYZ Co.” on the authority of Enterprise RA “ABC Co.”, unless the two companies are affiliated (see Section 3.2) or “ABC Co.” is the agent of “XYZ Co”. This requirement applies regardless of whether the accompanying requested Subject FQDN falls within the Domain Namespace of ABC Co.’s Registered Domain Name.
  1. CA 應(SHALL)確認所申請之完全吻合網域名稱(Fully-Qualified Domain Name,FQDN)位於該企業註冊中心已驗證之網域名稱空間(Domain Namespace)內。
  2. 如憑證申請包含非完全吻合網域名稱(FQDN)類型之主體名稱(Subject name),CA 應(SHALL)確認該名稱為受委任企業之名稱、受委任企業的關係企業(Affiliate)之名稱,或受委任企業係該主體所載名稱之代理人。例如,CA 不得(SHALL NOT)僅憑企業註冊中心「ABC Co.」之授權而簽發包含主體名稱「XYZ Co.」之憑證,除非兩家公司為關係企業(參見第 3.2 節)或「ABC Co.」係「XYZ Co.」之代理人。無論伴隨申請之主體 FQDN(Subject FQDN)是否屬於「ABC Co.」已註冊域名之網域名稱空間內,上述要求均應適用。

The CA SHALL impose these limitations as a contractual requirement on the Enterprise RA and monitor compliance by the Enterprise RA.

CA 應(SHALL)透過契約要求該企業註冊中心遵守上述限制,並監督其遵循情形。

1.3.3 用戶 原文 ↗

Subscribers

As defined in Section 1.6.1.

依第 1.6.1 節之定義。

In some situations, a CA acts as an Applicant or Subscriber, for instance, when it generates and protects a Private Key, requests a Certificate, demonstrates control of a Domain, or obtains a Certificate for its own use.

在某些情況下,CA 本身會作為申請者(Applicant)或用戶(Subscriber),例如當其產製並保存私密金鑰(Private Key)、申請憑證、證明網域控管權,或為了自身用途取得憑證時。

1.3.4 信賴憑證者 原文 ↗

Relying Parties

“Relying Party” and “Application Software Supplier” are defined in Section 1.6.1. Current Members of the CA/Browser Forum who are Application Software Suppliers are listed here: https://cabforum.org/members.

「信賴憑證者(Relying Party)」與「應用軟體供應商(Application Software Supplier)」之定義見第 1.6.1 節。CA/Browser Forum 現任會員中屬於應用軟體供應商者,名單如以下網址:https://cabforum.org/members。

1.3.5 其他參與者 原文 ↗

Other Participants

Other groups that have participated in the development of these Requirements include the AICPA/CICA WebTrust for Certification Authorities task force and ETSI ESI. Participation by such groups does not imply their endorsement, recommendation, or approval of the final product.

曾參與本文件制定之其他團體包括 AICPA/CICA 之「WebTrust for Certification Authorities」工作小組與 ETSI ESI。此等團體的參與並不代表其對最終成果之背書、推薦或核可。

1.4 憑證用途 原文 ↗

Certificate Usage

1.4.1 憑證適用範圍 原文 ↗

Appropriate Certificate Uses

The primary goal of these Requirements is to enable efficient and secure electronic communication, while addressing user concerns about the trustworthiness of Certificates. These Requirements also serve to inform users and help them to make informed decisions when relying on Certificates.

本文件之主要目的為促進安全且有效之電子通訊,並回應使用者對憑證可信度之疑慮。本文件亦提供使用者相關資訊,協助其於信賴憑證時做出適當判斷。

1.4.2 憑證禁止事項 原文 ↗

Prohibited Certificate Uses

No stipulation.

不作規定。

1.5 政策管理 原文 ↗

Policy administration

The Baseline Requirements for the Issuance and Management of Publicly-Trusted TLS Server Certificates present criteria established by the CA/Browser Forum for use by Certification Authorities when issuing, maintaining, and revoking publicly-trusted TLS Server Certificates. This document may be revised from time to time, as appropriate, in accordance with procedures adopted by the CA/Browser Forum. Because one of the primary beneficiaries of this document is the end user, the Forum openly invites anyone to make recommendations and suggestions by email to the CA/Browser Forum at questions@cabforum.org. The Forum members value all input, regardless of source, and will seriously consider all such input.

《公開信賴 TLS 伺服器憑證簽發與管理之基本要求》(Baseline Requirements for the Issuance and Management of Publicly-Trusted TLS Server Certificates)載明 CA/Browser Forum 所訂定之準則,供憑證機構於簽發、維護及廢止公開信賴 TLS 伺服器憑證時使用。本文件得依 CA/Browser Forum 所採行之程序,適時辦理修訂。鑑於本文件的主要受益者之一為終端使用者,CA/Browser Forum 公開歡迎任何人以電子郵件向 CA/Browser Forum 提出建議(電子郵件地址為 questions@cabforum.org)。CA/Browser Forum 成員重視各界所提出之意見,不論其來源為何,均將予以審慎考量。

1.5.1 文件管理單位 原文 ↗

Organization Administering the Document

No stipulation.

不作規定。

1.5.2 聯絡資料 原文 ↗

Contact Person

Contact information for the CA/Browser Forum is available here: https://cabforum.org/leadership/. In this section of a CA’s CPS, the CA shall provide a link to a web page or an email address for contacting the person or persons responsible for operation of the CA.

CA/Browser Forum 聯絡資訊如以下網址:https://cabforum.org/leadership/。於憑證機構(Certification Authority,CA)的憑證實務作業基準(CPS)本節內容中,CA 應提供連線至網頁之連結或電子郵件地址,以供聯繫負責 CA 營運之人員。

1.5.3 憑證實務作業基準(CPS)文件之審定者 原文 ↗

Person Determining CPS suitability for the policy

No stipulation.

不作規定。

1.5.4 憑證實務作業基準(CPS)文件之核准程序 原文 ↗

CPS approval procedures

No stipulation.

不作規定。

1.6 名詞定義及縮寫 原文 ↗

Definitions and Acronyms

The Definitions found in the CA/Browser Forum’s Network and Certificate System Security Requirements are incorporated by reference as if fully set forth herein.

CA/Browser Forum《網路與憑證系統安全要求》(Network and Certificate System Security Requirements)所載之定義,以引用方式納入本文件,其內容視同已全文載明於本文件。

1.6.1 名詞定義 原文 ↗

Definitions

Affiliate: A corporation, partnership, joint venture or other entity controlling, controlled by, or under common control with another entity, or an agency, department, political subdivision, or any entity operating under the direct control of a Government Entity.

關係企業/關係組織(Affiliate):係指公司、合夥企業、合資企業或其他實體,且該實體控制他實體、受他實體控制,或與他實體受共同控制;亦指政府機關、部門、各級自治團體,或在政府機關直接控制下運作之任何實體。

Applicant: The natural person or Legal Entity that applies for (or seeks renewal of) a Certificate. Once the Certificate is issued, the Applicant is referred to as the Subscriber. For Certificates issued to devices, the Applicant is the entity that controls or operates the device named in the Certificate, even if the device is sending the actual certificate request.

申請者(Applicant):係指申請(或尋求展期)憑證之自然人或法人(Legal Entity)。憑證一旦核發,申請者即稱為用戶(Subscriber)。針對核發給裝置之憑證,申請者係指控管或營運該憑證所載裝置之實體,縱使該憑證申請實際上是由該裝置所發出。

Applicant Representative: A natural person or human sponsor who is either the Applicant, employed by the Applicant, or an authorized agent who has express authority to represent the Applicant:

  1. who signs and submits, or approves a certificate request on behalf of the Applicant, and/or
  2. who signs and submits a Subscriber Agreement on behalf of the Applicant, and/or
  3. who acknowledges the Terms of Use on behalf of the Applicant when the Applicant is an Affiliate of the CA or is the CA.

申請者代表(Applicant Representative):係指本身為申請者、受雇於申請者,或經明確授權可代表申請者之代理人的自然人或 Human Sponsor(資產保管人),且符合下列任一項或多項條件:

  1. 代表申請者簽署並提出、或同意憑證申請;及/或
  2. 代表申請者簽署並提出用戶協議(Subscriber Agreement);及/或
  3. 當申請者為憑證機構之關係企業或即為憑證機構本身時,代表申請者確認使用條款(Terms of Use)。

Application Software Supplier: A supplier of Internet browser software or other relying-party application software that displays or uses Certificates and incorporates Root Certificates.

應用軟體供應商(Application Software Supplier):提供網際網路瀏覽器軟體或其他作為信賴憑證者的應用軟體之供應商,其軟體會顯示或使用憑證,並內建根憑證(Root Certificates)。

Attestation Letter: A letter attesting that Subject Information is correct written by an accountant, lawyer, government official, or other reliable third party customarily relied upon for such information.

證明信函(Attestation Letter):係指由會計師、律師、政府官員或依慣例在此類資訊上具備可信度之可靠第三方所撰寫,用以證實主體資訊(Subject Information)為正確之信函。

Audit Period: In a period-of-time audit, the period between the first day (start) and the last day of operations (end) covered by the auditors in their engagement. (This is not the same as the period of time when the auditors are on-site at the CA.) The coverage rules and maximum length of audit periods are defined in Section 8.1.

稽核期間(Audit Period):於一段期間之稽核(period-of-time audit)中,稽核者於其委任案件中所涵蓋之作業首日(開始)至最後一日(結束)之期間。(此期間不等同稽核者在憑證機構實地稽核期間。)稽核期間之涵蓋規則與最長期限見第 8.1 節。

Audit Report: A report from a Qualified Auditor stating the Qualified Auditor’s opinion on whether an entity’s processes and controls comply with the mandatory provisions of these Requirements.

稽核報告(Audit Report):由合格稽核業者(Qualified Auditor)所出具之報告,用以說明被稽核實體之流程與控管措施是否遵循本文件要求規定的強制性規定之意見。

Authorization Domain Name: The FQDN used to perform validation of domain authorization or control for a given FQDN or Wildcard Domain Name.

經授權網域名稱(ADN, Authorization Domain Name):係指用以對指定之完全吻合網域名稱(FQDN)或萬用網域名稱(Wildcard Domain Name)執行網域授權或控管權驗證之 FQDN。

Authorized Ports: One of the following ports: 80 (http), 443 (https), 25 (smtp), 22 (ssh).

授權連接埠(Authorized Ports):下列連接埠之一:80(http)、443(https)、25(smtp)、22(ssh)。

Base Domain Name: The portion of a given FQDN that is the first Domain Name node left of a registry-controlled or public suffix plus the registry-controlled or public suffix (e.g. “example.co.uk” or “example.com”). For FQDNs where the right-most Domain Name node is a gTLD having ICANN Specification 13 in its registry agreement, the gTLD itself may be used as the Base Domain Name.

基礎網域名稱(Base Domain Name):於指定之完全吻合網域名稱(FQDN)中,位於註冊表控制網域或公開字尾(registry-controlled or public suffix)左方第一個網域名稱節點(Domain Name node),加上該註冊表控制網域或公開字尾之部分(例如「example.co.uk」或「example.com」)。若 FQDN 最右端之網域名稱節點在其註冊協議(registry agreement)中具備 ICANN 規格 13(Specification 13)之通用頂級網域名稱(gTLD),則該 gTLD 本身可被當作基礎網域名稱。

CAA: From RFC 8659: “The Certification Authority Authorization (CAA) DNS Resource Record allows a DNS domain name holder to specify one or more Certification Authorities (CAs) authorized to issue certificates for that domain name. CAA Resource Records allow a public CA to implement additional controls to reduce the risk of unintended certificate mis-issue.”

授權憑證機構簽發憑證(CAA):節錄自 RFC 8659:「授權憑證機構簽發憑證(Certification Authority Authorization,CAA) DNS 資源紀錄(DNS Resource Record)允許 DNS 網域名稱持有人指定一個或多個憑證機構(CA)取得授權幫該網域名稱簽發憑證。CAA 資源紀錄允許公開 CA 實施額外的控管措施,以降低非預期憑證誤發之風險。」

CA Key Pair: A Key Pair where the Public Key appears as the Subject Public Key Info in one or more Root CA Certificate(s) and/or Subordinate CA Certificate(s).

CA 金鑰對(CA Key Pair):其公開金鑰資訊被記載於一個或多個憑證機構的根憑證及/或下屬憑證機構憑證中的 Subject Public Key Info 欄位之金鑰對。

Certificate: An electronic document that uses a digital signature to bind a public key and an identity.

憑證(Certificate):係指以數位簽章繫結公開金鑰與特定身分之電子文件。

Certificate Data: Certificate requests and data related thereto (whether obtained from the Applicant or otherwise) in the CA’s possession or control or to which the CA has access.

憑證資料(Certificate Data):由憑證機構持有、控管或可存取之憑證申請及其相關資料(無論取自申請者或其他來源)。

Certificate Management Process: Processes, practices, and procedures associated with the use of keys, software, and hardware, by which the CA verifies Certificate Data, issues Certificates, maintains a Repository, and revokes Certificates.

憑證管理流程(Certificate Management Process):憑證機構用於驗證憑證資料、簽發憑證、維護儲存庫與廢止憑證所涉及之流程、實務與程序,包括金鑰、軟體與硬體之使用。

Certificate Policy: A set of rules that indicates the applicability of a named Certificate to a particular community and/or PKI implementation with common security requirements.

憑證政策(CP, Certificate Policy):指一套規則,用以說明特定憑證對於特定社群及/或具有共同安全需求之公開金鑰基礎建設(PKI)運用的適用性。

Certificate Problem Report: Complaint of suspected Key Compromise, Certificate misuse, or other types of fraud, compromise, misuse, or inappropriate conduct related to Certificates.

憑證問題報告(Certificate Problem Report):針對疑似金鑰遭破解(Key Compromise)、憑證遭誤用(misuse)或其他與憑證相關之詐騙、破解、濫用或不當行為之投訴。

Certificate Profile: A set of documents or files that defines Certificate content and Certificate extensions, e.g. a Section in a CA’s CPS or a certificate template file used by CA software.

憑證剖繪(Certificate Profile):係指一組文件或檔案,用以定義憑證內容與憑證擴充欄位,例如憑證機構(CA)之憑證實務作業基準中的某一章節或 CA 軟體所使用的憑證模板檔案。

Certificate Revocation List: A regularly updated time-stamped list of revoked Certificates that is created and digitally signed by the CA that issued the Certificates.

憑證廢止清冊(CRL, Certificate Revocation List):由簽發憑證之憑證機構建立並以數位方式簽章,且定期更新時間戳記之已廢止憑證清單。

Certification Authority: An organization that is responsible for the creation, issuance, revocation, and management of Certificates. The term applies equally to both Root CAs and Subordinate CAs.

憑證機構(CA, Certification Authority):負責憑證之建立、簽發、廢止與管理之組織。本詞同時適用根憑證機構(Root CA)與下屬憑證機構(Subordinate CA)。

Certification Practice Statement: One of several documents forming the governance framework in which Certificates are created, issued, managed, and used.

憑證實務作業基準(CPS, Certification Practice Statement):構成憑證建立、簽發、管理及運用之治理架構的若干文件之一。

Control: “Control” (and its correlative meanings, “controlled by” and “under common control with”) means possession, directly or indirectly, of the power to: (1) direct the management, personnel, finances, or plans of such entity; (2) control the election of a majority of the directors; or (3) vote that portion of voting shares required for “control” under the law of the entity’s Jurisdiction of Incorporation or Registration but in no case less than 10%.

控制(Control):「控制」(及其相關用語「受其控制(controlled by)」與「與其受共同控制(under common control with)),係指直接或間接擁有下列權力之一:(1) 主導該實體之經營、人事、財務或計畫;(2) 控制過半董事之選任;或 (3) 表決權依該實體設立地或註冊地管轄法律中構成「控制」所需之表決權股份比例,但無論如何不得少於 10%。

Country: Either a member of the United Nations OR a geographic region recognized as a Sovereign State by at least two UN member nations.

國家(Country):聯合國會員國,或(OR)經至少兩個聯合國會員國承認為主權國家(Sovereign State)之地理區域。

Cross-Certified Subordinate CA Certificate: A certificate that is used to establish a trust relationship between two CAs.

交互認證之下屬憑證機構憑證(Cross-Certified Subordinate CA Certificate):於兩個憑證機構之間建立信賴關係的憑證。

CSPRNG: A random number generator intended for use in a cryptographic system.

密碼學安全偽亂數產生器(CSPRNG):供密碼學系統使用之亂數產生器。

Delegated Third Party: A natural person or Legal Entity that is not the CA but is authorized by the CA, and whose activities are not within the scope of the appropriate CA audits, to assist in the Certificate Management Process by performing or fulfilling one or more of the CA requirements found herein.

受委任第三方(Delegated Third Party):非屬憑證機構(CA)之自然人或法人(Legal Entity),獲 CA 授權執行或履行本文件所列之一項或多項 CA 要求事項,以協助憑證管理流程,且其相關活動未納入 CA 稽核適用範圍。

DNS CAA Email Contact: The email address defined in Appendix A.1.1.

DNS CAA 電子郵件聯絡人(DNS CAA Email Contact):附錄 A.1.1所定義的電子郵件地址。

DNS CAA Phone Contact: The phone number defined in Appendix A.1.2.

DNS CAA 電話聯絡人(DNS CAA Phone Contact):附錄 A.1.2所定義的電話號碼。

DNS TXT Record Email Contact: The email address defined in Appendix A.2.1.

DNS TXT 紀錄電子郵件聯絡人(DNS TXT Record Email Contact):附錄 A.2.1所定義的電子郵件地址。

DNS TXT Record Phone Contact: The phone number defined in Appendix A.2.2.

DNS TXT 紀錄電話聯絡人(DNS TXT Record Phone Contact):附錄 A.2.2所定義的電話號碼。

Domain Label: From RFC 8499: “An ordered list of zero or more octets that makes up a portion of a domain name. Using graph theory, a label identifies one node in a portion of the graph of all possible domain names.”

網域標籤(Domain Label):節錄自 RFC 8499:「由零個或多個位元組(octet)依序組合而成,用以構成網域名稱的一部分。以圖論(Graph theory)表示時,網域標籤用於識別所有可能的網域名稱所構成之圖形結構中的一個節點。」

Domain Name: An ordered list of one or more Domain Labels assigned to a node in the Domain Name System.

網域名稱(Domain Name):由一個或多個網域標籤(Domain Label)依序組合而成,並被當作網域名稱系統(DNS)中的一個節點。

Domain Namespace: The set of all possible Domain Names that are subordinate to a single node in the Domain Name System.

網域名稱空間(Domain Namespace):網域名稱系統中(DNS)中,一個節點轄下之所有可能的網域名稱之集合。

Domain Name Registrant: Sometimes referred to as the “owner” of a Domain Name, but more properly the person(s) or entity(ies) registered with a Domain Name Registrar as having the right to control how a Domain Name is used, such as the natural person or Legal Entity that is listed as the “Registrant” by WHOIS or the Domain Name Registrar.

網域名稱註冊人(Domain Name Registrant):有時被稱為網域名稱的「擁有者(owner)」,但更精確而言,係指個人或實體被網域名稱註冊商(Domain Name Registrar)註冊為具有權利控管網域名稱使用方式之個人或實體,例如於 WHOIS 查詢或網域名稱註冊商資料中被列在「Registrant」之自然人或法人。

Domain Name Registrar: A person or entity that registers Domain Names under the auspices of or by agreement with:

  1. the Internet Corporation for Assigned Names and Numbers (ICANN),
  2. a national Domain Name authority/registry, or
  3. a Network Information Center (including their affiliates, contractors, delegates, successors, or assignees).

網域名稱註冊商(Domain Name Registrar):經下列機構授權或與其簽訂協議,而辦理網域名稱註冊之個人或實體:

  1. 網際網路名稱與號碼指配機構(ICANN);
  2. 國家級網域名稱主管機關或註冊管理機構(authority/registry);或
  3. 網路資訊中心(Network Information Center, NIC)(包括其關係企業、承包商、受委任單位、繼承人或受讓人)。

Enterprise RA: An employee or agent of an organization unaffiliated with the CA who authorizes issuance of Certificates to that organization.

企業註冊中心(Enterprise RA):與憑證機構無關聯之組織的員工或代理人,獲授權向該組織核准憑證之簽發。

Expiry Date: The “Not After” date in a Certificate that defines the end of a Certificate’s validity period.

到期日(Expiry Date):憑證中「Not After」欄位之日期,定義憑證有效期之終止。

Fully-Qualified Domain Name: A Domain Name that includes the Domain Labels of all superior nodes in the Internet Domain Name System.

完全吻合網域名稱(FQDN, Fully-Qualified Domain Name):指包含其所有於DNS上層節點之網域標籤的完整網域名稱。

Government Entity: A government-operated legal entity, agency, department, ministry, branch, or similar element of the government of a country, or political subdivision within such country (such as a state, province, city, county, etc.).

政府機關(Government Entity):由政府設立或運作之法人、機關、部門、部會、分支機構或其他類似之政府組織,以及該國轄下各級地方自治團體(如州、省、市、縣等)。

High Risk Certificate Request: A Request that the CA flags for additional scrutiny by reference to internal criteria and databases maintained by the CA, which may include names at higher risk for phishing or other fraudulent usage, names contained in previously rejected certificate requests or revoked Certificates, names listed on the Miller Smiles phishing list or the Google Safe Browsing list, or names that the CA identifies using its own risk-mitigation criteria.

高風險憑證申請(High Risk Certificate Request):指憑證機構(CA)依內部準則及所維護的資料庫內容,將某一憑證申請標示為須額外審查之申請。相關準則及資料庫收錄容易遭用於網路釣魚或其他詐欺用途之主體名稱、曾出現於遭拒絕之憑證申請或已廢止憑證的主體名稱、被列在 Miller Smiles Phishing List 或 Google Safe Browsing List 中之網域名稱,或 CA 依其自身風險減輕準則所識別之名稱。

Internal Name: A string of characters (not an IP address) in a Common Name or Subject Alternative Name field of a Certificate that cannot be verified as globally unique within the public DNS at the time of certificate issuance because it does not end with a Top-Level Domain registered in IANA’s Root Zone Database.

內部名稱(Internal Name):指憑證之 Common Name 或 Subject Alternative Name 欄位中的字串(非 IP 位址),由於其並非使用登記於 IANA Root Zone Database 的頂級網域名稱(Top-Level Domain, TLD)作為結尾,故於憑證簽發時無法在公開 DNS 中驗證其具有全球唯一性。

IP Address: A 32-bit or 128-bit number assigned to a device that uses the Internet Protocol for communication.

IP 位址(IP Address):指配給使用網際網路協定(Internet Protocol, IP)進行通訊之裝置的 32 位元或 128 位元數值。

IP Address Contact: The person(s) or entity(ies) registered with an IP Address Registration Authority as having the right to control how one or more IP Addresses are used.

IP 位址聯絡人(IP Address Contact):經 IP 位址註冊管理機構登記為有權控管一個或多個 IP 位址使用方式之個人或實體。

IP Address Registration Authority: The Internet Assigned Numbers Authority (IANA) or a Regional Internet Registry (RIPE, APNIC, ARIN, AfriNIC, LACNIC).

IP 位址註冊管理機構(IP Address Registration Authority):網際網路號碼分配機構(IANA)或區域網際網路註冊管理機構(RIPE、APNIC、ARIN、AfriNIC、LACNIC)。

IP Reverse Zone Suffix: One of the two FQDNs that consist of the Domain Labels “in-addr.arpa” or “ip6.arpa”. These two FQDNs serve as the root of the IP version 4 and IP version 6 reverse mapping space. “in-addr.arpa” is the root of the IP version 4 reverse mapping space and “ip6.arpa” is the root of the IP version 6 reverse mapping space.

IP 反向區域後綴(IP Reverse Zone Suffix):由網域標籤「in-addr.arpa」或「ip6.arpa」所構成之兩個完全吻合網域名稱(FQDN)之一。此二個 FQDN 分別作為網際網路協定第 4 版(IPv4)及第 6 版(IPv6)反向對應(Reverse Mapping)命名空間之根節點。其中,「in-addr.arpa」為 IPv4 反向對應命名空間之根節點,「ip6.arpa」則為 IPv6 反向對應命名空間之根節點。

Issuing CA: In relation to a particular Certificate, the CA that issued the Certificate. This could be either a Root CA or a Subordinate CA.

簽發憑證機構(Issuing CA):對一張憑證而言,即簽發該憑證之憑證機構(CA)。可以是根憑證機構(Root CA)或下屬憑證機構(Subordinate CA)。

Key Compromise: A Private Key is said to be compromised if its value has been disclosed to an unauthorized person, or an unauthorized person has had access to it.

金鑰遭破解(Key Compromise):當私密金鑰的數值洩漏給未經授權之人士,或未經授權之人士得以存取該私密金鑰時,即稱該私密金鑰遭破解。

Key Generation Script: A documented plan of procedures for the generation of a CA Key Pair.

金鑰產製腳本(Key Generation Script):用於產製憑證機構(CA)金鑰對之書面程序計畫。

Key Pair: The Private Key and its associated Public Key.

金鑰對(Key Pair):私密金鑰與其對應之公開金鑰。

LDH Label: From RFC 5890: “A string consisting of ASCII letters, digits, and the hyphen with the further restriction that the hyphen cannot appear at the beginning or end of the string. Like all DNS labels, its total length must not exceed 63 octets.”

LDH 標籤(LDH Label):節錄自 RFC 5890:「由 ASCII 字母、數字與連字號組成之字串,且連字號不得出現於字串開頭或結尾。如同所有 DNS 標籤,其總長度不得超過 63 個位元組(octet)。」

Legal Entity: An association, corporation, partnership, proprietorship, trust, government entity or other entity with legal standing in a country’s legal system.

法人(Legal Entity):於一國法律制度中具合法地位之社團、公司、合夥、獨資、信託、政府機關或其他實體。

Linting: A process in which the content of digitally signed data such as a Precertificate RFC 6962, Certificate, Certificate Revocation List, or OCSP response, or data-to-be-signed object such as a tbsCertificate (as described in RFC 5280, Section 4.1.1.1) is checked for conformance with the profiles and requirements defined in these Requirements.

Linting(語法檢查):針對預簽憑證(RFC 6962)、憑證、憑證廢止清冊(CRL)或線上憑證狀態協定(OCSP)回應等已完成數位簽章之資料,或待簽章的資料物件,例如 tbsCertificate(如 RFC 5280, 第 4.1.1.1 節 所述),檢查其內容是否符合本文件所定義之剖繪及要求的流程。

Multi-Perspective Issuance Corroboration: A process by which the determinations made during domain validation and CAA checking by the Primary Network Perspective are corroborated by other Network Perspectives before Certificate issuance.

多視角簽發佐證(Multi-Perspective Issuance Corroboration):於憑證簽發前,由其他網路視角(Network Perspectives)佐證主要網路視角(Primary Network Perspective)在網域驗證及 CAA 檢查時所做判定之流程。

Network Perspective: Related to Multi-Perspective Issuance Corroboration. A system (e.g., a cloud-hosted server instance) or collection of network components (e.g., a VPN and corresponding infrastructure) for sending outbound Internet traffic associated with a domain control validation method and/or CAA check. The location of a Network Perspective is determined by the point where unencapsulated outbound Internet traffic is typically first handed off to the network infrastructure providing Internet connectivity to that perspective.

網路視角(Network Perspective):與多視角簽發佐證(Multi-Perspective Issuance Corroboration)相關。指用於發送網域控管權驗證(Domain Control Validation)方法及/或 CAA 檢查相關之對外網際網路流量的系統(例如雲端代管伺服器的執行個體),或網路元件的組合(例如 VPN 及其相關基礎設施)。網路視角之位置,通常係指未封裝之對外網際網路流量首次交接給提供該視角網際網路連線之網路基礎設施的地點。

Non-Reserved LDH Label: From RFC 5890: “The set of valid LDH labels that do not have ‘--’ in the third and fourth positions.”

非保留 LDH 標籤(Non-Reserved LDH Label):節錄自 RFC 5890:「第三與第四個字元位置不含『--』之有效 LDH 標籤集合。」

Object Identifier: A unique alphanumeric or numeric identifier registered under the International Organization for Standardization’s applicable standard for a specific object or object class.

物件識別碼(OID, Object Identifier):於國際標準化組織(ISO)適用標準下,為特定物件或物件類別所註冊之唯一英數字或數字識別碼。

OCSP Responder: An online server operated under the authority of the CA and connected to its Repository for processing Certificate status requests. See also, Online Certificate Status Protocol.

OCSP 回應伺服器(OCSP Responder):係指在 CA 授權下營運的線上伺服器,並連線至其憑證儲存庫,用以處理憑證狀態之查詢請求。亦參見「線上憑證狀態協定(OCSP)」之定義。

Onion Domain Name: A Fully Qualified Domain Name ending with the RFC 7686 “.onion” Special-Use Domain Name. For example, 2gzyxa5ihm7nsggfxnu52rck2vv4rvmdlkiu3zzui5du4xyclen53wid.onion is an Onion Domain Name, whereas torproject.org is not an Onion Domain Name.

Onion 網域名稱(Onion Domain Name):以 RFC 7686 所定義之「.onion」特殊用途網域名稱(Special-Use Domain Name)結尾之完全吻合網域名稱(FQDN)。例如,2gzyxa5ihm7nsggfxnu52rck2vv4rvmdlkiu3zzui5du4xyclen53wid.onion 為 Onion 網域名稱,反之,torproject.org 則非 Onion 網域名稱。

Online Certificate Status Protocol: An online Certificate-checking protocol that enables relying-party application software to determine the status of an identified Certificate. See also OCSP Responder.

線上憑證狀態協定(OCSP, Online Certificate Status Protocol):係一種線上憑證檢查協定,用以使作為信賴憑證者的應用軟體得以判定某張憑證之狀態。亦參見「OCSP 回應伺服器」之定義。

Parent Company: A company that Controls a Subsidiary Company.

母公司(Parent Company):控制子公司(Subsidiary Company)之公司。

Pending Prohibition: The use of a behavior described with this label is highly discouraged, as it is planned to be deprecated and will likely be designated as MUST NOT in the future.

預告禁用(Pending Prohibition):指極不鼓勵使用描述中有此標籤之行為,因該行為已被規劃予以廢止(Deprecated),且未來極可能被指定為不得(MUST NOT)使用。

Persistent DCV TXT Record: A DNS TXT record identifying an Applicant in accordance with Section 3.2.2.4.22.

持久性網域控管權 TXT 紀錄(Persistent DCV TXT Record):依第 3.2.2.4.22 節規定,用於識別申請者之 DNS TXT 紀錄。

Precertificate: A Precertificate is a signed data structure that can be submitted to a Certificate Transparency log, as defined by RFC 6962 and containing the critical poison extension (OID: 1.3.6.1.4.1.11129.2.4.3).

預簽憑證(Precertificate):依 RFC 6962 之定義,可提出至憑證透明度(Certificate Transparency)記錄系統之已簽章資料結構,且包含關鍵性 poison 擴充欄位(OID:1.3.6.1.4.1.11129.2.4.3)。

Primary Network Perspective: The Network Perspective used by the CA to make the determination of 1) the CA’s authority to issue a Certificate for the requested domain(s) or IP address(es) and 2) the Applicant’s authority and/or domain authorization or control of the requested domain(s) or IP address(es).

主要網路視角(Primary Network Perspective):憑證機構(CA)用以判定下列事項之網路視角(1)CA 是否有權限為所申請之網域或 IP 位址簽發憑證,以及(2)申請者是否具有相關權限,及/或獲得所申請網域或 IP 位址之網域授權或控管權。

Private Key: The key of a Key Pair that is kept secret by the holder of the Key Pair, and that is used to create Digital Signatures and/or to decrypt electronic records or files that were encrypted with the corresponding Public Key.

私密金鑰(Private Key):金鑰對中由持有人保密持有之金鑰,用以建立數位簽章及/或解密其對應公開金鑰所加密之電子紀錄或檔案。

Public Key: The key of a Key Pair that may be publicly disclosed by the holder of the corresponding Private Key and that is used by a Relying Party to verify Digital Signatures created with the holder’s corresponding Private Key and/or to encrypt messages so that they can be decrypted only with the holder’s corresponding Private Key.

公開金鑰(Public Key):係指金鑰對中,私密金鑰持有人可對外公開之對應金鑰。信賴憑證者用以驗證持有人以對應私密金鑰所建立之數位簽章,及/或用以將訊息加密,使加密訊息僅能由持有人以對應私密金鑰解密。

Public Key Infrastructure: A set of hardware, software, people, procedures, rules, policies, and obligations used to facilitate the trustworthy creation, issuance, management, and use of Certificates and keys based on Public Key Cryptography.

公開金鑰基礎建設(PKI, Public Key Infrastructure):基於公開金鑰密碼學之硬體、軟體、人員、程序、規範、政策與義務之集合體,被用以協助憑證與金鑰之可信賴建立、簽發、管理及使用。

Publicly-Trusted Certificate: A Certificate that is trusted by virtue of the fact that its corresponding Root Certificate is distributed as a trust anchor in widely-available application software.

公開信賴憑證(Publicly-Trusted Certificate):因其對應之根憑證,以信賴根源(Trust Anchor)之形式配發於廣泛使用之應用軟體中,進而受到信任之憑證。

P-Label: A XN-Label that contains valid output of the Punycode algorithm (as defined in RFC 3492, Section 6.3) from the fifth and subsequent positions.

P-Label:係指自第五個字元位置起,包含 Punycode 演算法有效輸出字串(如 RFC 3492, 第 6.3 節 所定義)之 XN-Label。

Qualified Auditor: A natural person or Legal Entity that meets the requirements of Section 8.2.

合格稽核業者(Qualified Auditor):符合第 8.2 節規定之稽核資格所要求之自然人或法人。

Random Value: A value specified by a CA to the Applicant that exhibits at least 112 bits of entropy.

隨機值(Random Value):憑證機構提供予申請者的指定數值,其具備至少 112 位元之亂度(entropy,資訊熵)。

Registered Domain Name: A Domain Name that has been registered with a Domain Name Registrar.

已註冊網域名稱(Registered Domain Name):已向網域名稱註冊商登記的網域名稱。

Registration Authority (RA): Any Legal Entity that is responsible for identification and authentication of subjects of Certificates, but is not a CA, and hence does not sign or issue Certificates. An RA may assist in the certificate application process or revocation process or both. When “RA” is used as an adjective to describe a role or function, it does not necessarily imply a separate body, but can be part of the CA.

註冊中心(RA, Registration Authority):負責憑證主體之識別與鑑別,但本身非憑證機構(CA),且不簽署或簽發憑證之任何法人。註冊中心(RA)得協助憑證申請流程、憑證廢止流程,或同時協助兩者。當「RA」作為形容詞用以描述角色或功能時,並不必然表示其為獨立機構,亦可能為 CA 之一部分。

Reliable Data Source: An identification document or source of data used to verify Subject Identity Information that is generally recognized among commercial enterprises and governments as reliable, and which was created by a third party for a purpose other than the Applicant obtaining a Certificate.

可靠資料來源(Reliable Data Source):用以驗證主體識別資訊(Subject Identity Information)之識別文件或資料來源,為商業界及政府機關普遍認可之可靠來源,且係由第三方基於憑證申請以外之目的所建立。

Reliable Method of Communication: A method of communication, such as a postal/courier delivery address, telephone number, or email address, that was verified using a source other than the Applicant Representative.

可靠通訊方式(Reliable Method of Communication):以申請者代表以外之來源完成驗證的通訊方式,例如信箱/快遞地址、電話號碼或電子郵件地址。

Relying Party: Any natural person or Legal Entity that relies on a Valid Certificate. An Application Software Supplier is not considered a Relying Party when software distributed by such Supplier merely displays information relating to a Certificate.

信賴憑證者(Relying Party):信賴(使用)有效憑證之任何自然人或法人。當應用軟體供應商所發布之軟體僅顯示憑證相關資訊時,該供應商不視為信賴憑證者。

Repository: An online database containing publicly-disclosed PKI governance documents (such as Certificate Policies and Certification Practice Statements) and Certificate status information, either in the form of a CRL or an OCSP response.

儲存庫(Repository):提供公開揭露之 PKI 治理文件(例如憑證政策與憑證實務作業基準)及憑證狀態資訊之線上資料庫;憑證狀態資訊可用 CRL 或 OCSP 回應之形式提供。

Request Token: A value, derived in a method specified by the CA which binds this demonstration of control to the certificate request. The CA SHOULD define within its CPS (or a document clearly referenced by the CPS) the format and method of Request Tokens it accepts.

The Request Token SHALL incorporate the key used in the certificate request.

A Request Token MAY include a timestamp to indicate when it was created.

A Request Token MAY include other information to ensure its uniqueness.

A Request Token that includes a timestamp SHALL remain valid for no more than 30 days from the time of creation.

A Request Token that includes a timestamp SHALL be treated as invalid if its timestamp is in the future.

A Request Token that does not include a timestamp is valid for a single use and the CA SHALL NOT re-use it for a subsequent validation.

The binding SHALL use a digital signature algorithm or a cryptographic hash algorithm at least as strong as that to be used in signing the certificate request.

Note: Examples of Request Tokens include, but are not limited to:

  1. a hash of the public key; or
  2. a hash of the Subject Public Key Info [X.509]; or
  3. a hash of a PKCS#10 CSR.

A Request Token may also be concatenated with a timestamp or other data. If a CA wanted to always use a hash of a PKCS#10 CSR as a Request Token and did not want to incorporate a timestamp and did want to allow certificate key re-use then the applicant might use the challenge password in the creation of a CSR with OpenSSL to ensure uniqueness even if the subject and key are identical between subsequent requests.

Note: This simplistic shell command produces a Request Token which has a timestamp and a hash of a CSR. echo `date -u +%Y%m%d%H%M` `sha256sum <r2.csr` \| sed "s/[ -]//g" The script outputs: 201602251811c9c863405fe7675a3988b97664ea6baf442019e4e52fa335f406f7c5f26cf14f

請求符記(Request Token):依憑證機構(CA)指定方法所產生之值,用以將控管權證明與憑證申請繫結起來。CA 宜(SHOULD)於其憑證實務作業基準(或憑證實務作業基準明確引用之文件)中定義其接受之請求符記格式與產生方法。

請求符記應(SHALL)加進憑證請求所使用之金鑰。

請求符記得(MAY)包含時間戳記,以標示其建立時間。

請求符記得(MAY)包含其他資訊,以確保其唯一性。

包含時間戳記之請求符記,其有效期自建立起應(SHALL)不超過 30 日。

包含時間戳記之請求符記,若其時間戳記為未來時間,應(SHALL)視為無效。

不含時間戳記之請求符記僅供單次使用,CA 不得(SHALL NOT)於後續驗證中重複使用(re-use)。

該繫結機制應(SHALL)至少使用與憑證請求簽章所用之同等強度數位簽章演算法或密碼學雜湊演算法。

註:請求符記之範例,包括但不限於:

  1. 公開金鑰之雜湊;或
  2. Subject Public Key Info [X.509] 之雜湊;或
  3. PKCS#10 憑證請求檔(CSR)之雜湊。

請求符記亦可與時間戳記或其他資料串連。若 CA 希望一律以 PKCS#10 憑證請求檔(CSR)之雜湊作為請求符記,且不欲加進時間戳記、又欲允許憑證金鑰對重複使用,則申請者於使用 OpenSSL 建立憑證請求檔時可加入挑戰密碼(Challenge Password),以確保即使後續請求檔使用相同之主體與金鑰,仍能維持其唯一性。

註:以下這個簡單的 shell 指令會產生一個包含時間戳記與憑證請求檔(CSR)雜湊的請求符記(Request Token): echo `date -u +%Y%m%d%H%M` `sha256sum <r2.csr` \| sed "s/[ -]//g" 其指令輸出如下: 201602251811c9c863405fe7675a3988b97664ea6baf442019e4e52fa335f406f7c5f26cf14f

Required Website Content: Either a Random Value or a Request Token, together with additional information that uniquely identifies the Subscriber, as specified by the CA.

所要求的網站內容(Required Website Content):指隨機值或請求符記其中之一,連同由憑證機構指定,用以識別用戶唯一性之額外資訊。

Requirements: The Baseline Requirements found in this document.

Requirements:指本文件所載之《基本要求》(Baseline Requirements);下文視語境以「本文件」(指文件本體)或「本文件要求規定」(指其規範內容)稱之。

Reserved IP Address: An IPv4 or IPv6 address that is contained in the address block of any entry in either of the following IANA registries:

https://www.iana.org/assignments/iana-ipv4-special-registry/iana-ipv4-special-registry.xhtml

https://www.iana.org/assignments/iana-ipv6-special-registry/iana-ipv6-special-registry.xhtml

保留 IP 位址(Reserved IP Address):下列 IANA 登錄表所列位址區塊(Address Block)中之任一 IPv4 或 IPv6 位址:

https://www.iana.org/assignments/iana-ipv4-special-registry/iana-ipv4-special-registry.xhtml

https://www.iana.org/assignments/iana-ipv6-special-registry/iana-ipv6-special-registry.xhtml

Reverse Zone Domain Name: the FQDN in the .arpa namespace that corresponds to an IP address. This FQDN is constructed by converting the IP address to a sequence of labels followed by the applicable IP Reverse Zone Suffix, as specified in RFC 1035 (for IPv4 addresses) and RFC 3596 (for IPv6 addresses).

反向區域網域名稱(Reverse Zone Domain Name):於 .arpa 名稱空間中,對應某 IP 位址之完全吻合網域名稱(FQDN)。此 FQDN 係將 IP 位址轉換為一連串標籤後,附加適用之 IP 反向區域後綴所構成,如 RFC 1035(IPv4 位址)與 RFC 3596(IPv6 位址)所載。

Root CA: The top level Certification Authority whose Root Certificate is distributed by Application Software Suppliers and that issues Subordinate CA Certificates.

根憑證機構(Root CA):指頂層憑證機構,其根憑證由應用軟體供應商配發,並簽發下屬憑證機構憑證。

Root Certificate: The self-signed Certificate issued by the Root CA to identify itself and to facilitate verification of Certificates issued to its Subordinate CAs.

根憑證(Root Certificate):根憑證機構所簽發之自簽憑證,用以識別其自身,並協助驗證其對下屬憑證機構簽發之憑證。

Short-lived Subscriber Certificate: For Certificates issued on or after 2024-03-15 and prior to 2026-03-15, a Subscriber Certificate with a Validity Period less than or equal to 10 days (864,000 seconds). For Certificates issued on or after 2026-03-15, a Subscriber Certificate with a Validity Period less than or equal to 7 days (604,800 seconds).

短效期用戶憑證(Short-lived Subscriber Certificate):對於 2024-03-15 起至 2026-03-15 前簽發之憑證,指有效期小於或等於 10 日(864,000 秒)之用戶憑證。對於 2026-03-15 起簽發之憑證,指有效期小於或等於 7 日(604,800 秒)之用戶憑證。

Sovereign State: A state or country that administers its own government, and is not dependent upon, or subject to, another power.

主權國家(Sovereign State):自行管理其政府,且不依附或受制於另一政權之國家或國土。

Subject: The natural person, device, system, unit, or Legal Entity identified in a Certificate as the Subject. The Subject is either the Subscriber or a device under the control and operation of the Subscriber.

主體(Subject):憑證中被識別為「主體」之自然人、裝置、系統、單位或法人。主體為用戶本身,或受該用戶控管與營運之裝置。

Subject Identity Information: Information that identifies the Certificate Subject. Subject Identity Information does not include a Domain Name or an IP Address listed in the subjectAltName extension or the Subject commonName field.

主體識別資訊(Subject Identity Information):用以識別憑證主體的資訊。主體識別資訊不包含 subjectAltName 擴充欄位或主體 commonName 欄位所列之網域名稱或 IP 位址。

Subordinate CA: A Certification Authority whose Certificate is signed by the Root CA, or another Subordinate CA.

下屬憑證機構(Subordinate CA):其自身憑證由根憑證機構(Root CA)或其他下屬憑證機構所簽章之憑證機構。

Subscriber: A natural person or Legal Entity to whom a Certificate is issued and who is legally bound by a Subscriber Agreement or Terms of Use.

用戶(Subscriber):被簽發憑證且受用戶協議(Subscriber Agreement)或使用條款(Terms of Use)約束之自然人或法人。

Subscriber Agreement: An agreement between the CA and the Applicant/Subscriber that specifies the rights and responsibilities of the parties.

用戶協議(Subscriber Agreement):憑證機構與申請者/用戶之間的協議,載明雙方之權利義務。

Subsidiary Company: A company that is controlled by a Parent Company.

子公司(Subsidiary Company):受母公司控制之公司。

Technically Constrained Subordinate CA Certificate: A Subordinate CA certificate which uses a combination of Extended Key Usage and/or Name Constraint extensions, as defined within the relevant Certificate Profiles of this document, to limit the scope within which the Subordinate CA Certificate may issue Subscriber or additional Subordinate CA Certificates.

受技術約束的下屬憑證機構憑證(Technically Constrained Subordinate CA Certificate):指依本文件相關憑證剖繪(Certificate Profile)之規定,使用 Extended Key Usage 及/或 Name Constraints 擴充欄位之組合,限制該下屬憑證機構(CA)憑證簽發用戶憑證或其他下屬 CA 憑證之範圍。

Terms of Use: Provisions regarding the safekeeping and acceptable uses of a Certificate issued in accordance with these Requirements when the Applicant/Subscriber is an Affiliate of the CA or is the CA.

使用條款(Terms of Use):當申請者/用戶為憑證機構(CA)之關係企業或 CA 本身時,用以規範依本文件要求規定簽發之憑證的保管與允許用途。

Test Certificate: This term is no longer used in these Baseline Requirements.

測試憑證(Test Certificate):本詞已不再《基本要求》中使用。

Top-Level Domain: From RFC 8499 (https://tools.ietf.org/html/rfc8499): “A Top-Level Domain is a zone that is one layer below the root, such as “com” or “jp”.”

頂級網域(TLD, Top-Level Domain):節錄自 RFC 8499:「頂級網域為根網域下一層之區域,例如『com』或『jp』。」

Trustworthy System: Computer hardware, software, and procedures that are: reasonably secure from intrusion and misuse; provide a reasonable level of availability, reliability, and correct operation; are reasonably suited to performing their intended functions; and enforce the applicable security policy.

可信賴系統(Trustworthy System):具有下列性質之電腦硬體、軟體與程序:對於入侵與誤用有合理地保護;提供合理水準之可用性、可靠性與正確運作;合理適當地執行其預定功能;並落實適用的安全政策。

Unregistered Domain Name: A Domain Name that is not a Registered Domain Name.

未註冊網域名稱(Unregistered Domain Name):非已註冊網域名稱之網域名稱。

Valid Certificate: A Certificate that passes the validation procedure specified in RFC 5280.

有效憑證(Valid Certificate):通過 RFC 5280 所規定之驗證程序的憑證。

Validation Specialist: Someone who performs the information verification duties specified by these Requirements.

驗證專員(Validation Specialist):執行本文件所規定之資訊驗證作業的人員。

Validity Period: From RFC 5280: “The period of time from notBefore through notAfter, inclusive.”

有效期(Validity Period):節錄自 RFC 5280:「自 notBefore 至 notAfter(含)之期間。」

WHOIS: Information retrieved directly from the Domain Name Registrar or registry operator via the protocol defined in RFC 3912, the Registry Data Access Protocol defined in RFC 7482, or an HTTPS website.

WHOIS:係指透過 RFC 3912 所定義之 WHOIS 協定、RFC 7482 所定義之註冊資料存取協定(RDAP),或者透過 HTTPS 網站,直接從網域名稱註冊商或註冊管理機構取得之資訊。

Wildcard Certificate: A Certificate containing at least one Wildcard Domain Name in the Subject Alternative Names in the Certificate.

萬用網域憑證(Wildcard Certificate):在憑證主體別名/主體替代名稱中至少含有一個萬用網域名稱之憑證。

Wildcard Domain Name: A string starting with ”*.” (U+002A ASTERISK, U+002E FULL STOP) immediately followed by a Fully-Qualified Domain Name.

萬用網域名稱(Wildcard Domain Name):以「*.」(U+002A ASTERISK、U+002E FULL STOP)開頭,緊接完全吻合網域名稱之字串。

XN-Label: From RFC 5890: “The class of labels that begin with the prefix "xn--" (case independent), but otherwise conform to the rules for LDH labels.”

XN-Label:節錄自 RFC 5890:「以前綴『"xn--"』(不分大小寫)開頭,且其餘部分遵循 LDH 標籤規則之一類標籤。」

1.6.2 縮寫 原文 ↗

Acronyms

AcronymMeaning
AICPAAmerican Institute of Certified Public Accountants
ADNAuthorization Domain Name
CACertification Authority
CAACertification Authority Authorization
ccTLDCountry Code Top-Level Domain
CICACanadian Institute of Chartered Accountants
CPCertificate Policy
CPSCertification Practice Statement
CRLCertificate Revocation List
DBADoing Business As
DNSDomain Name System
FIPS(US Government) Federal Information Processing Standard
FQDNFully-Qualified Domain Name
IMInstant Messaging
IANAInternet Assigned Numbers Authority
ICANNInternet Corporation for Assigned Names and Numbers
ISOInternational Organization for Standardization
NIST(US Government) National Institute of Standards and Technology
OCSPOnline Certificate Status Protocol
OIDObject Identifier
PKIPublic Key Infrastructure
RARegistration Authority
S/MIMESecure MIME (Multipurpose Internet Mail Extensions)
SSLSecure Sockets Layer
TLSTransport Layer Security
VoIPVoice Over Internet Protocol
縮寫全稱
AICPA美國會計師公會(American Institute of Certified Public Accountants)
ADN經授權網域名稱(Authorization Domain Name)
CA憑證機構(Certification Authority)
CAA授權憑證機構簽發憑證(Certification Authority Authorization)
ccTLD國碼頂級網域名稱(Country Code Top-Level Domain)
CICA加拿大會計師公會(Canadian Institute of Chartered Accountants)
CP憑證政策(Certificate Policy)
CPS憑證實務作業基準(Certification Practice Statement)
CRL憑證廢止清冊(Certificate Revocation List)
DBA商業名稱(Doing Business As)
DNS網域名稱系統(Domain Name System)
FIPS美國聯邦資訊處理標準(Federal Information Processing Standard)
FQDN完全吻合網域名稱(Fully-Qualified Domain Name)
IM即時通訊(Instant Messaging)
IANA網際網路號碼分配機構(Internet Assigned Numbers Authority)
ICANN網際網路名稱與號碼指配機構(Internet Corporation for Assigned Names and Numbers)
ISO國際標準化組織(International Organization for Standardization)
NIST美國國家標準與技術研究院(National Institute of Standards and Technology)
OCSP線上憑證狀態協定(Online Certificate Status Protocol)
OID物件識別碼(Object Identifier)
PKI公開金鑰基礎建設(Public Key Infrastructure)
RA註冊中心(Registration Authority)
S/MIME安全多用途網際網路郵件擴充協定(Secure MIME, Multipurpose Internet Mail Extensions)
SSL安全通訊端層協定(Secure Sockets Layer)
TLS傳輸層安全性協定(Transport Layer Security)
VoIP網際網路協定語音傳輸(Voice Over Internet Protocol)

1.6.3 參考資料 原文 ↗

References

ETSI EN 319 403, Electronic Signatures and Infrastructures (ESI); Trust Service Provider Conformity Assessment - Requirements for conformity assessment bodies assessing Trust Service Providers.

ETSI EN 319 403,電子簽章與基礎建設(Electronic Signatures and Infrastructures,ESI);信賴服務提供者符合性評鑑 - 針對評鑑信賴服務提供者的符合性評鑑機構之要求。

ETSI EN 319 411-1, Electronic Signatures and Infrastructures (ESI); Policy and security requirements for Trust Service Providers issuing certificates; Part 1: General requirements.

ETSI EN 319 411-1,電子簽章與基礎建設(Electronic Signatures and Infrastructures,ESI);簽發憑證之信賴服務提供者的政策與安全要求;第 1 部分:一般要求。

FIPS 140-2, Federal Information Processing Standards Publication - Security Requirements For Cryptographic Modules, Information Technology Laboratory, National Institute of Standards and Technology, May 25, 2001.

FIPS 140-2,聯邦資訊處理標準發行物 - 密碼模組安全要求,美國國家標準與技術研究院資訊技術實驗室,2001 年 5 月 25 日。

FIPS 140-3, Federal Information Processing Standards Publication - Security Requirements For Cryptographic Modules, Information Technology Laboratory, National Institute of Standards and Technology, March 22, 2019.

FIPS 140-3,聯邦資訊處理標準發行物 - 密碼模組安全要求,美國國家標準與技術研究院資訊技術實驗室,2019 年 3 月 22 日。

FIPS 186-5, Federal Information Processing Standards Publication - Digital Signature Standard (DSS), Information Technology Laboratory, National Institute of Standards and Technology, February 2023.

FIPS 186-5,聯邦資訊處理標準發行物 - 數位簽章標準(Digital Signature Standard,DSS),美國國家標準與技術研究院資訊技術實驗室,2023 年 2 月。

ISO 21188:2018, Public key infrastructure for financial services — Practices and policy framework.

ISO 21188:2018,金融服務之公開金鑰基礎建設 —— 實務與政策框架。

Network and Certificate System Security Requirements, Version 1.7, available at https://cabforum.org/network-security-requirements/

網路與憑證系統安全要求,1.7 版,可參閱 https://cabforum.org/network-security-requirements/

NIST SP 800-89, Recommendation for Obtaining Assurances for Digital Signature Applications, https://nvlpubs.nist.gov/nistpubs/Legacy/SP/nistspecialpublication800-89.pdf.

NIST SP 800-89,數位簽章應用之取得保證性的建議,https://nvlpubs.nist.gov/nistpubs/Legacy/SP/nistspecialpublication800-89.pdf。

RFC 2119, Request for Comments: 2119, Key words for use in RFCs to Indicate Requirement Levels. S. Bradner. March 1997.

RFC 2119,徵求修正意見書:2119, RFC 中用於標示需求層級之關鍵字。S. Bradner,1997 年 3 月。

RFC 3492, Request for Comments: 3492, Punycode: A Bootstring encoding of Unicode for Internationalized Domain Names in Applications (IDNA). A. Costello. March 2003.

RFC 3492,徵求修正意見書:3492,Punycode:用於應用程式的國際化網域名稱(IDNA)之 Unicode 的 Bootstring 編碼。A. Costello,2003 年 3 月。

RFC 3647, Request for Comments: 3647, Internet X.509 Public Key Infrastructure: Certificate Policy and Certification Practices Framework. S. Chokhani, et al. November 2003.

RFC 3647,徵求修正意見書:3647,網際網路 X.509 公開金鑰基礎建設:憑證政策(CP)與憑證實務作業基準(CPS)框架。S. Chokhani 等,2003 年 11 月。

RFC 3912, Request for Comments: 3912, WHOIS Protocol Specification. L. Daigle. September 2004.

RFC 3912,徵求修正意見書:3912,WHOIS 協定規範。L. Daigle,2004 年 9 月。

RFC 3986, Request for Comments: 3986, Uniform Resource Identifier (URI): Generic Syntax. T. Berners-Lee, et al. January 2005.

RFC 3986,徵求修正意見書:3986,統一資源識別碼(URI):通用語法。T. Berners-Lee 等,2005 年 1 月。

RFC 4035, Request for Comments: 4035, Protocol Modifications for the DNS Security Extensions. R. Arends, et al. March 2005.

RFC 4035,徵求修正意見書:4035,DNS 安全性擴充(DNSSEC)之協定修改。R. Arends 等,2005 年 3 月。

RFC 4509, Request for Comments: 4509, Use of SHA-256 in DNSSEC Delegation Signer (DS) Resource Records (RRs). W. Hardaker. May 2006.

RFC 4509,徵求修正意見書:4509,於 DNSSEC 委派簽章(DS)資源紀錄(RR)中使用 SHA-256。W. Hardaker,2006 年 5 月。

RFC 5019, Request for Comments: 5019, The Lightweight Online Certificate Status Protocol (OCSP) Profile for High-Volume Environments. A. Deacon, et al. September 2007.

RFC 5019,徵求修正意見書:5019,用於高流量環境之輕量級線上憑證狀態協定(OCSP)剖繪檔。A. Deacon 等,2007 年 9 月。

RFC 5155, Request for Comments: 5155, DNS Security (DNSSEC) Hashed Authenticated Denial of Existence. B. Laurie, et al. March 2008.

RFC 5155,徵求修正意見書:5155,DNS 安全(DNSSEC)雜湊化的可驗證之不存在性。B. Laurie 等,2008 年 3 月。

RFC 5280, Request for Comments: 5280, Internet X.509 Public Key Infrastructure: Certificate and Certificate Revocation List (CRL) Profile. D. Cooper, et al. May 2008.

RFC 5280,徵求修正意見書:5280,網際網路 X.509 公開金鑰基礎建設:憑證與憑證廢止清冊(CRL)剖繪檔。D. Cooper 等,2008 年 5 月。

RFC 5702, Request for Comments: 5702, Use of SHA-2 Algorithms with RSA in DNSKEY and RRSIG Resource Records for DNSSEC. J. Jansen. October 2009.

RFC 5702,徵求修正意見書:5702,於 DNSSEC 之 DNSKEY 與 RRSIG 資源紀錄中結合 RSA 使用 SHA-2 演算法。J. Jansen,2009 年 10 月。

RFC 5890, Request for Comments: 5890, Internationalized Domain Names for Applications (IDNA): Definitions and Document Framework. J. Klensin. August 2010.

RFC 5890,徵求修正意見書:5890,應用程式的國際化網域名稱(IDNA):定義與文件框架。J. Klensin,2010 年 8 月。

RFC 5952, Request for Comments: 5952, A Recommendation for IPv6 Address Text Representation. S. Kawamura, et al. August 2010.

RFC 5952,徵求修正意見書:5952,IPv6 位址文本表示法之建議。S. Kawamura 等,2010 年 8 月。

RFC 6840, Request for Comments: 6840, Clarifications and Implementation Notes for DNS Security (DNSSEC). S. Weiler, et al. February 2013.

RFC 6840,徵求修正意見書:6840,DNS 安全(DNSSEC)之說明與實作須知。S. Weiler 等,2013 年 2 月。

RFC 6960, Request for Comments: 6960, X.509 Internet Public Key Infrastructure Online Certificate Status Protocol - OCSP. S. Santesson, et al. June 2013.

RFC 6960,徵求修正意見書:6960,X.509 網際網路公開金鑰基礎建設之線上憑證狀態協定 - OCSP。S. Santesson 等,2013 年 6 月。

RFC 6962, Request for Comments: 6962, Certificate Transparency. B. Laurie, et al. June 2013.

RFC 6962,徵求修正意見書:6962,憑證透明度(Certificate Transparency)。B. Laurie 等,2013 年 6 月。

RFC 7231, Request For Comments: 7231, Hypertext Transfer Protocol (HTTP/1.1): Semantics and Content. R. Fielding, et al. June 2014.

RFC 7231,徵求修正意見書:7231,超文本傳輸協定(HTTP/1.1):語義與內容。R. Fielding 等,2014 年 6 月。

RFC 7482, Request for Comments: 7482, Registration Data Access Protocol (RDAP) Query Format. A. Newton, et al. March 2015.

RFC 7482,徵求修正意見書:7482,註冊資料存取協定(RDAP)的查詢格式。A. Newton 等,2015 年 3 月。

RFC 7538, Request For Comments: 7538, The Hypertext Transfer Protocol Status Code 308 (Permanent Redirect). J. Reschke. April 2015.

RFC 7538,徵求修正意見書:7538,超文本傳輸協定狀態碼 308(永久重定向)。J. Reschke,2015 年 4 月。

RFC 7565, Request for Comments: 7565, The ‘acct’ URI Scheme. P. Saint-Andre. May 2015.

RFC 7565,徵求修正意見書:7565,「acct」URI Scheme。P. Saint-Andre,2015 年 5 月。

RFC 8499, Request for Comments: 8499, DNS Terminology. P. Hoffman, et al. January 2019.

RFC 8499,徵求修正意見書:8499,DNS 術語。P. Hoffman 等,2019 年 1 月。

RFC 8555, Request for Comments: 8555, Automatic Certificate Management Environment (ACME). R. Barnes, et al. March 2019.

RFC 8555,徵求修正意見書:8555,自動憑證更新環境(ACME)。R. Barnes 等,2019 年 3 月。

RFC 8657, Request for Comments: 8657, Certification Authority Authorization (CAA) Record Extensions for Account URI and Automatic Certificate Management Environment (ACME) Method Binding. H. Landau, et al. November 2019.

RFC 8657,徵求修正意見書:8657,用於繫結 Account URI 與自動憑證更新環境(ACME)方法之授權憑證機構簽發憑證(CAA)紀錄的擴充功能。H. Landau 等,2019 年 11 月。

RFC 8659, Request for Comments: 8659, DNS Certification Authority Authorization (CAA) Resource Record. P. Hallam-Baker, et al. November 2019.

RFC 8659,徵求修正意見書:8659,DNS 授權憑證機構簽發憑證(CAA)的資源紀錄。P. Hallam-Baker 等,2019 年 11 月。

RFC 8738, Request for Comments: 8738, Automated Certificate Management Environment (ACME) IP Identifier Validation Extension. R.B.Shoemaker, Ed. February 2020.

RFC 8738,徵求修正意見書:8738,自動憑證更新環境(ACME)之 IP 識別字驗證擴充欄位。R.B.Shoemaker 編,2020 年 2 月。

RFC 8954, Request for Comments: 8954, Online Certificate Status Protocol (OCSP) Nonce Extension. M. Sahni, Ed. November 2020.

RFC 8954,徵求修正意見書:8954,線上憑證狀態協定(OCSP)之 Nonce 擴充欄位。M. Sahni 編,2020 年 11 月。

RFC 9082, Request for Comments: 9082, Registration Data Access Protocol (RDAP) Query Format. S. Hollenbeck, A. Newton, et al. June 2021.

RFC 9082,徵求修正意見書:9082,註冊資料存取協定(RDAP)的查詢格式。S. Hollenbeck、A. Newton 等,2021 年 6 月。

WebTrust for Certification Authorities, SSL Baseline with Network Security, available at https://www.cpacanada.ca/en/business-and-accounting-resources/audit-and-assurance/overview-of-webtrust-services/principles-and-criteria.

WebTrust 憑證機構稽核,SSL 基本要求與網路安全,可參閱 https://www.cpacanada.ca/en/business-and-accounting-resources/audit-and-assurance/overview-of-webtrust-services/principles-and-criteria。

WebTrust Principles and Criteria for Certification Authorities – SSL Baseline.

WebTrust 憑證機構原則與準則 – SSL 基本要求。

X.509, Recommendation ITU-T X.509 (08/2005) | ISO/IEC 9594-8:2005, Information technology – Open Systems Interconnection – The Directory: Public-key and attribute certificate frameworks.

X.509,ITU-T 建議書 X.509 (08/2005) | ISO/IEC 9594-8:2005,資訊技術 – 開放系統之連接 – 目錄:公開金鑰與屬性憑證框架。

1.6.4 慣例 原文 ↗

Conventions

The key words “MUST”, “MUST NOT”, “REQUIRED”, “SHALL”, “SHALL NOT”, “SHOULD”, “SHOULD NOT”, “RECOMMENDED”, “MAY”, and “OPTIONAL” in these Requirements shall be interpreted in accordance with RFC 2119.

本文件中的關鍵字「應(MUST)」、「不得(MUST NOT)」、「必要(REQUIRED)」、「應(SHALL)」、「不得(SHALL NOT)」、「宜(SHOULD)」、「不宜(SHOULD NOT)」、「建議(RECOMMENDED)」、「得(MAY)」及「選用(OPTIONAL)」應依據 RFC 2119 解釋。

By convention, this document omits time and timezones when listing effective requirements such as dates. Except when explicitly specified, the associated time with a date shall be 00:00:00 UTC.

按照慣例,本文件在列出生效要求(例如日期)時省略時間與時區。除非另有明確說明,否則日期與相關時間應為 00:00:00 UTC。

2 資訊公佈與儲存庫責任 原文 ↗

PUBLICATION AND REPOSITORY RESPONSIBILITIES

2.1 儲存庫 原文 ↗

Repositories

The CA SHALL make revocation information for Subordinate Certificates and Subscriber Certificates available in accordance with this Policy.

憑證機構(Certification Authority,CA)應(SHALL)依照本政策提供下屬憑證(Subordinate Certificates)與用戶憑證(Subscriber Certificates)的廢止(revocation)資訊。

2.2 資訊之公佈 原文 ↗

Publication of information

The CA SHALL publicly disclose its Certificate Policy and/or Certification Practice Statement through an appropriate and readily accessible online means that is available on a 24x7 basis. The CA SHALL publicly disclose its CA business practices to the extent required by the CA’s selected audit scheme (see Section 8.4).

CA 應(SHALL)透過適當且易於存取的線上管道(online means),提供每週 7 天、每天 24 小時(24x7)之憑證政策(CP)及/或憑證實務作業基準(CPS)的公開揭露。CA 應(SHALL)於 CA 所選稽核架構(audit scheme)的要求範圍內,對外公開其 CA 業務作業基準(CA business practices)(參見第 8.4 節)。

The CA SHALL develop, implement, enforce, and at least once every 366 days update a Certificate Policy and/or Certification Practice Statement that describes in detail how the CA implements the latest version of these Requirements.

CA 應(SHALL)制定、實施、落實憑證政策(CP)及/或憑證實務作業基準(CPS),且至少每 366 日更新一次;其內容詳細描述 CA 如何實作最新版之本文件要求規定。

The Certificate Policy and/or Certification Practice Statement MUST be structured in accordance with RFC 3647 and MUST include all material required by RFC 3647.

憑證政策(CP)及/或憑證實務作業基準(CPS)應(MUST)依據 RFC 3647 規定之架構撰寫,且應(MUST)包含 RFC 3647 要求的所有內容。

The CA SHALL publicly give effect to these Requirements and represent that it will adhere to the latest published version. The CA MAY fulfill this requirement by incorporating these Requirements directly into its Certificate Policy and/or Certification Practice Statements or by incorporating them by reference using a clause such as the following (which MUST include a link to the official version of these Requirements):

CA 應(SHALL)公開實行(give effect to)本文件要求規定,並聲明(represent)其將遵守最新版本之規定。CA 得(MAY)將本文件要求規定直接納入(incorporating)其憑證政策(CP)及/或憑證實務作業基準(CPS),或採用如下之聲明條款以引用方式(by reference)納入其中以滿足要求(該條款應(MUST)包含本《基本要求》官方版本之連結):

[Name of CA] conforms to the current version of the Baseline Requirements for the Issuance and Management of Publicly-Trusted TLS Server Certificates published at https://cabforum.org/baseline-requirements-documents/. In the event of any inconsistency between this document and those Requirements, those Requirements take precedence.

【CA名稱】遵循 https://www.cabforum.org 所發布之《公開信賴 TLS 伺服器憑證簽發與管理之基本要求》(Baseline Requirements for the Issuance and Management of Publicly-Trusted TLS Server Certificates)之現行版本規定。若本文件與上述《基本要求》有任何不一致(inconsistency)之處,應優先適用(take precedence)《基本要求》之規定。

The CA SHALL host test Web pages that allow Application Software Suppliers to test their software with Subscriber Certificates that chain up to each publicly trusted Root Certificate. At a minimum, the CA SHALL host separate Web pages using Subscriber Certificates that are:

  1. valid,
  2. revoked, and
  3. expired.

CA 應(SHALL)架設測試網頁,以允許應用軟體供應商(Application Software Suppliers)使用憑證鏈串鏈至(chain up to)各自的公開信賴根憑證(Publicly Trusted Root Certificate)之用戶憑證來測試其軟體。CA 至少應(SHALL)架設使用下列狀態之用戶憑證的獨立網頁供測試:

  1. 有效(valid),
  2. 廢止(revoked),以及
  3. 過期(expired)。

2.3 公佈之時間或頻率 原文 ↗

Time or frequency of publication

The CA SHALL develop, implement, enforce, and annually update a Certificate Policy and/or Certification Practice Statement that describes in detail how the CA implements the latest version of these Requirements. The CA SHALL indicate conformance with this requirement by incrementing the version number and adding a dated changelog entry, even if no other changes are made to the document.

CA 應(SHALL)制定、實施、落實與每年更新憑證政策(CP)及/或憑證實務作業基準(CPS),其內容詳細描述 CA 如何實作最新版本之《基本要求》規定。CA 應(SHALL)藉由增加版本號(incrementing the version number)與加入附日期之變更紀錄條目(changelog entry)以表示符合上述要求,即使該文件未進行其他變更亦同。

2.4 儲存庫之存取控制 原文 ↗

Access controls on repositories

The CA shall make its Repository publicly available in a read-only manner.

CA 應以唯讀方式公開提供其儲存庫(Repository)。

3 識別與鑑別 原文 ↗

IDENTIFICATION AND AUTHENTICATION

3.1 命名 原文 ↗

Naming

3.1.1 命名種類 原文 ↗

Types of names

3.1.2 命名須有意義 原文 ↗

Need for names to be meaningful

3.1.3 用戶之匿名或假名 原文 ↗

Anonymity or pseudonymity of subscribers

3.1.4 各種命名形式之解釋規則 原文 ↗

Rules for interpreting various name forms

3.1.5 命名之獨特性 原文 ↗

Uniqueness of names

3.1.6 商標之辨識、鑑別及角色 原文 ↗

Recognition, authentication, and role of trademarks

3.2 初始身分驗證 原文 ↗

Initial identity validation

3.2.1 證明持有私密金鑰之方式 原文 ↗

Method to prove possession of private key

3.2.2 組織與網域身分之鑑別 原文 ↗

Authentication of Organization and Domain Identity

If the Applicant requests a Certificate that will contain Subject Identity Information comprised only of the countryName field, then the CA SHALL verify the country associated with the Subject using a verification process meeting the requirements of Section 3.2.2.3 and that is described in the CA’s Certificate Policy and/or Certification Practice Statement. If the Applicant requests a Certificate that will contain the countryName field and other Subject Identity Information, then the CA SHALL verify the identity of the Applicant, and the authenticity of the Applicant Representative’s certificate request using a verification process meeting the requirements of this Section 3.2.2.1 and that is described in the CA’s Certificate Policy and/or Certification Practice Statement. The CA SHALL inspect any document relied upon under this Section for alteration or falsification.

若申請者(Applicant)申請之憑證(Certificate)所包含的主體識別資訊(Subject Identity Information)僅由 countryName 欄位組成,則憑證機構(Certification Authority,CA)應(SHALL)使用符合第 3.2.2.3 節要求、且已載明於該 CA 之憑證政策(Certificate Policy,CP)及/或憑證實務作業基準(Certification Practice Statement,CPS)中的驗證流程,以驗證主體(Subject)與所屬之國家。若申請者申請之憑證包含 countryName 欄位及其他主體識別資訊,則 CA 應(SHALL)使用符合本文件第 3.2.2.1 節要求、且已載明於該 CA 的憑證政策(CP)及/或憑證實務作業基準(CPS)中的驗證流程,驗證申請者之身分,以及申請者代表(Applicant Representative)所提出之憑證申請的真實性。CA 應(SHALL)檢查本節所依據之任何文件是否經過竄改或偽造。

3.2.2.1 組織身分之識別 原文 ↗

Identity

If the Subject Identity Information is to include the name or address of an organization, the CA SHALL verify the identity and address of the organization and that the address is the Applicant’s address of existence or operation. The CA SHALL verify the identity and address of the Applicant using documentation provided by, or through communication with, at least one of the following:

若主體識別資訊(Subject Identity Information)包含組織名稱或地址,憑證機構(Certification Authority,CA)應(SHALL)驗證該組織身分與地址,且該地址應為申請者(Applicant)之登記地或營運地址。CA 應(SHALL)透過下列至少一種方法所提供之文件或通訊往來紀錄,以驗證申請者的身分與地址:

  1. A government agency in the jurisdiction of the Applicant’s legal creation, existence, or recognition;
  1. 申請者合法設立、存續或獲得認許之所在地主管機關;
  1. A third party database that is periodically updated and considered a Reliable Data Source;
  1. 定期更新且被視為可靠資料來源(Reliable Data Source)之第三方資料庫;
  1. A site visit by the CA or a third party who is acting as an agent for the CA; or
  1. 由 CA 或擔任 CA 代理人之第三方進行實地訪查;或
  1. An Attestation Letter.
  1. 證明信函(Attestation Letter)。

The CA MAY use the same documentation or communication described in 1 through 4 above to verify both the Applicant’s identity and address.

CA 得(MAY)使用以上第 1 至 4 項所述之相同文件或聯絡方式,同時驗證申請者的身分與地址。

Alternatively, the CA MAY verify the address of the Applicant (but not the identity of the Applicant) using a utility bill, bank statement, credit card statement, government-issued tax document, or other form of identification that the CA determines to be reliable.

或者,CA 得(MAY)透過公用事業費用帳單(如水電瓦斯費)、銀行對帳單、信用卡帳單、政府核發之稅務證明文件,及其他經 CA 認定為可靠的身分證明文件,以驗證申請者之地址(但不包括申請者之身分)。

3.2.2.2 DBA/商業名稱 原文 ↗

DBA/Tradename

If the Subject Identity Information is to include a DBA or tradename, the CA SHALL verify the Applicant’s right to use the DBA/tradename using at least one of the following:

若主體識別資訊(Subject Identity Information)包含 DBA 或商業名稱,憑證機構(Certification Authority,CA)應(SHALL)透過以下至少一種方法,驗證申請者(Applicant)具有使用該 DBA/商業名稱之權利:

  1. Documentation provided by, or communication with, a government agency in the jurisdiction of the Applicant’s legal creation, existence, or recognition;
  1. 申請者合法設立、存續或獲得認許之所在地主管機關所提供的文件或與該機關通訊往來之紀錄;
  1. A Reliable Data Source;
  1. 可靠資料來源(Reliable Data Source);
  1. Communication with a government agency responsible for the management of such DBAs or trade names;
  1. 與負責管理 DBA 或商業名稱之主管機關進行通訊往來;
  1. An Attestation Letter accompanied by documentary support; or
  1. 檢附證明文件的證明信函(Attestation Letter);或
  1. A utility bill, bank statement, credit card statement, government-issued tax document, or other form of identification that the CA determines to be reliable.
  1. 公用事業費用帳單(如水電瓦斯費)、銀行對帳單、信用卡帳單、政府核發之稅務證明文件,或其他經 CA 認定為可靠的身分證明文件。
3.2.2.3 驗證所屬國家 原文 ↗

Verification of Country

If the subject:countryName field is present, then the CA SHALL verify the country associated with the Subject using one of the following:

若存在 subject:countryName 欄位,則憑證機構(Certification Authority,CA)應(SHALL)使用以下任一方式,驗證主體(Subject)所屬的國家:

  1. the IP Address range assignment by country for either
    1. the web site’s IP address, as indicated by the DNS record for the web site or
    2. the Applicant’s IP address;
  2. the ccTLD of the requested Domain Name;
  3. information provided by the Domain Name Registrar; or
  4. a method identified in Section 3.2.2.1.
  1. 下列任一 IP 位址屬於被指配的國家 IP 位址區段:
    1. 該網站的 IP 位址(以該網站的 DNS 紀錄所指目標為準)或
    2. 申請者的 IP 位址;
  2. 所申請之網域名稱(Domain Name)的國碼頂級網域名稱(ccTLD);
  3. 由網域名稱註冊商(Domain Name Registrar)提供之資訊;或
  4. 第 3.2.2.1 節中所定義的方法。

The CA SHOULD implement a process to screen proxy servers in order to prevent reliance upon IP addresses assigned in countries other than where the Applicant is actually located.

CA 宜(SHOULD)建立代理伺服器(Proxy Servers)檢查流程,以避免誤信非申請者實際所在地之其他國家的 IP 位址。

3.2.2.4 網域授權或控管權之驗證 原文 ↗

Validation of Domain Authorization or Control

Prior to 2026-11-15, the CA SHALL adhere to Section 3.2.2.4 (and its subsections) of these Requirements or Section 3.2.2.4 of Version 2.2.7 of the Baseline Requirements for the Issuance and Management of Publicly-Trusted TLS Server Certificates. Effective 2026-11-15, the CA SHALL adhere to Section 3.2.2.4 of these Requirements.

於 2026-11-15 之前,CA 應(SHALL)遵守本文件第 3.2.2.4 節(及其各小節)或《公開信賴 TLS 伺服器憑證簽發與管理之基本要求》(Baseline Requirements for the Issuance and Management of Publicly-Trusted TLS Server Certificates)第 2.2.7 版第 3.2.2.4 節。自 2026-11-15 起,CA 應(SHALL)遵守本文件第 3.2.2.4 節。

This section defines the permitted processes and procedures for validating the Applicant’s ownership or control of the domain.

本節定義憑證機構(Certification Authority,CA)驗證申請者(Applicant)的網域所有權或控管權之允許流程與程序。

The CA MUST follow this process when choosing the Authorization Domain Name (ADN) for validation of each applied-for FQDN or Wildcard Domain Name:

CA 替每一個所申請的完全吻合網域名稱(Fully-Qualified Domain Name,FQDN)或萬用網域名稱(Wildcard Domain Name)選擇用於網域驗證的經授權網域名稱(Authorization Domain Name,ADN)時,應(MUST)遵從下列流程:

  1. Initialize A to the applied-for FQDN or Wildcard Domain Name.
  2. Choose a validation method. If A is a Wildcard Domain Name, the CA MUST choose a validation method with a check in the Wildcard column below. If A is an Onion Domain Name, the CA MUST choose a validation method with a check in the Onion column below.
  3. If A is an FQDN:
    1. If the validation method has a check in the CNAME column below, the CA MAY replace A with the result of a DNS CNAME lookup of A. This step may be repeated.
    2. If the validation method has a check in the Prune column below and A is not equal to the Base Domain Name of A, the CA MAY replace A with the result of pruning the leftmost Domain Label from A. This step may be repeated.
  4. If A is a Wildcard Domain Name:
    1. Remove ”*.” from the left-most portion of A.
    2. If the validation method has a check in the Prune column below and A is not equal to the Base Domain Name of A, the CA MAY replace A with the result of pruning the leftmost Domain Label from A. This step may be repeated.
  5. Use A as the ADN.
  1. 將 A 設為所申請的 FQDN 或萬用網域名稱。
  2. 選擇一種驗證方法。若 A 為萬用網域名稱,CA 應(MUST)選擇下表「萬用網域(Wildcard)」欄中標示「✔」的驗證方法;若 A 為 Onion 網域名稱(Onion Domain Name),CA 應(MUST)選擇下表「Onion」欄中標示「✔」的驗證方法。
  3. 若 A 為 FQDN:
    1. 若該驗證方法於下表「CNAME」欄中標示「✔」,CA 得(MAY)將 A 替換為對 A 執行 DNS CNAME 查詢所得之結果。本步驟可重複執行。
    2. 若該驗證方法於下表「刪減(Prune)」欄中標示「✔」,且 A 不等於 A 的基礎網域名稱(Base Domain Name),CA 得(MAY)將 A 替換為自 A 刪除最左側網域標籤(Domain Label)後所得之結果。本步驟可重複執行。
  4. 若 A 為萬用網域名稱:
    1. 移除 A 最左端的「*.」。
    2. 若該驗證方法於下表「刪減(Prune)」欄中標示「✔」,且 A 不等於 A 的基礎網域名稱,CA 得(MAY)將 A 替換為自 A 刪除最左側網域標籤後所得之結果。本步驟可重複執行。
  5. 以 A 作為經授權網域名稱(ADN)。
MethodWildcardPruneCNAMEOnion
3.2.2.4.4 Constructed Email to Domain Contact✔✔✔-
3.2.2.4.7 DNS Change✔✔✔-
3.2.2.4.12 Validating Applicant as a Domain Contact✔✔--
3.2.2.4.13 Email to DNS CAA Contact✔✔✔-
3.2.2.4.14 Email to DNS TXT Contact✔✔✔-
3.2.2.4.16 Phone Contact with DNS TXT Record Phone Contact✔✔✔-
3.2.2.4.17 Phone Contact with DNS CAA Phone Contact✔✔✔-
3.2.2.4.18 Agreed-Upon Change to Website v2---✔
3.2.2.4.19 Agreed-Upon Change to Website - ACME---✔
3.2.2.4.20 TLS Using ALPN---✔
3.2.2.4.21 DNS Labeled with Account ID - ACME✔✔--
3.2.2.4.22 DNS TXT Record with Persistent Value✔✔--
Appendix B.2.b✔✔-✔
驗證方法萬用網域(Wildcard)刪減(Prune)CNAMEOnion
3.2.2.4.4 使用特定格式的地址寄送電子郵件給網域名稱聯絡人✔✔✔-
3.2.2.4.7 DNS 變更✔✔✔-
3.2.2.4.12 驗證申請者為網域名稱聯絡人✔✔--
3.2.2.4.13 寄送電子郵件至 DNS CAA 聯絡人地址✔✔✔-
3.2.2.4.14 寄送電子郵件至 DNS TXT 聯絡人地址✔✔✔-
3.2.2.4.16 與 DNS TXT 紀錄電話聯絡人進行電話聯絡✔✔✔-
3.2.2.4.17 與 DNS CAA 電話聯絡人進行電話聯絡✔✔✔-
3.2.2.4.18 經約定之網站變更 v2---✔
3.2.2.4.19 經約定之網站變更 - ACME---✔
3.2.2.4.20 使用 ALPN 的 TLS 連線---✔
3.2.2.4.21 標記 Account ID 之 DNS - ACME✔✔--
3.2.2.4.22 具持久性紀錄值之 DNS TXT 紀錄✔✔--
附錄 B.2.b✔✔-✔

When the ADN is an Onion Domain Name, the CA SHALL validate it in accordance with Appendix B.

當經授權網域名稱(ADN)為 Onion 網域名稱時,CA 應(SHALL)依據附錄 B 進行網域驗證。

Completed validations of Applicant authority may be valid for the issuance of multiple Certificates over time. In all cases, the validation must have been initiated within the time period specified in the relevant requirement (such as Section 4.2.1 of this document) prior to Certificate issuance. For purposes of domain validation, the term Applicant includes the Applicant’s Parent Company, Subsidiary Company, or Affiliate.

已完成之申請者授權驗證,可於一段時間內對多次憑證簽發有效。不論何種情形,該驗證流程必須在憑證核發前,於相關要求(例如本文件的第 4.2.1 節)所定之期限內發起。就網域驗證(Domain Validation)而言,「申請者」一詞包含申請者的母公司(Parent Company)、子公司(Subsidiary Company)或關係企業(Affiliate)。

DNSSEC validation MUST be performed in accordance with Section 4.2.2.2 on all DNS queries associated with the validation of domain authorization or control, and CAA record lookups by the Primary Network Perspective.

由主要網路視角(Primary Network Perspective)執行之網域授權或控管權驗證相關的所有 DNS 查詢,以及 CAA 紀錄檢查,應(MUST)依據第 4.2.2.2 節執行 DNSSEC 驗證。

DNSSEC validation back to the IANA DNSSEC root trust anchor MUST be performed on all DNS queries associated with the validation of domain authorization or control by the Primary Network Perspective, including CNAME lookups performed while choosing the ADN. The DNS resolver used for all DNS queries associated with the validation of domain authorization or control by the Primary Network Perspective MUST:

由主要網路視角執行之網域授權或控管權驗證相關的所有 DNS 查詢(包括選擇經授權網域名稱(ADN)過程中所執行之 CNAME 查詢),應(MUST)執行信賴鏈串鏈至 IANA DNSSEC 信賴根源(IANA DNSSEC root trust anchor)的 DNSSEC 驗證。主要網路視角用於網域授權或控管權驗證相關的所有 DNS 查詢之 DNS 解析器(DNS resolver)應(MUST):

  • support NSEC3 as defined in RFC 5155; and

For e-mail Domain Validation methods described in sections 3.2.2.4.4, 3.2.2.4.13, 3.2.2.4.14, DNSSEC validation back to the IANA DNSSEC root trust anchor MUST be performed on all DNS CNAME, CAA, TXT queries attempting to obtain the Authorization Domain Name associated with the validation of domain authorization or control by the Primary Network Perspective and CAs MUST NOT use local policy to disable DNSSEC validation. For all other DNS queries, DNSSEC validation back to the IANA DNSSEC root trust anchor SHOULD be performed and CAs SHOULD NOT use local policy to disable DNSSEC validation.

對於第 3.2.2.4.4 節、第 3.2.2.4.13 節、第 3.2.2.4.14 節中描述的電子郵件(e-mail)網域驗證方法,針對由主要網路視角(Primary Network Perspective)試圖取得與網域授權或控管權驗證相關之經授權網域名稱(Authorization Domain Name)的所有 DNS CNAME、CAA、TXT 查詢,應(MUST)執行信賴鏈串鏈至 IANA DNSSEC 信賴根源(IANA DNSSEC root trust anchor)的 DNSSEC 驗證,且 CA 不得(MUST NOT)利用內部政策停用 DNSSEC 驗證。對於其他所有 DNS 查詢,宜(SHOULD)執行信賴鏈串鏈至 IANA DNSSEC 信賴根源(IANA DNSSEC root trust anchor)的 DNSSEC 驗證,且 CA 不宜(SHOULD NOT)利用內部政策停用 DNSSEC 驗證。

For all other Domain Validation methods, DNSSEC validation back to the IANA DNSSEC root trust anchor MUST be performed on all DNS queries associated with the validation of domain authorization or control by the Primary Network Perspective and CAs MUST NOT use local policy to disable DNSSEC validation on any DNS query associated with the validation of domain authorization or control.

對於其他所有的網域驗證方法,由主要網路視角(Primary Network Perspective)進行之與網域授權或控管權驗證相關的所有 DNS 查詢,應(MUST)執行信賴鏈串鏈至 IANA DNSSEC 信賴根源(IANA DNSSEC root trust anchor)的 DNSSEC 驗證,且 CA 不得(MUST NOT)在任何網域授權或控管權驗證相關的 DNS 查詢上利用內部政策停用 DNSSEC 驗證。

DNSSEC validation back to the IANA DNSSEC root trust anchor is considered outside the scope of self-audits performed to fulfill the requirements in Section 8.7.

信賴鏈串鏈至 IANA DNSSEC 信賴根源的 DNSSEC 驗證,被視為不屬於為符合第 8.7 節要求而執行之內部稽核(self-audits)的範圍。

DNSSEC validation back to the IANA DNSSEC root trust anchor is considered outside the scope of the logging requirements of Section 5.4.1.

信賴鏈串鏈至 IANA DNSSEC 信賴根源的 DNSSEC 驗證,被視為不屬於第 5.4.1 節紀錄要求(logging requirements)的範圍。

Note: FQDNs may be listed in Subscriber Certificates using dNSNames in the subjectAltName extension or in Subordinate CA Certificates via dNSNames in permittedSubtrees within the Name Constraints extension.

註:FQDN 可透過 subjectAltName 擴充欄位中之 dNSName 列在用戶憑證(Subscriber Certificates)中,或透過 Name Constraints 擴充欄位中之 permittedSubtrees 的 dNSName 列在下屬憑證機構憑證(Subordinate CA Certificates)中。

3.2.2.4.1 驗證申請者為網域名稱聯絡人 原文 ↗

Validating the Applicant as a Domain Contact

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.2 以電子郵件、傳真、簡訊或郵寄信件至網域名稱聯絡人 原文 ↗

Email, Fax, SMS, or Postal Mail to Domain Contact

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.3 與網域名稱聯絡人進行電話聯絡 原文 ↗

Phone Contact with Domain Contact

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.4 寄送電子郵件至特定格式的地址 原文 ↗

Email to a Constructed Address

Confirm the Applicant’s control over the ADN by:

透過以下程序以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權:

  1. Sending an email to one or more addresses created by using ‘admin’, ‘administrator’, ‘webmaster’, ‘hostmaster’, or ‘postmaster’ as the local part, followed by the at-sign (”@”), followed by the ADN; and
  2. including a Random Value in the email; and
  3. receiving a confirming response utilizing the Random Value.
  1. 寄送電子郵件至一個或多個郵件地址,該郵件地址以「admin」、「administrator」、「webmaster」、「hostmaster」或「postmaster」作為郵件帳號(local part),後接「@」符號,再接上經授權網域名稱(ADN)而組成;且
  2. 在電子郵件中包含一組隨機值(Random Value);且
  3. 收到使用該隨機值的確認回覆。

The Random Value SHALL be unique in each email.

隨機值在每封電子郵件中應(SHALL)是唯一的。

The email MAY be re-sent in its entirety, including the re-use of the Random Value, provided that its entire contents and recipient SHALL remain unchanged.

電子郵件得(MAY)全文重寄,包括重複使用隨機值,前提是其全文內容及收件者應(SHALL)保持不變。

The Random Value SHALL remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values.

隨機值自建立之日起,用於確認回覆的有效期限應(SHALL)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限。

Effective March 15, 2026, this method SHOULD NOT be used to issue Subscriber Certificates.

自 2026-03-15 起,此方法不宜(SHOULD NOT)用於簽發用戶憑證。

Effective March 15, 2028:

  • The CA MUST NOT rely on this method.
  • Prior validations using this method and validation data gathered according to this method MUST NOT be used to issue Subscriber Certificates.

自 2028-03-15 起:

  • CA 不得(MUST NOT)依賴此方法。
  • 先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(MUST NOT)用於簽發用戶憑證。
3.2.2.4.5 網域授權文件 原文 ↗

Domain Authorization Document

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.6 經約定之網站變更 原文 ↗

Agreed-Upon Change to Website

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.7 DNS 變更 原文 ↗

DNS Change

Confirming the Applicant’s control over the ADN by confirming the presence of a Random Value or Request Token in a DNS CNAME, TXT or CAA record returned in a query for either:

藉由檢查下列任一查詢所回傳的 DNS CNAME、TXT 或 CAA 紀錄中是否存在隨機值(Random Value)或請求符記(Request Token),以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權:

  1. the ADN; or
  2. the ADN prefixed with a Domain Label that begins with an underscore character.
  1. 經授權網域名稱(ADN);或
  2. 在經授權網域名稱(ADN)前頭加上一個以底線字元(underscore character)開頭之網域標籤(Domain Label)。

If a Random Value is used, the CA SHALL provide a Random Value unique to the Certificate request and SHALL not use the Random Value after:

若使用隨機值,憑證機構(Certification Authority,CA)應(SHALL)提供該憑證申請唯一的隨機值,且在以下時間後不得(SHALL NOT)再使用該隨機值:

  1. 30 days; or
  2. if the Applicant submitted the Certificate request, the time frame permitted for reuse of validated information relevant to the Certificate (such as in Section 4.2.1 of these Guidelines or Section 3.2.2.14.3 of the EV Guidelines).
  1. 30 日;或
  2. 若申請者主動送出憑證申請,則期限為可重複使用與憑證相關之已驗證資料的時間允許範圍(例如本文件第 4.2.1 節或《EV 指引》第 3.2.2.14.3 節所載)。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same challenge information (i.e. Random Value or Request Token) as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的挑戰資訊(即隨機值或請求符記)。

If the CA or an Affiliate of the CA operates a DNS zone to which Applicants can delegate (via CNAME) their underscore-prefixed Domain Label, the CA MUST ensure that each Applicant delegates to a unique FQDN within that zone. A CA or Affiliate of a CA SHOULD NOT operate such a service, and SHOULD direct any Applicants using such a service to use the method described in Section 3.2.2.4.22 instead.

若 CA 或其關係企業(Affiliate)營運一個 DNS 區域(zone),且申請者可將帶有底線開頭的網域標籤委託(透過 CNAME)至該區域,則 CA 應(MUST)確保每位申請者委託對象的 FQDN 為該 DNS 區域內唯一的 FQDN。CA 或其關係企業不宜(SHOULD NOT)營運此類服務,並宜(SHOULD)引導使用此類服務的申請者改用第 3.2.2.4.22 節所述之方法。

3.2.2.4.8 IP 位址 原文 ↗

IP Address

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.9 測試憑證 原文 ↗

Test Certificate

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.10 使用隨機值驗證 TLS 連線 原文 ↗

TLS Using a Random Value

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.11 任何其他方法 原文 ↗

Any Other Method

This method has been retired and MUST NOT be used.

此方法已廢止且不得(MUST NOT)再使用。

3.2.2.4.12 驗證申請者為網域名稱聯絡人 原文 ↗

Validating Applicant as a Domain Contact

Confirming the Applicant’s control over the ADN by validating the Applicant is the Domain Contact for the ADN. This method may only be used if the ADN’s Base Domain Name is equal to the ADN. This method may only be used if the CA is also the Domain Name Registrar, or an Affiliate of the Registrar, of the ADN.

藉由驗證申請者(Applicant)為經授權網域名稱(Authorization Domain Name,ADN)的網域名稱聯絡人(Domain Contact),以確認申請者對經授權網域名稱(ADN)的控管權。僅當經授權網域名稱(ADN)的基礎網域名稱(Base Domain Name)等於該經授權網域名稱(ADN),且憑證機構(Certification Authority,CA)同時為該經授權網域名稱(ADN)的網域名稱註冊商(Domain Name Registrar),或是該註冊商的關係企業(Affiliate)時,才得以使用此方法。

The Domain Contact for an ADN is: The registrant, technical contact, or administrative contact (or the equivalent under a ccTLD) as listed in the WHOIS record of the ADN or as obtained through direct contact with the Domain Name Registrar, or the holder of the email address in an SOA record for the ADN.

經授權網域名稱(ADN)的網域名稱聯絡人係指:登載於該經授權網域名稱(ADN)的 WHOIS 紀錄中,或透過直接聯繫網域名稱註冊商(Domain Name Registrar)所取得之註冊人(registrant)、技術聯絡人或管理聯絡人(或於國碼頂級網域名稱(ccTLD)下之同等角色)之資訊,或者該經授權網域名稱(ADN)之 SOA 紀錄中所載電子郵件地址的持有人。

When issuing Subscriber Certificates, the CA MUST NOT rely on Domain Contact information obtained using an HTTPS website, regardless of whether previously obtained information is within the allowed reuse period.

簽發用戶憑證(Subscriber Certificates)時,無論先前取得之資訊是否在可重複使用的期限內,CA 不得(MUST NOT)透過 HTTPS 網站取得網域名稱聯絡人資訊。

When obtaining Domain Contact information for a requested Domain Name the CA:

  • if using the WHOIS protocol (RFC 3912), MUST query IANA’s WHOIS server and follow referrals to the appropriate WHOIS server.
  • if using the Registry Data Access Protocol (RFC 7482), MUST utilize IANA’s bootstrap file to identify and query the correct RDAP server for the domain.
  • MUST NOT rely on cached 1) WHOIS server information that is more than 48 hours old, or 2) RDAP bootstrap data from IANA that is more than 48 hours old, to ensure that it relies upon up-to-date and accurate information.

當 CA 為了驗證申請的網域名稱而取得網域名稱聯絡人資訊時:

  • 若使用 WHOIS 協定 (RFC 3912),應(MUST)查詢 IANA 的 WHOIS 伺服器,並遵從其回傳之轉介(referral)資訊,連線至適當之 WHOIS 伺服器進行查詢。
  • 若使用註冊資料存取協定 (Registry Data Access Protocol,RDAP;RFC 7482),應(MUST)使用 IANA 提供的 Bootstrap 檔案,以識別並查詢該網域所對應之正確的 RDAP 伺服器。
  • 不得(MUST NOT)依賴超過 48 小時之(1)WHOIS 伺服器快取資訊,或(2)IANA 提供的 RDAP Bootstrap 資料快取,以確保其依賴最新且正確的資訊。
3.2.2.4.13 寄送電子郵件至 DNS CAA 聯絡人地址 原文 ↗

Email to DNS CAA Contact

Confirming the Applicant’s control over the ADN by sending a Random Value via email and then receiving a confirming response utilizing the Random Value. The Random Value MUST be sent to a DNS CAA Email Contact. The relevant CAA Resource Record Set MUST be found using the search algorithm defined in RFC 8659, Section 3.

藉由透過電子郵件寄送隨機值(Random Value),並接收使用該隨機值的確認回覆,以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權。隨機值應(MUST)寄送至 DNS CAA 電子郵件聯絡人(DNS CAA Email Contact)的地址。相關的 CAA 資源紀錄集(Resource Record Set)應(MUST)使用 RFC 8659 第 3 節 定義的搜尋演算法尋找。

Each email MAY confirm control of multiple ADNs, provided that each email address is a DNS CAA Email Contact for each ADN being validated. The same email MAY be sent to multiple recipients, provided that each email address is a DNS CAA Email Contact for each ADN being validated.

每一封電子郵件得(MAY)確認多個經授權網域名稱(ADN)的控管權,前提是每個電子郵件地址皆為每一個待驗證之經授權網域名稱(ADN)的 DNS CAA 電子郵件聯絡人的地址。同一封電子郵件得(MAY)寄送至多個收件者,前提是每個電子郵件地址皆為每一個待驗證之經授權網域名稱(ADN)的 DNS CAA 電子郵件聯絡人的地址。

The Random Value SHALL be unique in each email. The email MAY be re-sent in its entirety, including the re-use of the Random Value, provided that its entire contents and recipient(s) SHALL remain unchanged. The Random Value SHALL remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values.

隨機值在每封電子郵件中應(SHALL)是唯一的。電子郵件得(MAY)全文重寄,包括重複使用隨機值,前提是其全文內容及收件者應(SHALL)保持不變。隨機值自建立之日起,用於確認回覆的有效期限應(SHALL)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same selected contact address used for domain validation as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的網域驗證之聯絡人資訊。

Effective March 15, 2026, this method SHOULD NOT be used to issue Subscriber Certificates.

自 2026-03-15 起,此方法不宜(SHOULD NOT)用於簽發用戶憑證。

Effective March 15, 2028:

  • The CA MUST NOT rely on this method.
  • Prior validations using this method and validation data gathered according to this method MUST NOT be used to issue Subscriber Certificates.

自 2028-03-15 起:

  • CA 不得(MUST NOT)依賴此方法。
  • 先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(MUST NOT)用於簽發用戶憑證。
3.2.2.4.14 寄送電子郵件至 DNS TXT 聯絡人地址 原文 ↗

Email to DNS TXT Contact

Confirming the Applicant’s control over the ADN by sending a Random Value via email and then receiving a confirming response utilizing the Random Value. The Random Value MUST be sent to a DNS TXT Record Email Contact for the ADN.

藉由透過電子郵件寄送隨機值(Random Value),並接收使用該隨機值的確認回覆,以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權。隨機值應(MUST)寄送至該經授權網域名稱(ADN)的 DNS TXT 紀錄電子郵件聯絡人(DNS TXT Record Email Contact)的地址。

Each email MAY confirm control of multiple ADNs, provided that each email address is a DNS TXT Record Email Contact for each ADN being validated. The same email MAY be sent to multiple recipients, provided that each email address is a DNS TXT Record Email Contact for each ADN being validated.

每一封電子郵件得(MAY)確認多個經授權網域名稱(ADN)的控管權,前提是每個電子郵件地址皆為每一個待驗證之經授權網域名稱(ADN)的 DNS TXT 紀錄電子郵件聯絡人的地址。同一封電子郵件得(MAY)寄送至多個收件者,前提是每個電子郵件地址皆為每一個待驗證之經授權網域名稱(ADN)的 DNS TXT 紀錄電子郵件聯絡人的地址。

The Random Value SHALL be unique in each email. The email MAY be re-sent in its entirety, including the re-use of the Random Value, provided that its entire contents and recipient(s) SHALL remain unchanged. The Random Value SHALL remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values.

隨機值在每封電子郵件中應(SHALL)是唯一的。電子郵件得(MAY)全文重寄,包括重複使用隨機值,前提是其全文內容及收件者應(SHALL)保持不變。隨機值自建立之日起,用於確認回覆的有效期限應(SHALL)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same selected contact address used for domain validation as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的網域驗證之聯絡人資訊。

Effective March 15, 2026, this method SHOULD NOT be used to issue Subscriber Certificates.

自 2026-03-15 起,此方法不宜(SHOULD NOT)用於簽發用戶憑證。

Effective March 15, 2028:

  • The CA MUST NOT rely on this method.
  • Prior validations using this method and validation data gathered according to this method MUST NOT be used to issue Subscriber Certificates.

自 2028-03-15 起:

  • CA 不得(MUST NOT)依賴此方法。
  • 先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(MUST NOT)用於簽發用戶憑證。
3.2.2.4.15 與網域名稱聯絡人進行電話聯絡 原文 ↗

Phone Contact with Domain Contact

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.4.16 與 DNS TXT 紀錄電話聯絡人進行電話聯絡 原文 ↗

Phone Contact with DNS TXT Record Phone Contact

Confirm the Applicant’s control over the ADN by calling the DNS TXT Record Phone Contact’s phone number and obtain a confirming response. Each phone call MAY confirm control of multiple ADNs provided that the same DNS TXT Record Phone Contact phone number is listed for each ADN being verified and the recipient of the phone call provides a confirming response for each ADN.

藉由撥打 DNS TXT 紀錄電話聯絡人(DNS TXT Record Phone Contact)的電話號碼並取得確認回覆,以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權。每次通話得(MAY)確認多個經授權網域名稱(ADN)的控管權,前提是每一個待驗證之經授權網域名稱(ADN)均列出相同的 DNS TXT 紀錄電話聯絡人的號碼,且接聽者對每一個經授權網域名稱(ADN)分別做出確認回覆。

The CA MUST NOT knowingly be transferred or request to be transferred as this phone number has been specifically listed for the purposes of Domain Validation.

憑證機構(Certification Authority,CA)不得(MUST NOT)在明知電話被轉接的情況下繼續驗證,或要求轉接至其他對象,因為該電話號碼是專門為網域驗證(Domain Validation)而列在 DNS TXT 紀錄中。

In the event of reaching voicemail, the CA may leave the Random Value and the ADN(s) being validated. The Random Value MUST be returned to the CA to approve the request.

若進入語音信箱,CA 得留下隨機值(Random Value)及正在驗證的經授權網域名稱(ADN)。隨機值應(MUST)被回傳給 CA 以核准驗證請求。

The Random Value SHALL remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values.

隨機值自建立之日起,用於確認回覆的有效期限應(SHALL)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same selected contact address used for domain validation as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的網域驗證之聯絡人資訊。

Effective March 15, 2026, this method SHOULD NOT be used to issue Subscriber Certificates.

自 2026-03-15 起,此方法不宜(SHOULD NOT)用於簽發用戶憑證。

Effective March 15, 2027:

  • The CA MUST NOT rely on this method.
  • Prior validations using this method and validation data gathered according to this method MUST NOT be used to issue Subscriber Certificates.

自 2027-03-15 起:

  • CA 不得(MUST NOT)依賴此方法。
  • 先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(MUST NOT)用於簽發用戶憑證。
3.2.2.4.17 與 DNS CAA 電話聯絡人進行電話聯絡 原文 ↗

Phone Contact with DNS CAA Phone Contact

Confirm the Applicant’s control over the ADN by calling the DNS CAA Phone Contact’s phone number and obtain a confirming response to validate the ADN. Each phone call MAY confirm control of multiple ADNs provided that the same DNS CAA Phone Contact phone number is listed for each ADN being verified and the recipient of the phone call provides a confirming response for each ADN. The relevant CAA Resource Record Set MUST be found using the search algorithm defined in RFC 8659, Section 3.

藉由撥打 DNS CAA 電話聯絡人(DNS CAA Phone Contact)的電話號碼,並取得確認回覆以驗證該經授權網域名稱(Authorization Domain Name,ADN),以確認申請者(Applicant)對經授權網域名稱(ADN)的控管權。每次通話得(MAY)確認多個經授權網域名稱(ADN)的控管權,前提是每一個待驗證之經授權網域名稱(ADN)均列出相同的 DNS CAA 電話聯絡人的號碼,且接聽者對每一個經授權網域名稱(ADN)分別做出確認回覆。相關的 CAA 資源紀錄集(Resource Record Set)應(MUST)使用 RFC 8659 第 3 節 定義的搜尋演算法尋找。

The CA MUST NOT be transferred or request to be transferred as this phone number has been specifically listed for the purposes of Domain Validation.

憑證機構(Certification Authority,CA)不得(MUST NOT)接受電話被轉接,或要求轉接至其他對象,因為該電話號碼是專門為網域驗證(Domain Validation)而列出。

In the event of reaching voicemail, the CA may leave the Random Value and the ADN(s) being validated. The Random Value MUST be returned to the CA to approve the request.

若進入語音信箱,CA 得留下隨機值(Random Value)及正在驗證的經授權網域名稱(ADN)。隨機值應(MUST)被回傳給 CA 以核准驗證請求。

The Random Value SHALL remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values.

隨機值自建立之日起,用於確認回覆的有效期限應(SHALL)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same selected contact address used for domain validation as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的網域驗證之聯絡人資訊。

Effective March 15, 2026, this method SHOULD NOT be used to issue Subscriber Certificates.

自 2026-03-15 起,此方法不宜(SHOULD NOT)用於簽發用戶憑證。

Effective March 15, 2027:

  • The CA MUST NOT rely on this method.
  • Prior validations using this method and validation data gathered according to this method MUST NOT be used to issue Subscriber Certificates.

自 2027-03-15 起:

  • CA 不得(MUST NOT)依賴此方法。
  • 先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(MUST NOT)用於簽發用戶憑證。
3.2.2.4.18 經約定之網站變更 v2 原文 ↗

Agreed-Upon Change to Website v2

Confirming the Applicant’s control over the ADN by verifying that the Request Token or Random Value is contained in the contents of a file.

透過驗證特定檔案內容中所包含的請求符記(Request Token)或隨機值(Random Value),以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權。

  1. The entire Request Token or Random Value MUST NOT appear in the request used to retrieve the file, and
  2. the CA MUST receive a successful HTTP response from the request (meaning a 2xx HTTP status code must be received).
  1. 完整的請求符記或隨機值不得(MUST NOT)出現於用來獲取該檔案的請求路徑中,且
  2. CA 應(MUST)從該請求收到成功的 HTTP 回應(意即必須收到 2xx HTTP 狀態碼)。

The file containing the Request Token or Random Value:

  1. MUST be located on the ADN, and
  2. MUST be located under the “/.well-known/pki-validation” directory, and
  3. MUST be retrieved via either the “http” or “https” scheme, and
  4. MUST be accessed over an Authorized Port.

內容包含請求符記或隨機值的特定檔案:

  1. 應(MUST)位於該經授權網域名稱(ADN)之網址,且
  2. 應(MUST)位於 “/.well-known/pki-validation” 目錄下,且
  3. 應(MUST)透過 “http” 或 “https” 協定獲取,且
  4. 應(MUST)透過授權連接埠(Authorized Port)存取。

If the CA follows redirects, the following apply:

  1. Redirects MUST be initiated at the HTTP protocol layer. Redirects MUST be the result of a 301, 302, or 307 HTTP status code response, as defined in RFC 7231, Section 6.4, or a 308 HTTP status code response, as defined in RFC 7538, Section 3. Redirects MUST be to the final value of the Location HTTP response header, as defined in RFC 7231, Section 7.1.2.
  2. Redirects MUST be to resource URLs with either the “http” or “https” scheme.
  3. Redirects MUST be to resource URLs accessed via Authorized Ports.

若 CA 接受並遵從重新導向(redirects),則必須符合以下規定:

  1. 重新導向應(MUST)於 HTTP 協定層發起。重新導向應(MUST)由狀態碼為 RFC 7231 第 6.4 節 所定義之 301、302 或 307,或 RFC 7538 第 3 節 所定義之 308 的 HTTP 回應所觸發。重新導向的目標應(MUST)為 RFC 7231 第 7.1.2 節 所定義之 HTTP 回應標頭 Location 的最終值。
  2. 重新導向應(MUST)導向具有 “http” 或 “https” 協定的資源 URL 網址。
  3. 重新導向應(MUST)導向經由授權連接埠(Authorized Ports)存取的資源 URL 網址。

If a Random Value is used, then:

  1. The CA MUST provide a Random Value unique to the certificate request.
  2. The Random Value MUST remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values, in which case the CA MUST follow its CPS.

若使用隨機值(Random Value),則:

  1. CA 應(MUST)針對該憑證申請提供唯一的隨機值。
  2. 隨機值自建立之日起,用於確認回覆的有效期限應(MUST)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限,在此情況下,CA 應(MUST)遵從其憑證實務作業基準(CPS)。

Except for Onion Domain Names, CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same challenge information (i.e. Random Value or Request Token) as the Primary Network Perspective.

除 Onion 網域名稱(Onion Domain Names)外,使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的挑戰資訊(即隨機值或請求符記)。

3.2.2.4.19 經約定之網站變更 - ACME 原文 ↗

Agreed-Upon Change to Website - ACME

Confirming the Applicant’s control over the ADN using the ACME HTTP Challenge method defined in RFC 8555, Section 8.3. The following are additive requirements to RFC 8555.

透過使用 RFC 8555 第 8.3 節 所定義的 ACME HTTP 挑戰(Challenge)方法,以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權。除 RFC 8555 所規定之要求外,尚應符合下列額外要求。

The CA MUST receive a successful HTTP response from the request (meaning a 2xx HTTP status code must be received).

憑證機構(Certification Authority,CA)應(MUST)從該請求收到成功的 HTTP 回應(意即必須收到 2xx HTTP 狀態碼)。

The token (as defined in RFC 8555, Section 8.3) MUST NOT be used for more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values, in which case the CA MUST follow its CPS.

Token(如 RFC 8555 第 8.3 節 所定義)自建立之日起,不得(MUST NOT)使用超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限,在此情況下,CA 應(MUST)遵從其憑證實務作業基準(CPS)。

If the CA follows redirects, the following apply:

  1. Redirects MUST be initiated at the HTTP protocol layer. Redirects MUST be the result of a 301, 302, or 307 HTTP status code response, as defined in RFC 7231, Section 6.4, or a 308 HTTP status code response, as defined in RFC 7538, Section 3. Redirects MUST be to the final value of the Location HTTP response header, as defined in RFC 7231, Section 7.1.2.
  2. Redirects MUST be to resource URLs with either the “http” or “https” scheme.
  3. Redirects MUST be to resource URLs accessed via Authorized Ports.

若 CA 接受並遵從重新導向(redirects),則必須符合以下規定:

  1. 重新導向應(MUST)於 HTTP 協定層發起。重新導向應(MUST)由狀態碼為 RFC 7231 第 6.4 節 所定義之 301、302 或 307,或 RFC 7538 第 3 節 所定義之 308 的 HTTP 回應所觸發。重新導向的目標應(MUST)為 RFC 7231 第 7.1.2 節 所定義之 HTTP 回應標頭 Location 的最終值。
  2. 重新導向應(MUST)導向具有 “http” 或 “https” 協定的資源 URL 網址。
  3. 重新導向應(MUST)導向經由授權連接埠(Authorized Ports)存取的資源 URL 網址。

Except for Onion Domain Names, CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same challenge information (i.e. token) as the Primary Network Perspective.

除 Onion 網域名稱(Onion Domain Names)外,使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的挑戰資訊(即 ACME 使用的 Token)。

3.2.2.4.20 使用 ALPN 的 TLS 連線 原文 ↗

TLS Using ALPN

Confirming the Applicant’s control over the ADN by negotiating a new application layer protocol using the TLS Application-Layer Protocol Negotiation (ALPN) Extension RFC 7301 as defined in RFC 8737. The following are additive requirements to RFC 8737.

透過使用 RFC 7301 定義的 TLS Application-Layer Protocol Negotiation(ALPN)擴充功能(Extension),並依 RFC 8737 所定義之程序協商一個新的應用層協定,以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權。除 RFC 8737 所規定之要求外,尚應符合下列額外要求。

The token (as defined in RFC 8737, Section 3) MUST NOT be used for more than 30 days from its creation. The CPS MAY specify a shorter validity period for the token, in which case the CA MUST follow its CPS.

Token(如 RFC 8737 第 3 節 所定義)自建立之日起,不得(MUST NOT)使用超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限,在此情況下,CA 應(MUST)遵從其憑證實務作業基準(CPS)。

Except for Onion Domain Names, CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same challenge information (i.e. token) as the Primary Network Perspective.

除 Onion 網域名稱(Onion Domain Names)外,使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的挑戰資訊(即 ACME 使用的 Token)。

3.2.2.4.21 標記 Account ID 之 DNS - ACME 原文 ↗

DNS Labeled with Account ID - ACME

Confirming the Applicant’s control over the ADN by performing the procedure documented for a “dns-account-01” challenge in draft 00 of “Automated Certificate Management Environment (ACME) DNS Labeled With ACME Account ID Challenge,” available at https://datatracker.ietf.org/doc/draft-ietf-acme-dns-account-label/.

透過執行 https://datatracker.ietf.org/doc/draft-ietf-acme-dns-account-label/ 所記載之《Automated Certificate Management Environment (ACME) DNS Labeled With ACME Account ID Challenge》第 00 版草案(draft 00)中針對「dns-account-01」挑戰所規定之程序,以確認申請者(Applicant)對經授權網域名稱(Authorization Domain Name,ADN)的控管權。

The token (as defined in draft 00 of “Automated Certificate Management Environment (ACME) DNS Labeled With ACME Account ID Challenge,” Section 3.1) MUST NOT be used for more than 30 days from its creation. The CPS MAY specify a shorter validity period for the token, in which case the CA MUST follow its CPS.

Token(定義於《Automated Certificate Management Environment (ACME) DNS Labeled With ACME Account ID Challenge》第 00 版草案第 3.1 節)自建立之日起,不得(MUST NOT)使用超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限,在此情況下,CA 應(MUST)遵從其憑證實務作業基準(CPS)。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same token as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的 Token。

3.2.2.4.22 具持久性紀錄值之 DNS TXT 紀錄 原文 ↗

DNS TXT Record with Persistent Value

Confirming the Applicant’s control over the ADN by verifying the presence of a Persistent DCV TXT Record identifying the Applicant. The record MUST be placed at the “_validation-persist” label prepended to the ADN being validated (i.e., “_validation-persist.[Authorization Domain Name]”).

透過檢查持久性 DCV TXT 紀錄(Persistent DCV TXT Record)是否存在來識別申請者(Applicant)身分,以確認申請者對經授權網域名稱(Authorization Domain Name,ADN)的控管權。該紀錄應(MUST)設置於待驗證之經授權網域名稱(ADN)加上前頭的「_validation-persist」標籤所形成的 DNS 紀錄名稱(即「_validation-persist.[經授權網域名稱]」)下。

The CA MUST confirm the Persistent DCV TXT Record’s RDATA value fulfills the following requirements:

憑證機構(Certification Authority,CA)應(MUST)確認持久性 DCV TXT 紀錄的 RDATA 值符合以下要求:

  1. The RDATA value MUST conform to the issue-value syntax as defined in RFC 8659, Section 4.2; and
  1. RDATA 值應(MUST)符合 RFC 8659 第 4.2 節 所定義的 issue-value 語法;且
  1. The issuer-domain-name value MUST be an Issuer Domain Name disclosed by the CA in Section 4.2 of the CA’s Certificate Policy and/or Certification Practices Statement; and
  1. issuer-domain-name 之值應(MUST)為 CA 於憑證政策(Certificate Policy,CP)及/或憑證實務作業基準(Certification Practice Statement,CPS)第 4.2 節中記載的簽發者網域名稱(Issuer Domain Name);且
  1. The issue-value MUST contain an accounturi parameter, where the parameter value is a unique URI (as described by RFC 8657, Section 3) identifying the account of the Applicant which requested validation for this FQDN; and
  1. issue-value 應(MUST)包含 accounturi 參數,其參數值為唯一 URI(如 RFC 8657 第 3 節 所述),用以識別請求 FQDN 驗證的申請者帳號;且
  1. The issue-value MAY contain a persistUntil parameter. If present, the parameter value MUST be a base-10 encoded integer representing a UNIX timestamp (the number of seconds since 1970-01-01T00:00:00Z ignoring leap seconds); and
  1. issue-value 得(MAY)包含 persistUntil 參數。若該參數存在,其參數值應(MUST)為 10 進位編碼的整數,代表 UNIX 時間戳記(自 1970-01-01T00:00:00Z 起計算的秒數,忽略閏秒);且
  1. The issue-value MAY contain additional parameters. CAs MUST ignore any unknown parameter keys.
  1. issue-value 得(MAY)包含額外的參數。CA 應(MUST)忽略任何未知的參數名稱(Parameter Key)。

If the persistUntil parameter is present, the CA MUST evaluate its value. If the time of the check is after the time specified in the persistUntil parameter value, the CA MUST NOT use the record as evidence of the Applicant’s control over the FQDN.

若存在 persistUntil 參數,CA 應(MUST)評估其參數值。若檢查的時間晚於 persistUntil 參數值所指定的時間,CA 不得(MUST NOT)將該紀錄作為申請者擁有 FQDN 控管權之證據。

For example, the Persistent DCV TXT Record might look like: _validation-persist.example.com IN TXT "authority.example; accounturi=https://authority.example/acct/123; persistUntil=1782424856"

例如,持久性 DCV TXT 紀錄看起來可能像: _validation-persist.example.com IN TXT "authority.example; accounturi=https://authority.example/acct/123; persistUntil=1782424856"

For the purposes of Section 4.2.1, CAs MUST consider 10 days as the maximum validation data reuse period for validations completed using this method.

為了符合第 4.2.1 節之方針,對於使用此方法完成之驗證,CA 應(MUST)將 10 日視為可重複使用已驗證資料之最大天數。

The following table shows how the persistUntil parameter affects whether a DNS record can be used for validation at different points in time:

下表顯示 persistUntil 參數在不同的時間點,如何影響 DNS 紀錄是否可被用於驗證:

Examples of how the persistUntil parameter affects validation
Date/time of validationpersistUntilUsable for validationExplanation
2025-06-15T12:00:00Z2026-01-01T00:00:00Z (1767225600)YesValidation time is before persistUntil timestamp, so record is usable
2025-06-15T12:00:00Z2025-01-01T00:00:00Z (1735689600)NoValidation time is after persistUntil timestamp, so record is not usable
2025-06-15T12:00:00Z(not present)YesNo persistUntil parameter present, so no time restriction applies
persistUntil 參數如何影響驗證之範例
驗證之日期/時間persistUntil是否可用於驗證說明
2025-06-15T12:00:00Z2026-01-01T00:00:00Z (1767225600)是驗證時間早於 persistUntil 時間戳記,因此該紀錄可用
2025-06-15T12:00:00Z2025-01-01T00:00:00Z (1735689600)否驗證時間晚於 persistUntil 時間戳記,因此該紀錄不可用
2025-06-15T12:00:00Z(未提供)是未提供 persistUntil 參數,因此不適用時間限制

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe a Persistent DCV TXT Record that demonstrates the Applicant’s control over the domain and contains the same accounturi parameter as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到申請者證明其網域控管權的持久性 DCV TXT 紀錄,且其中包含與主要網路視角(Primary Network Perspective)相同的 accounturi 參數。

3.2.2.5 IP 位址之鑑別 原文 ↗

Authentication for an IP Address

This section defines the permitted processes and procedures for validating the Applicant’s ownership or control of an IP Address listed in a Certificate.

本節定義憑證機構(Certification Authority,CA)驗證申請者(Applicant)對憑證中所列 IP 位址(IP Address)的所有權或控管權之允許流程與程序。

The CA SHALL confirm that prior to issuance, the CA has validated each IP Address listed in the Certificate using at least one of the methods specified in this section.

CA 應(SHALL)於簽發前確認,CA 至少已使用本節指定的一種方法驗證憑證中所列 IP 位址。

Completed validations of Applicant authority may be valid for the issuance of multiple Certificates over time. In all cases, the validation must have been initiated within the time period specified in the relevant requirement (such as Section 4.2.1 of this document) prior to Certificate issuance. For purposes of IP Address validation, the term Applicant includes the Applicant’s Parent Company, Subsidiary Company, or Affiliate.

已完成的申請者授權驗證,可於一段時間內對多次憑證簽發有效。不論何種情形,該驗證流程必須在憑證核發前,於相關要求(例如本文件的第 4.2.1 節)所定之期限內發起。就 IP 位址驗證(IP Address validation)而言,「申請者」一詞包含申請者的母公司(Parent Company)、子公司(Subsidiary Company)或關係企業(Affiliate)。

3.2.2.5.1 經約定之網站變更 原文 ↗

Agreed-Upon Change to Website

Confirming the Applicant’s control over the requested IP Address by confirming the presence of a Request Token or Random Value contained in the content of a file or webpage in the form of a meta tag under the “/.well-known/pki-validation” directory, or another path registered with IANA for the purpose of validating control of IP Addresses, on the IP Address that is accessible by the CA via HTTP/HTTPS over an Authorized Port. The Request Token or Random Value MUST NOT appear in the request.

確認憑證機構(Certification Authority,CA)可透過 HTTP/HTTPS 在授權連接埠(Authorized Port)存取 IP 位址(IP Address)上的特定檔案或網頁,檢查內容是否存在以 HTML <meta> 標籤包含的請求符記(Request Token)或隨機值(Random Value),以確認申請者(Applicant)對所請求 IP 位址的控管權。該檔案或網頁必須位於「/.well-known/pki-validation」目錄下,或者用以驗證 IP 位址控管權而由 IANA 登記的其他路徑。請求符記或隨機值不得(MUST NOT)出現在請求 IP 的驗證路徑中。

If a Random Value is used, the CA SHALL provide a Random Value unique to the certificate request and SHALL not use the Random Value after the longer of:

若使用隨機值,CA 應(SHALL)提供該憑證申請唯一的隨機值,且在以下最長期限後不得(SHALL NOT)再使用該隨機值:

  1. 30 days or
  2. if the Applicant submitted the certificate request, the time frame permitted for reuse of validated information relevant to the certificate (such as in Section 4.2.1 of this document).
  1. 30 日;或
  2. 若申請者主動送出憑證申請,則期限為可重複使用與憑證相關之已驗證資料的時間允許範圍(例如本文件第 4.2.1 節所載)。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same challenge information (i.e. Random Value or Request Token) as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的挑戰資訊(即隨機值或請求符記)。

3.2.2.5.2 以電子郵件、傳真、簡訊或郵寄信件至 IP 位址聯絡人 原文 ↗

Email, Fax, SMS, or Postal Mail to IP Address Contact

Confirming the Applicant’s control over the IP Address by sending a Random Value via email, fax, SMS, or postal mail and then receiving a confirming response utilizing the Random Value. The Random Value MUST be sent to an email address, fax/SMS number, or postal mail address identified as an IP Address Contact.

藉由透過電子郵件、傳真、簡訊或郵寄信件發送隨機值(Random Value),並接收使用該隨機值的確認回覆,以確認申請者(Applicant)對 IP 位址(IP Address)的控管權。隨機值應(MUST)發送至被識別為 IP 位址聯絡人(IP Address Contact)的電子郵件位址、傳真/簡訊號碼或郵寄信件地址。

Each email, fax, SMS, or postal mail MAY confirm control of multiple IP Addresses.

每封電子郵件、傳真、簡訊或郵寄信件得(MAY)確認多個 IP 位址的控管權。

The CA MAY send the email, fax, SMS, or postal mail identified under this section to more than one recipient provided that every recipient is identified by the IP Address Registration Authority as representing the IP Address Contact for every IP Address being verified using the email, fax, SMS, or postal mail.

憑證機構(Certification Authority,CA)得(MAY)將本節所規定的電子郵件、傳真、簡訊或郵寄信件發送予多位收件者,前提是 IP 位址註冊管理機構(IP Address Registration Authority)將每位收件者識別為每個待驗證 IP 位址的聯絡人,該驗證使用電子郵件、傳真、簡訊或郵寄信件進行。

The Random Value SHALL be unique in each email, fax, SMS, or postal mail.

隨機值在每封電子郵件、傳真、簡訊或郵寄信件中應(SHALL)是唯一的。

The CA MAY resend the email, fax, SMS, or postal mail in its entirety, including re-use of the Random Value, provided that the communication’s entire contents and recipient(s) remain unchanged.

CA 得(MAY)全文重送電子郵件、傳真、簡訊或郵寄信件,包括重複使用隨機值,前提是該通訊的全文內容及收件者保持不變。

The Random Value SHALL remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values, in which case the CA MUST follow its CPS.

隨機值自建立之日起,用於確認回覆的有效期限應(SHALL)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限,在此情況下,CA 應(MUST)遵從其憑證實務作業基準(CPS)。

Effective March 15, 2026, this method SHOULD NOT be used to issue Subscriber Certificates.

自 2026-03-15 起,此方法不宜(SHOULD NOT)用於簽發用戶憑證。

Effective March 15, 2027:

  • The CA MUST NOT rely on this method.
  • Prior validations using this method and validation data gathered according to this method MUST NOT be used to issue Subscriber Certificates.

自 2027-03-15 起:

  • CA 不得(MUST NOT)依賴此方法。
  • 先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(MUST NOT)用於簽發用戶憑證。
3.2.2.5.3 反向位址查詢 原文 ↗

Reverse Address Lookup

Confirming the Applicant’s control over the IP Address by obtaining an FQDN associated with the IP Address through a reverse-IP lookup on the IP Address and then using that FQDN as an ADN and performing validation using a method permitted under Section 3.2.2.4. Effective 2026-11-15, the ADN for this method MUST be exactly the FQDN returned from the reverse-IP lookup; the ADN selection algorithm in section 3.2.2.4 does not apply.

藉由對 IP 位址(IP Address)進行反向 IP 查詢以取得與該 IP 位址關聯的完全吻合網域名稱(Fully-Qualified Domain Name,FQDN),再將該 FQDN 作為經授權網域名稱(Authorization Domain Name,ADN),並使用第 3.2.2.4 節允許的方法進行驗證,以確認申請者(Applicant)對該 IP 位址的控管權。自 2026-11-15 起,此方法所使用的經授權網域名稱(ADN)應(MUST)與反向 IP 查詢所回傳的 FQDN 完全相同;第 3.2.2.4 節所述的選擇經授權網域名稱(ADN)的判斷流程不適用。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same FQDN as the Primary Network Perspective.

使用此方法進行驗證的憑證機構(Certification Authority,CA)應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective) 應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的 FQDN。

Effective March 15, 2027:

  • The CA MUST NOT rely on this method.
  • Prior validations using this method and validation data gathered according to this method MUST NOT be used to issue Subscriber Certificates.

自 2027-03-15 起:

  • CA 不得(MUST NOT)依賴此方法。
  • 先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(MUST NOT)用於簽發用戶憑證。
3.2.2.5.4 任何其他方法 原文 ↗

Any Other Method

This method has been retired and MUST NOT be used. Prior validations using this method and validation data gathered according to this method SHALL NOT be used to issue certificates.

此方法已廢止且不得(MUST NOT)再使用。先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(SHALL NOT)用於簽發憑證。

3.2.2.5.5 與 IP 位址聯絡人進行電話聯絡 原文 ↗

Phone Contact with IP Address Contact

Confirming the Applicant’s control over the IP Address by calling the IP Address Contact’s phone number and obtaining a response confirming the Applicant’s request for validation of the IP Address. The CA MUST place the call to a phone number identified by the IP Address Registration Authority as the IP Address Contact. Each phone call SHALL be made to a single number.

藉由撥打 IP 位址聯絡人(IP Address Contact)的電話號碼,並取得申請者(Applicant)請求 IP 位址(IP Address)驗證的確認回覆,以確認申請者對 IP 位址的控管權。憑證機構(Certification Authority,CA)應(MUST)將電話撥打至由 IP 位址註冊管理機構(IP Address Registration Authority)識別為 IP 位址聯絡人的電話號碼。每通電話應(SHALL)只撥打至單一號碼。

In the event that someone other than an IP Address Contact is reached, the CA MAY request to be transferred to the IP Address Contact.

如果接通了 IP 位址聯絡人以外的人員,憑證機構得(MAY)要求轉接給 IP 位址聯絡人。

In the event of reaching voicemail, the CA may leave the Random Value and the IP Address(es) being validated. The Random Value MUST be returned to the CA to approve the request.

若進入語音信箱,CA 得留下隨機值(Random Value)和正在驗證的 IP 位址。隨機值應(MUST)被回傳給 CA 以核准驗證請求。

The Random Value SHALL remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values.

隨機值自建立之日起,用於確認回覆的有效期限應(SHALL)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限。

Effective March 15, 2026, this method SHOULD NOT be used to issue Subscriber Certificates.

自 2026-03-15 起,此方法不宜(SHOULD NOT)用於簽發用戶憑證。

Effective March 15, 2027:

  • The CA MUST NOT rely on this method.
  • Prior validations using this method and validation data gathered according to this method MUST NOT be used to issue Subscriber Certificates.

自 2027-03-15 起:

  • CA 不得(MUST NOT)依賴此方法。
  • 先前使用此方法進行的驗證,以及依據此方法蒐集的驗證資料,不得(MUST NOT)用於簽發用戶憑證。
3.2.2.5.6 IP 位址之 ACME http-01 方法 原文 ↗

ACME “http-01” method for IP Addresses

Confirming the Applicant’s control over the IP Address by performing the procedure documented for an “http-01” challenge in RFC 8738.

透過執行 RFC 8738 中針對「http-01」挑戰所規定之程序,以確認申請者(Applicant)對 IP 位址(IP Address)的控管權。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same challenge information (i.e. token) as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的挑戰資訊(即 ACME 使用的 Token)。

3.2.2.5.7 IP 位址之 ACME tls-alpn-01 方法 原文 ↗

ACME “tls-alpn-01” method for IP Addresses

Confirming the Applicant’s control over the IP Address by performing the procedure documented for a “tls-alpn-01” challenge in RFC 8738.

透過執行 RFC 8738 中針對「tls-alpn-01」挑戰所規定之程序,以確認申請者(Applicant)對 IP 位址(IP Address)的控管權。

CAs performing validations using this method MUST implement Multi-Perspective Issuance Corroboration as specified in Section 3.2.2.9. To count as corroborating, a Network Perspective MUST observe the same challenge information (i.e. token) as the Primary Network Perspective.

使用此方法進行驗證的 CA 應(MUST)實施第 3.2.2.9 節所規範之多視角簽發佐證(Multi-Perspective Issuance Corroboration)。若要算作有效佐證,其他網路視角(Network Perspective)應(MUST)觀察到與主要網路視角(Primary Network Perspective)相同的挑戰資訊(即 ACME 使用的 Token)。

3.2.2.5.8 反向名稱空間中具持久性紀錄值之 DNS TXT 紀錄 原文 ↗

DNS TXT Record with Persistent Value in the Reverse Namespace

Confirming the Applicant’s control over the IP Address by converting the IP address to a Reverse Zone Domain Name and then verifying the presence of a Persistent DCV TXT Record identifying the Applicant as defined in Section 3.2.2.4.22. The record MUST be placed at the “_ip-validation-persist” label prepended to the Reverse Zone Domain Name of the IP address being validated (i.e., “_ip-validation-persist.[Reverse Zone Domain Name]”).

透過將 IP 位址(IP Address)轉換為反向區域網域名稱(Reverse Zone Domain Name),隨後依第 3.2.2.4.22 節所定義的持久性 DCV TXT 紀錄是否存在來識別申請者(Applicant)身分,以確認申請者對 IP 位址的控管權。該紀錄應(MUST)設置於待驗證之 IP 位址反向區域網域名稱加上前頭的「_ip-validation-persist」標籤所形成的 DNS 紀錄名稱(即「_ip-validation-persist.[反向區域網域名稱]」)下。

3.2.2.6 萬用網域名稱之驗證 原文 ↗

Wildcard Domain Validation

Before issuing a Wildcard Certificate, the CA MUST establish and follow a documented procedure that determines if the FQDN portion of any Wildcard Domain Name in the Certificate is “registry-controlled” or is a “public suffix” (e.g. “*.com”, “*.co.uk”, see RFC 6454, Section 8.2 for further explanation).

於簽發萬用網域憑證(Wildcard Certificate)之前,憑證機構(Certification Authority,CA)應(MUST)建立並遵從一套書面程序,以判斷憑證中任何萬用網域名稱(Wildcard Domain Name)之完全吻合網域名稱(Fully-Qualified Domain Name,FQDN)字串是否屬於「註冊表控制網域(registry-controlled)」或「公開字尾(public suffix)」(例如:“*.com”、“*.co.uk”,進一步說明請參見 RFC 6454 第 8.2 節)。

If the FQDN portion of any Wildcard Domain Name is “registry-controlled” or is a “public suffix”, CAs MUST refuse issuance unless the Applicant proves its rightful control of the entire Domain Namespace. (e.g. CAs MUST NOT issue “*.co.uk” or “*.local”, but MAY issue “*.example.com” to Example Co.).

若任何萬用網域名稱之 FQDN 字串屬於「註冊表控制網域」或「公開字尾」,CA 應(MUST)拒絕簽發,除非申請者(Applicant)證明其對整個網域名稱空間具有合法控管權。(例如:CA 不得(MUST NOT)簽發 “*.co.uk” 或 “*.local”,但得(MAY)簽發 “*.example.com” 給 Example Co.)。

Determination of what is “registry-controlled” versus the registerable portion of a Country Code Top-Level Domain Namespace is not standardized at the time of writing and is not a property of the DNS itself. Current best practice is to consult a “public suffix list” such as the Public Suffix List (PSL), and to retrieve a fresh copy regularly.

在撰寫本文時,對於國碼頂級網域名稱空間(ccTLD Namespace)中,如何區分「註冊表控制網域」與可註冊字串(registerable portion)的判斷規則,尚未標準化,且此資訊並非 DNS 本身所提供的屬性。當前最佳實務做法是參考「公開字尾清單」──公開字尾清單(Public Suffix List,PSL),並定期取得最新內容。

If using the PSL, a CA SHOULD consult the “ICANN DOMAINS” section only, not the “PRIVATE DOMAINS” section. The PSL is updated regularly to contain new gTLDs delegated by ICANN, which are listed in the “ICANN DOMAINS” section. A CA is not prohibited from issuing a Wildcard Certificate to the Registrant of an entire gTLD, provided that control of the entire namespace is demonstrated in an appropriate way.

若要使用 PSL,CA 宜(SHOULD)僅查閱「ICANN DOMAINS」部分,而不查閱「PRIVATE DOMAINS」部分。PSL 會定期更新以收錄由 ICANN 委派的新通用頂級網域名稱(generic Top-Level Domains,gTLDs),這些網域名稱被列在「ICANN DOMAINS」部分內。CA 並不被禁止簽發萬用網域憑證給整個 gTLD 的註冊人(Registrant),前提是要以適當的方式證明其對整個名稱空間(namespace)的控管權。

3.2.2.7 資料來源的正確性 原文 ↗

Data Source Accuracy

Prior to using any data source as a Reliable Data Source, the CA SHALL evaluate the source for its reliability, accuracy, and resistance to alteration or falsification. The CA SHOULD consider the following during its evaluation:

於使用任何資料來源作為可靠資料來源(Reliable Data Source)之前,憑證機構(Certification Authority,CA)應(SHALL)評估此來源的可靠性、準確性,以及防竄改或防偽造的能力。CA 在評估過程宜(SHOULD)考慮以下事項:

  1. The age of the information provided,
  1. 所提供資訊的時效性,
  1. The frequency of updates to the information source,
  1. 資訊來源的更新頻率,
  1. The data provider and purpose of the data collection,
  1. 資料提供者和資料收集之目的,
  1. The public accessibility of the data availability, and
  1. 大眾取得可用資料的便利性,以及
  1. The relative difficulty in falsifying or altering the data.
  1. 偽造或竄改資料的相對難度。

Databases maintained by the CA, its owner, or its affiliated companies do not qualify as a Reliable Data Source if the primary purpose of the database is to collect information for the purpose of fulfilling the validation requirements under this Section 3.2.

由 CA、其擁有者或其關係企業(Affiliate)所維護之資料庫,若該資料庫之主要目的是為了蒐集資訊以符合本文件第 3.2 節的驗證要求,則不符合可靠資料來源的資格。

3.2.2.8 授權憑證機構簽發憑證(CAA)紀錄 原文 ↗

CAA Records

Refer to Section 4.2.2.1 for CAA record processing requirements.

CAA 紀錄處理之要求,請參見第 4.2.2.1 節。

3.2.2.8.1 授權憑證機構簽發憑證(CAA)紀錄的 DNSSEC 驗證 原文 ↗

DNSSEC Validation of CAA Records

Refer to Section 4.2.2.2 for DNSSEC validation of CAA record processing requirements.

CAA 紀錄處理之 DNSSEC 驗證要求,請參見第 4.2.2.2 節。

3.2.2.9 多視角簽發佐證(Multi-Perspective Issuance Corroboration) 原文 ↗

Multi-Perspective Issuance Corroboration

Multi-Perspective Issuance Corroboration attempts to corroborate the determinations (i.e., domain validation pass/fail, CAA permission/prohibition) made by the Primary Network Perspective from multiple remote Network Perspectives before Certificate issuance. This process can improve protection against equally-specific prefix Border Gateway Protocol (BGP) attacks or hijacks.

多視角簽發佐證(Multi-Perspective Issuance Corroboration)試圖在憑證簽發之前,從多個遠端網路視角(Remote Network Perspectives)佐證由主要網路視角(Primary Network Perspective)所做出的判定結果(即網域驗證通過/失敗、CAA 許可/禁止)。此流程可提升相同路由前綴長度(equally-specific prefix)之邊界閘道協定(Border Gateway Protocol,BGP)攻擊或劫持的防護能力。

The CA MAY use either the same set, or different sets of Network Perspectives when performing Multi-Perspective Issuance Corroboration for the required 1) Domain Authorization or Control and 2) CAA Record checks.

當針對所需之(1)網域授權或控管權驗證,及(2)CAA 紀錄檢查而執行多視角簽發佐證時,憑證機構(Certification Authority,CA)得(MAY)兩者都使用相同組合或不同組合之網路視角。

The set of responses from the relied upon Network Perspectives MUST provide the CA with the necessary information to allow it to affirmatively assess:

作為判定依據的網路視角回應集合應(MUST)向 CA 提供必要資訊,以允許其明確評估:

  1. the presence of the expected 1) Random Value, 2) Request Token, 3) IP Address, 4) Contact Address, or 5) Persistent DCV TXT Record, as required by the relied upon validation method specified in Section 3.2.2.4 and Section 3.2.2.5; and
  2. the CA’s authority to issue to the requested domain(s), as specified in Section 4.2.2.1.
  1. 是否存在預期之(1)隨機值(Random Value)、(2)請求符記(Request Token)、(3)IP 位址(IP Address)、(4)聯絡地址,或(5)持久性 DCV TXT 紀錄,如同採用第 3.2.2.4 節及第 3.2.2.5 節所列驗證方法之規定要求;以及
  2. CA 是否可依第 4.2.2.1 節規定獲得授權,對申請中的網域簽發憑證。

Section 3.2.2.4 and Section 3.2.2.5 describe the validation methods that require the use of Multi-Perspective Issuance Corroboration and how a Network Perspective can corroborate the outcomes determined by the Primary Network Perspective.

第 3.2.2.4 節與第 3.2.2.5 節說明哪些網域驗證方法須採用多視角簽發佐證,以及其他網路視角如何佐證由主要網路視角所做出的判定結果。

Results or information obtained from one Network Perspective MUST NOT be reused or cached when performing validation through subsequent Network Perspectives (e.g., different Network Perspectives cannot rely on a shared DNS cache to prevent an adversary with control of traffic from one Network Perspective from poisoning the DNS cache used by other Network Perspectives). The network infrastructure providing Internet connectivity to a Network Perspective MAY be administered by the same organization providing the computational services required to operate the Network Perspective. All communications between a remote Network Perspective and the CA MUST take place over an authenticated and encrypted channel relying on modern protocols (e.g., over HTTPS).

當接續使用其他網路視角進行驗證時,不得(MUST NOT)重複使用或快取(cache)任一網路視角所取得之結果或資訊(例如:不同的網路視角不得依賴共用的 DNS 快取,以避免控制其中一個網路視角流量之攻擊者,污染其他網路視角所使用的 DNS 快取)。為網路視角提供網際網路連線的網路基礎設施,得(MAY)由提供該網路視角運作所需運算服務之同一組織管理。遠端網路視角與 CA 之間的所有通訊應(MUST)透過採用現代協定(例如:透過 HTTPS)的經身分驗證且加密之通道進行。

A Network Perspective MAY use a recursive DNS resolver that is NOT co-located with the Network Perspective. However, the DNS resolver used by the Network Perspective MUST fall within the same Regional Internet Registry service region as the Network Perspective relying upon it. Furthermore, for any pair of DNS resolvers used on a Multi-Perspective Issuance Corroboration attempt, the straight-line distance between the two DNS resolvers MUST be at least 500 km. The location of a DNS resolver is determined by the point where unencapsulated outbound DNS queries are typically first handed off to the network infrastructure providing Internet connectivity to that DNS resolver.

網路視角得(MAY)使用未與該網路視角同地設置的遞迴 DNS 解析器。然而,該網路視角所使用的 DNS 解析器應(MUST)與使用該解析器的網路視角位於同一個區域網際網路註冊管理機構(Regional Internet Registry)的服務區域內。此外,在一次多視角簽發佐證執行中所使用的 DNS 解析器,任兩個 DNS 解析器之間的直線距離應(MUST)至少為 500 公里。DNS 解析器的位置,通常係指未封裝之對外 DNS 查詢首次交接給提供該 DNS 解析器網際網路連線之網路基礎設施的地點。

CAs MAY immediately retry Multi-Perspective Issuance Corroboration using the same validation method or an alternative method (e.g., a CA can immediately retry validation using “Email to DNS TXT Contact” if “Agreed-Upon Change to Website - ACME” does not corroborate the outcome of Multi-Perspective Issuance Corroboration). When retrying Multi-Perspective Issuance Corroboration, CAs MUST NOT rely on corroborations from previous attempts. There is no stipulation regarding the maximum number of validation attempts that may be performed in any period of time.

CA 得(MAY)立即使用相同的驗證方法或替代驗證方法重新執行多視角簽發佐證(例如:若「經約定之網站變更 - ACME」的多視角簽發佐證結果無法成立,CA 可立即使用「寄送電子郵件至 DNS TXT 聯絡人地址」重新執行驗證)。當重新執行多視角簽發佐證時,CA 不得(MUST NOT)依據先前取得之佐證資訊。對於任何期間內可執行的驗證次數上限,本文件不作規定。

The “Quorum Requirements” Table describes quorum requirements related to Multi-Perspective Issuance Corroboration. If the CA does NOT rely on the same set of Network Perspectives for both Domain Authorization or Control and CAA Record checks, the quorum requirements MUST be met for both sets of Network Perspectives (i.e.,the Domain Authorization or Control set and the CAA record check set). Network Perspectives are considered distinct when the straight-line distance between them is at least 500 km. Network Perspectives are considered “remote” when they are distinct from the Primary Network Perspective and the other Network Perspectives represented in a quorum.

「法定數量要求(Quorum Requirements)」表格列出多視角簽發佐證的法定數量(Quorum)要求。若 CA 在進行網域授權或控管權驗證與 CAA 紀錄檢查時,兩者均未採用相同組合之網路視角,則兩組網路視角(即網域授權或控管權驗證組與 CAA 紀錄檢查組)應(MUST)皆符合法定數量要求。當網路視角彼此間的直線距離至少為 500 公里時,被視為彼此相異(distinct)。當某一網路視角與主要網路視角,以及法定數量中的其他網路視角皆為相異時,該網路視角即視為「遠端」。

A CA MAY reuse corroborating evidence for CAA record quorum compliance for a maximum of 398 days. After issuing a Certificate to a domain, remote Network Perspectives MAY omit retrieving and processing CAA records for the same domain or its subdomains in subsequent Certificate requests from the same Applicant for up to a maximum of 398 days.

CA 得(MAY)重複使用 CAA 紀錄檢查符合法定數量要求的佐證證明,最長不超過 398 日。向某網域簽發憑證後,針對同一申請者之後續憑證申請,遠端網路視角得(MAY)省略取得及處理相同網域或其子網域的 CAA 紀錄,最長不超過 398 日。

Quorum Requirements
# of Distinct Remote Network Perspectives Used# of Allowed non-Corroborations
2-51
6+2
法定數量要求表
相異的遠端網路視角數量容許無效佐證的遠端網路視角數量
2-51
6+2

Remote Network Perspectives performing Multi-Perspective Issuance Corroboration:

執行多視角簽發佐證的遠端網路視角:

MUST:

  • Network Hardening

    • Rely upon networks (e.g., Internet Service Providers or Cloud Provider Networks) implementing measures to mitigate BGP routing incidents in the global Internet routing system for providing internet connectivity to the Network Perspective.

應(MUST):

  • 網路強化(Network Hardening)

    • 依賴已採取對應措施,可於全球網際網路路由系統中,降低受 BGP 路由事故影響之網路供應服務(例如:網際網路服務供應商或雲端服務供應商的網路),對該網路視角提供網際網路連線。

SHOULD:

  • Facility & Service Provider Requirements

    • Be hosted from an ISO/IEC 27001 certified facility or equivalent security framework independently audited and certified or reported.
    • Rely on services covered in one of the following reports: System and Organization Controls 2 (SOC 2), ISAE 3000, ENISA 715, FedRAMP Moderate, C5:2020, CSA STAR CCM, or equivalent services framework independently audited and certified or reported.
  • Vulnerability Detection and Patch Management

    • Implement intrusion detection and prevention controls to protect against common network and system threats.
    • Document and follow a vulnerability correction process that addresses the identification, review, response, and remediation of vulnerabilities.
    • Undergo or perform a Vulnerability Scan at least every three (3) months.
    • Undergo a Penetration Test on at least an annual basis.
    • Apply recommended security patches within six (6) months of the security patch’s availability, unless the CA documents that the security patch would introduce additional vulnerabilities or instabilities that outweigh the benefits of applying the security patch.
  • System Hardening

    • Disable all accounts, applications, services, protocols, and ports that are not used.
    • Implement multi-factor authentication for all user accounts.
  • Network Hardening

    • Configure each network boundary control (firewall, switch, router, gateway, or other network control device or system) with rules that support only the services, protocols, ports, and communications identified as necessary to its operations.
    • Rely upon networks (e.g., Internet Service Providers) that: 1) use mechanisms based on Secure Inter-Domain Routing (RFC 6480), for example, BGP Prefix Origin Validation (RFC 6811), 2) make use of other non-RPKI route-leak prevention mechanisms (such as RFC 9234), and 3) apply current best practices described in BCP 194. While It is RECOMMENDED that under normal operating conditions Network Perspectives performing Multi-Perspective Issuance Corroboration forward all Internet traffic via a network or set of networks that filter RPKI-invalid BGP routes as defined by RFC 6811, it is NOT REQUIRED.

宜(SHOULD):

  • 設施與服務供應商要求

    • 託管於通過 ISO/IEC 27001 認證的設施,或經獨立稽核且通過認證或出具稽核報告之同等安全架構的設施。
    • 依賴受下列任一稽核報告查核涵蓋之供應服務:System and Organization Controls 2(SOC 2)、ISAE 3000、ENISA 715、FedRAMP Moderate、C5:2020、CSA STAR CCM,或其他經獨立稽核且通過認證或出具稽核報告之同等服務架構。
  • 弱點偵測與修補程式管理

    • 實施入侵偵測與入侵防護控管措施,以防範常見的網路及系統威脅。
    • 建立書面文件化的弱點修正流程並據以執行,該流程應涵蓋弱點之識別、審查、回應及修補。
    • 至少每 3 個月接受或執行一次弱點掃描。
    • 至少每年接受一次滲透測試。
    • 於安全修補程式可取得後 6 個月內套用建議的安全修補程式,除非 CA 以書面文件記錄並說明,該安全修補程式會引入額外的弱點或不穩定性,且其風險大於套用該安全修補程式所帶來的效益。
  • 系統強化(System Hardening)

    • 停用所有未使用的帳號、應用程式、服務、通訊協定及連接埠。
    • 對所有使用者帳號實施多因子身分驗證。
  • 網路強化

    • 對每個網路邊界控制(防火牆、交換器、路由器、閘道器或其他網路控制設備或系統)配置規則,使其僅允許經識別為其運作所需之服務、通訊協定、連接埠和通訊之流量通過。
    • 依賴符合下列條件之網路供應服務(例如:網際網路服務供應商):(1)採用基於 Secure Inter-Domain Routing(SIDR,安全網域間路由;RFC 6480)安全架構的機制,例如 BGP 路由前綴來源驗證(BGP Prefix Origin Validation;RFC 6811),(2)採用其他非 RPKI 的路由洩漏防範機制(例如 RFC 9234),以及(3)導入 BCP 194 所述的當前最佳實務。此外,雖然建議(RECOMMENDED)在正常運作情況下,執行多視角簽發佐證的網路視角應透過一個或多個依 RFC 6811 規範,過濾經 RPKI 驗證為無效之 BGP 路由的網路來轉送所有網際網路流量,但這屬於非強制要求(NOT REQUIRED)。

Beyond the above considerations, computing systems performing Multi-Perspective Issuance Corroboration are considered outside of the audit scope described in Section 8 of these Requirements.

除以上要求外,執行多視角簽發佐證的運算系統,被視為不屬於本文件第 8 節所述之稽核範圍。

If any of the above considerations are performed by a Delegated Third Party, the CA MAY obtain reasonable evidence from the Delegated Third Party to ascertain assurance that one or more of the above considerations are followed. As an exception to Section 1.3.2, Delegated Third Parties are not required to be within the audit scope described in Section 8 of these Requirements to satisfy the above considerations.

若上述任何要求(considerations)是由受委任第三方(Delegated Third Party)執行,CA 得(MAY)自受委任第三方取得合理證明,以查明並確信上述一項或多項要求已獲得遵從。作為第 1.3.2 節之例外,受委任第三方無須為了符合上述各項要求,而納入本文件第 8 節所述之稽核範圍。

Phased Implementation Timeline:

分階段實施時程:

  • Effective 2025-03-15, the CA MUST implement Multi-Perspective Issuance Corroboration using at least two (2) remote Network Perspectives. The CA MAY proceed with certificate issuance if the number of remote Network Perspectives that do not corroborate the determinations made by the Primary Network Perspective (“non-corroborations”) is greater than allowed in the Quorum Requirements table.
  • 自 2025-03-15 起:CA 應(MUST)使用至少 2 個遠端網路視角進行多視角簽發佐證。若無法佐證主要網路視角所做判定的遠端網路視角數量(「無效佐證」)大於《法定數量要求表》所允許的數量,CA 得(MAY)繼續進行憑證簽發。
  • Effective 2025-09-15, the CA MUST implement Multi-Perspective Issuance Corroboration using at least two (2) remote Network Perspectives. The CA MUST ensure that the requirements defined in Quorum Requirements Table are satisfied. If the requirements are not satisfied, then the CA MUST NOT proceed with issuance of the Certificate.
  • 自 2025-09-15 起:CA 應(MUST)使用至少 2 個遠端網路視角進行多視角簽發佐證。CA 應(MUST)確保符合《法定數量要求表》所定義的要求。若未符合該等要求,則 CA 不得(MUST NOT)繼續簽發憑證。
  • Effective 2026-03-15, the CA MUST implement Multi-Perspective Issuance Corroboration using at least three (3) remote Network Perspectives. The CA MUST ensure that the requirements defined in Quorum Requirements Table are satisfied, and the remote Network Perspectives that corroborate the Primary Network Perspective fall within the service regions of at least two (2) distinct Regional Internet Registries. If the requirements are not satisfied, then the CA MUST NOT proceed with issuance of the Certificate.
  • 自 2026-03-15 起:CA 應(MUST)使用至少 3 個遠端網路視角進行多視角簽發佐證。CA 應(MUST)確保符合《法定數量要求表》所定義的要求,且佐證主要網路視角的遠端網路視角分別位於至少 2 個不同的區域網際網路註冊管理機構(Regional Internet Registries)服務區域內。若未符合該等要求,則 CA 不得(MUST NOT)繼續簽發憑證。
  • Effective 2026-06-15, the CA MUST implement Multi-Perspective Issuance Corroboration using at least four (4) remote Network Perspectives. The CA MUST ensure that the requirements defined in Quorum Requirements Table are satisfied, and the remote Network Perspectives that corroborate the Primary Network Perspective fall within the service regions of at least two (2) distinct Regional Internet Registries. If the requirements are not satisfied, then the CA MUST NOT proceed with issuance of the Certificate.
  • 自 2026-06-15 起:CA 應(MUST)使用至少 4 個遠端網路視角進行多視角簽發佐證。CA 應(MUST)確保符合《法定數量要求表》所定義的要求,且佐證主要網路視角的遠端網路視角分別位於至少 2 個不同的區域網際網路註冊管理機構(Regional Internet Registries)服務區域內。若未符合該等要求,則 CA 不得(MUST NOT)繼續簽發憑證。
  • Effective 2026-12-15, the CA MUST implement Multi-Perspective Issuance Corroboration using at least five (5) remote Network Perspectives. The CA MUST ensure that the requirements defined in Quorum Requirements Table are satisfied, and the remote Network Perspectives that corroborate the Primary Network Perspective fall within the service regions of at least two (2) distinct Regional Internet Registries. If the requirements are not satisfied, then the CA MUST NOT proceed with issuance of the Certificate.
  • 自 2026-12-15 起:CA 應(MUST)使用至少 5 個遠端網路視角進行多視角簽發佐證。CA 應(MUST)確保符合《法定數量要求表》所定義的要求,且佐證主要網路視角的遠端網路視角分別位於至少 2 個不同的區域網際網路註冊管理機構(Regional Internet Registries)服務區域內。若未符合該等要求,則 CA 不得(MUST NOT)繼續簽發憑證。

3.2.3 個人身分之鑑別 原文 ↗

Authentication of individual identity

If an Applicant subject to this Section 3.2.3 is a natural person, then the CA SHALL verify the Applicant’s name, Applicant’s address, and the authenticity of the certificate request.

若適用本文件第 3.2.3 節規定之申請者(Applicant)為自然人,憑證機構(Certification Authority,CA)應(SHALL)驗證該申請者的姓名、地址,以及憑證申請的真實性。

The CA SHALL verify the Applicant’s name using a legible copy, which discernibly shows the Applicant’s face, of at least one currently valid government-issued photo ID (passport, drivers license, military ID, national ID, or equivalent document type). The CA SHALL inspect the copy for any indication of alteration or falsification.

CA 應(SHALL)使用至少一份目前有效且由政府核發之附照片身分證明文件(護照、駕照、軍人身分證、國民身分證或同等類型文件)的清晰副本,且該副本必須能清楚辨識申請者的面貌,以驗證申請者的姓名。CA 應(SHALL)檢查該副本是否有任何遭竄改或偽造的跡象。

The CA SHALL verify the Applicant’s address using a form of identification that the CA determines to be reliable, such as a government ID, utility bill, or bank or credit card statement. The CA MAY rely on the same government-issued ID that was used to verify the Applicant’s name.

CA 應(SHALL)使用其認定為可靠的身分證明文件,例如政府核發之身分證明文件、公用事業費用帳單,銀行對帳單或信用卡帳單,以驗證申請者的地址。CA 得(MAY)使用與驗證申請者姓名相同的政府核發之身分證明文件驗證申請者地址。

The CA SHALL verify the certificate request with the Applicant using a Reliable Method of Communication.

CA 應(SHALL)使用可靠通訊方式(Reliable Method of Communication)與申請者確認該憑證申請。

3.2.4 未經驗證的用戶資訊 原文 ↗

Non-verified subscriber information

3.2.5 組織授權之驗證 原文 ↗

Validation of authority

If the Applicant for a Certificate containing Subject Identity Information is an organization, the CA SHALL use a Reliable Method of Communication to verify the authenticity of the Applicant Representative’s certificate request.

若申請者(Applicant)申請之憑證包含主體識別資訊(Subject Identity Information),且申請者為組織,則憑證機構(Certification Authority,CA)應(SHALL)使用可靠通訊方式(Reliable Method of Communication)驗證申請者代表(Applicant Representative)所提出之憑證申請的真實性。

The CA MAY use the sources listed in Section 3.2.2.1 to verify the Reliable Method of Communication. Provided that the CA uses a Reliable Method of Communication, the CA MAY establish the authenticity of the certificate request directly with the Applicant Representative or with an authoritative source within the Applicant’s organization, such as the Applicant’s main business offices, corporate offices, human resource offices, information technology offices, or other department that the CA deems appropriate.

CA 得(MAY)使用第 3.2.2.1 節所列之來源,確認申請者的可靠通訊方式。在使用可靠通訊方式的前提下,CA 得(MAY)直接向申請者代表或申請者組織內的權威來源(authoritative source;例如申請者的主要營業處所、公司辦事處、人力資源部門、資訊科技部門,或 CA 認為適當的其他單位)確認憑證申請的真實性。

In addition, the CA SHALL establish a process that allows an Applicant to specify the individuals who may request Certificates. If an Applicant specifies, in writing, the individuals who may request a Certificate, then the CA SHALL NOT accept any certificate requests that are outside this specification. The CA SHALL provide an Applicant with a list of its authorized certificate requesters upon the Applicant’s verified written request.

此外,CA 應(SHALL)建立一個流程,允許申請者指定有權提出憑證申請之人員。若申請者以書面方式指定可提出憑證申請之人員,則 CA 不得(SHALL NOT)接受任何超出該指定範圍之憑證申請。CA 應(SHALL)於收到已確認其真實性之申請者書面請求時,向申請者提供其所授權之憑證申請人員清單。

3.2.6 交互運作或交互認證之準則 原文 ↗

Criteria for Interoperation or Certification

The CA SHALL disclose all Cross-Certified Subordinate CA Certificates that identify the CA as the Subject, provided that the CA arranged for or accepted the establishment of the trust relationship (i.e. the Cross-Certified Subordinate CA Certificate at issue).

憑證機構(Certification Authority,CA)應(SHALL)公開揭露所有以憑證機構自身為主體(Subject)的交互認證之下屬憑證機構憑證(Cross-Certified Subordinate CA Certificate),前提是憑證機構自身安排或接受建立該憑證信賴關係(即本節所述的交互認證之下屬憑證機構憑證)。

3.3 金鑰更換請求之識別與鑑別 原文 ↗

Identification and authentication for re-key requests

3.3.1 例行性金鑰更換之識別與鑑別 原文 ↗

Identification and authentication for routine re-key

3.3.2 憑證廢止後金鑰更換之識別與鑑別 原文 ↗

Identification and authentication for re-key after revocation

3.4 憑證廢止請求之識別與鑑別 原文 ↗

Identification and authentication for revocation request

4 憑證生命週期作業要求 原文 ↗

CERTIFICATE LIFE-CYCLE OPERATIONAL REQUIREMENTS

4.1 憑證申請 原文 ↗

Certificate Application

4.1.1 可提出憑證申請之人 原文 ↗

Who can submit a certificate application

No stipulation.

不作規定。

4.1.2 申辦流程與責任 原文 ↗

Enrollment process and responsibilities

Prior to the issuance of a Certificate, the CA SHALL obtain the following documentation from the Applicant:

在簽發憑證前,憑證機構(Certification Authority,CA)應(SHALL)向申請者(Applicant)取得以下文件:

  1. A certificate request, which may be electronic; and
  1. 憑證申請書,可以是電子形式;以及
  1. An executed Subscriber Agreement or Terms of Use, which may be electronic.
  1. 已簽署之用戶協議(Subscriber Agreement)或使用條款(Terms of Use),可以是電子形式。

The CA SHOULD obtain any additional documentation the CA determines necessary to meet these Requirements.

CA 宜(SHOULD)取得其認定為符合本文件要求規定所需之任何其他文件。

Prior to the issuance of a Certificate, the CA SHALL obtain from the Applicant a certificate request in a form prescribed by the CA and that complies with these Requirements. One certificate request MAY suffice for multiple Certificates to be issued to the same Applicant, subject to the aging and updating requirement in Section 4.2.1, provided that each Certificate is supported by a valid, current certificate request signed by the appropriate Applicant Representative on behalf of the Applicant. The certificate request MAY be made, submitted and/or signed electronically.

在簽發憑證前,CA 應(SHALL)向申請者取得依 CA 規定格式提出,且遵循本文件要求規定之憑證申請。同一份憑證申請得(MAY)作為簽發多張憑證給同一申請者之依據,但應符合第 4.2.1 節規定之時效與更新要求,且每張憑證應由適當之申請者代表(Applicant Representative)代表申請者簽署一份現行有效的憑證申請書作為依據。憑證申請書得(MAY)以電子形式製作、提出及/或簽署。

The certificate request MUST contain a request from, or on behalf of, the Applicant for the issuance of a Certificate, and a certification by, or on behalf of, the Applicant that all of the information contained therein is correct.

憑證申請應(MUST)包含由申請者或其代表提出之憑證簽發請求,以及由申請者或其代表對所載之所有資訊均屬正確之聲明。

4.2 憑證申請之處理 原文 ↗

Certificate application processing

4.2.1 執行識別與鑑別作業 原文 ↗

Performing identification and authentication functions

The certificate request MAY include all factual information about the Applicant to be included in the Certificate, and such additional information as is necessary for the CA to obtain from the Applicant in order to comply with these Requirements and the CA’s Certificate Policy and/or Certification Practice Statement. In cases where the certificate request does not contain all the necessary information about the Applicant, the CA SHALL obtain the remaining information from the Applicant or, having obtained it from a reliable, independent, third-party data source, confirm it with the Applicant. The CA SHALL establish and follow a documented procedure for verifying all data requested for inclusion in the Certificate by the Applicant.

憑證申請得(MAY)包含擬記載於憑證中之所有與申請者(Applicant)相關的事實資料,以及憑證機構(Certification Authority,CA)為了遵循本文件要求規定及其憑證政策(Certificate Policy,CP)及/或憑證實務作業基準(Certification Practice Statement,CPS)而有必要向申請者取得之其他資訊。若憑證申請未包含全部所需的申請者資訊,CA 應(SHALL)向申請者取得其餘所需資訊,或先從可靠且獨立的第三方資料來源取得該資訊,再向申請者確認其內容。CA 應(SHALL)建立並遵從書面程序,以驗證申請者要求記載於憑證中的所有資料。

Applicant information MUST include, but not be limited to, at least one Fully-Qualified Domain Name or IP address to be included in the Certificate’s subjectAltName extension.

申請者資訊應(MUST)包括(但不限於)至少一個將記載於憑證 subjectAltName 擴充欄位中的完全吻合網域名稱(Fully-Qualified Domain Name,FQDN)或 IP 位址(IP Address)。

Section 6.3.2 limits the validity period of Subscriber Certificates.

第 6.3.2 節限制用戶憑證(Subscriber Certificates)的有效期。

The CA MAY use the documents and data provided in Section 3.2 to verify certificate information, or may reuse previous validations themselves, including validation of authority, provided that the CA obtained the data or document from a source specified under Section 3.2 or completed the validation itself within the maximum number of days prior to issuing the Certificate, as defined in the following table:

CA 得(MAY)使用第 3.2 節規定的文件與資料驗證憑證資訊,或重複使用先前已完成的驗證成果(包括組織授權之驗證),前提是 CA 簽發憑證前,應於下表所定之最大天數內,自第 3.2 節規定之來源取得資料或文件,或 CA 已完成的驗證成果:

Subject Identity Information validation data reuse periods
Certificate issued on or afterCertificate issued beforeMaximum data reuse period
2026-03-15825 days
2026-03-15398 days
可重複使用主體識別資訊已驗證資料之最長期限
憑證於此日或之後簽發憑證於此日前簽發可重複使用已驗證資料之最長期限
2026-03-15825 日
2026-03-15398 日

For validation of Domain Names and IP Addresses according to Section 3.2.2.4 and Section 3.2.2.5, any data, document, or completed validation used MUST be obtained within the maximum number of days prior to issuing the Certificate, as defined in the following table:

依第 3.2.2.4 節與第 3.2.2.5 節進行的網域名稱(Domain Name)及 IP 位址驗證,其所使用之任何資料、文件或完成的驗證成果,應(MUST)於簽發憑證前,於下表所定之最大天數內取得:

Domain Name and IP Address validation data reuse periods
Certificate issued on or afterCertificate issued beforeMaximum data reuse period
2026-03-15398 days
2026-03-152027-03-15200 days
2027-03-152029-03-15100 days
2029-03-1510 days
可重複使用網域名稱及 IP 位址已驗證資料之最長期限
憑證於此日或之後簽發憑證於此日前簽發可重複使用已驗證資料之最大期限
2026-03-15398 日
2026-03-152027-03-15200 日
2027-03-152029-03-15100 日
2029-03-1510 日

In no case may a prior validation be reused if any data or document used in the prior validation was obtained more than the maximum time permitted for reuse of the data or document prior to issuing the Certificate.

若先前驗證所使用之任何資料或文件,其取得日期於簽發憑證前已超過可重複使用已驗證資料之最長期限,則不得於任何情況下重複使用先前的已驗證成果。

After the change to any validation method specified in the Baseline Requirements or EV Guidelines, a CA may continue to reuse validation data or documents collected prior to the change, or the validation itself, for the period stated in Section 4.2.1 unless otherwise specifically provided in a ballot.

於《基本要求》或《EV 指引》所規定之任何驗證方法發生變更後,CA 可繼續重複使用變更前所蒐集的驗證資料或文件,或先前完成的已驗證成果,其可重複使用期限依第 4.2.1 節規定辦理;除非投票案(Ballot)另有明文規定。

The CA SHALL develop, maintain, and implement documented procedures that identify and require additional verification activity for High Risk Certificate Requests prior to the Certificate’s approval, as reasonably necessary to ensure that such requests are properly verified under these Requirements.

CA 應(SHALL)建立、維護並實施書面程序,以識別高風險憑證申請(High Risk Certificate Request),並於核准憑證前要求執行額外的驗證作業;該等程序應於合理且必要之範圍內,確保此類申請均依本文件要求規定完成妥善驗證。

If a Delegated Third Party fulfills any of the CA’s obligations under this section, the CA SHALL verify that the process used by the Delegated Third Party to identify and further verify High Risk Certificate Requests provides at least the same level of assurance as the CA’s own processes.

若受委任第三方(Delegated Third Party)履行 CA 於本節所規定之任何義務,CA 應(SHALL)確認受委任第三方用以識別及進一步驗證的高風險憑證申請之流程,其所提供的保證等級至少與 CA 自身流程相同。

4.2.2 憑證申請之核准或拒絕 原文 ↗

Approval or rejection of certificate applications

CAs SHALL NOT issue Certificates containing Internal Names or Reserved IP Addresses, as such names cannot be validated according to Section 3.2.2.4 or Section 3.2.2.5.

憑證機構(Certification Authority,CA)不得(SHALL NOT)簽發含有內部名稱(Internal Name)或保留 IP 位址(Reserved IP Address)之憑證,因其無法依第 3.2.2.4 節或第 3.2.2.5 節之規定完成驗證。

Effective 2026-03-15, CAs SHALL NOT issue Certificates containing Domain Names that end in an IP Reverse Zone Suffix.

自 2026-03-15 起,CA 不得(SHALL NOT)簽發其所含網域名稱係以 IP 反向區域後綴(IP Reverse Zone Suffix)結尾之憑證。

4.2.2.1 授權憑證機構簽發憑證(CAA)紀錄之處理 原文 ↗

CAA record processing

As part of the Certificate issuance process, the CA MUST retrieve and process CAA records in accordance with RFC 8659 for each dNSName in the subjectAltName extension that does not contain an Onion Domain Name. These practices MUST be described in Section 4.2 of the CA’s Certificate Policy and/or Certification Practice Statement, including specifying the set of Issuer Domain Names that the CA recognizes in CAA “issue” or “issuewild” records as permitting it to issue.

作為憑證簽發流程的一部分,憑證機構(Certification Authority,CA)應(MUST)針對 subjectAltName 擴充欄位中不包含 Onion 網域名稱(Onion Domain Name)之每個 dNSName,依據 RFC 8659 取得並處理 CAA 紀錄。這些實務作業應(MUST)於 CA 的憑證政策(Certificate Policy,CP)及/或憑證實務作業基準(Certification Practice Statement,CPS)第 4.2 節中說明,其中應具體包含該 CA 於 CAA 「issue」或「issuewild」紀錄中所認可、並允許其簽發憑證之簽發者網域名稱(Issuer Domain Names)集合。

CAs MAY check CAA records at any other time.

CA 得(MAY)在任何其他時間檢查 CAA 紀錄。

When processing CAA records, CAs MUST process the issue, issuewild, and iodef property tags as specified in RFC 8659, although they are not required to act on the contents of the iodef property tag. Additional property tags MAY be supported, but MUST NOT conflict with or supersede the mandatory property tags set out in this document. CAs MUST respect the critical flag and not issue a certificate if they encounter an unrecognized property tag with this flag set.

當處理 CAA 紀錄時,CA 應(MUST)依據 RFC 8659 之規定解析並處理 issue、issuewild 與 iodef 屬性標籤,但不要求對 iodef 屬性標籤的內容採取任何動作。CA 得(MAY)支援額外的屬性標籤,但不得(MUST NOT)與本文件所規定的強制性屬性標籤發生衝突,或凌駕於其上。CA 應(MUST)遵守關鍵性旗標(critical flag)之要求,若遇到設有該旗標之無法識別的屬性標籤,不得簽發憑證。

If the CA issues a certificate after processing a CAA record, it MUST do so within the TTL of the CAA record, or 8 hours, whichever is greater.

若 CA 處理 CAA 紀錄完成後要簽發憑證,應(MUST)在 CAA 紀錄的 TTL(Time to Live)設定值或 8 小時內(以時間較長者為準)簽發憑證。

RFC 8659 requires that CAs “MUST NOT issue a certificate unless the CA determines that either (1) the certificate request is consistent with the applicable CAA RRset or (2) an exception specified in the relevant CP or CPS applies.” For issuances conforming to these Baseline Requirements, CAs MUST NOT rely on any exceptions specified in their CP or CPS unless they are one of the following:

RFC 8659 要求 CA「除非 CA 判定下列任一情況成立,否則不得(MUST NOT)簽發憑證(1)憑證申請符合適用的 CAA 資源記錄集(CAA Resource Record Set,CAA RRset);或(2)適用相關憑證政策(CP)或憑證實務作業基準(CPS)所規定之例外情況。」。對於依據本《基本要求》規定所簽發之憑證,CA 不得(MUST NOT)援用其 CP 或 CPS 所規定之任何例外情況,除非該例外情況為以下情形之一:

  • CAA checking is optional for certificates for which a Certificate Transparency Precertificate (see Section 7.1.2.9) was created and logged in at least two public logs, and for which CAA was checked at time of Precertificate issuance.
  • 已產生憑證透明度預簽憑證(Certificate Transparency Precertificate,參見第 7.1.2.9 節)、且該預簽憑證登錄於至少兩個公開記錄系統,以及在簽發預簽憑證時已完成 CAA 檢查之憑證,無須再次執行 CAA 檢查。
  • CAA checking is optional for certificates issued by a Technically Constrained Subordinate CA Certificate as set out in Section 7.1.2.3 or Section 7.1.2.5, where the lack of CAA checking is an explicit contractual provision in the contract with the Applicant.
  • 依第 7.1.2.3 節或第 7.1.2.5 節規定的受技術約束之下屬憑證機構憑證(Technically Constrained Subordinate CA Certificate)所簽發之憑證,若與申請者的契約中已明文約定不執行 CAA 檢查,則無須再次執行 CAA 檢查。

CAs are permitted to treat a record lookup failure as permission to issue if:

於下列情況,允許 CA 將 CAA 檢查失敗視為許可簽發:

  • the failure is outside the CA’s infrastructure; and
  • 查詢失敗發生於 CA 的基礎設施之外;且
  • the lookup has been retried at least once; and
  • 查詢已重試至少 1 次;且
  • CA 已確認該網域符合 RFC 4035 第 4.3 節 定義的「Insecure」(未受 DNSSEC 保護)。

CAs MUST document potential issuances that were prevented by a CAA record in sufficient detail to provide feedback to the CA/Browser Forum on the circumstances, and SHOULD dispatch reports of such issuance requests to the contact(s) stipulated in the CAA iodef record(s), if present. CAs are not expected to support URL schemes in the iodef record other than mailto: or https:.

CA 應(MUST)以書面文件記錄因 CAA 紀錄而中止的憑證簽發,以便向 CA/Browser Forum 提供相關情況的回饋,若 CAA iodef 紀錄存在,宜(SHOULD)將此類簽發申請的相關報告傳送至該紀錄中所指定之聯絡人。CA 無須支援 iodef 紀錄中 mailto: 或 https: 以外的 URL 協定。

DNSSEC validation MUST be performed in accordance with Section 4.2.2.2 on all DNS queries associated with CAA record lookups performed by the Primary Network Perspective.

由主要網路視角(Primary Network Perspective)執行之 CAA 紀錄檢查相關的所有 DNS 查詢,應(MUST)依據第 4.2.2.2 節執行 DNSSEC 驗證。

4.2.2.1.1 授權憑證機構簽發憑證(CAA)之多視角簽發佐證 原文 ↗

CAA Multi-Perspective Issuance Corroboration

Some methods relied upon for validating the Applicant’s ownership or control of the subject domain(s) (see Section 3.2.2.4) or IP address(es) (see Section 3.2.2.5) to be listed in a certificate require CAA records to be retrieved and processed from additional remote Network Perspectives before Certificate issuance (see Section 3.2.2.9). To corroborate the Primary Network Perspective, a remote Network Perspective’s CAA check response MUST be interpreted as permission to issue, regardless of whether the responses from both Perspectives are byte-for-byte identical. Additionally, a CA MAY consider the response from a remote Network Perspective as corroborating if one or both of the Perspectives experience an acceptable CAA record lookup failure, as defined in Section 4.2.2.1.

某些用於驗證申請者(Applicant)對憑證中所列主體網域名稱(subject domain(s))(參見第 3.2.2.4 節)或 IP 位址(IP Address)(參見第 3.2.2.5 節)之所有權或控管權的方法,要求在憑證簽發前,從其他的遠端網路視角(remote Network Perspective)取得並處理 CAA 紀錄(參見第 3.2.2.9 節)。為了佐證主要網路視角(Primary Network Perspective),遠端網路視角的 CAA 檢查結果應(MUST)被解釋為許可才能簽發,無論來自這兩個視角的回應結果是否每個位元組都相同。此外,若其中一個或兩個視角遇到第 4.2.2.1 節所定義的可接受 CAA 紀錄檢查失敗,CA 得(MAY)將來自遠端網路視角的回應視為有效佐證。

4.2.2.1.2 授權憑證機構簽發憑證(CAA)之參數 原文 ↗

CAA Parameters

When processing CAA records, CAs SHOULD process the accounturi and validationmethods parameters as specified in RFC 8657. Effective 2027-03-15, when processing CAA records, CAs MUST process the accounturi and validationmethods parameters as specified in RFC 8657.

處理 CAA 紀錄時,憑證機構(Certification Authority,CA)宜(SHOULD)依 RFC 8657 之規定處理 accounturi 與 validationmethods 參數。

自 2027-03-15 起,處理 CAA 紀錄時,CA 應(MUST)依 RFC 8657 之規定處理 accounturi 與 validationmethods 參數。

In addition, Effective 2027-03-15:

  • If the CA does not identify the Subscriber account via an ACME Account URL as described in RFC 8555, the CA MUST define the supported format of the accounturi in Section 4.2 of their CP and/or CPS, and SHOULD comply with the ‘acct’ URI scheme defined in RFC 7565.
  • For certificate requests made using the ACME protocol, the CA MAY permit the ‘accounturi’ parameter to identify a primary organizational account (the “Parent Account”). As an explicit exception to Section 3 of RFC 8657, the CA MAY issue a certificate requested by a different account (the “Subordinate ACME Account”) if and only if the CA ensures all of the following:
  1. The CA maintains an internal, auditable mapping that binds the Subordinate ACME Account to the Parent Account identified by the ‘accounturi’.
  2. The CA has cryptographically or administratively verified that the Parent Account explicitly authorized the Subordinate ACME Account to obtain certificates under this mapping.
  3. The CA retains audit logs demonstrating this authorization and mapping for the standard data retention period required by these Requirements.
  • If the CA supports domain validation methods that are not registered in the IANA ACME Validation Methods registry, the CA MUST interpret and process validationmethods labels formed by concatenating the string ‘ca-tbr-’ with the BR 3.2.2.4 subsection number, e.g. ‘ca-tbr-7’ represents the DNS method described in TLS BR 3.2.2.4.7. If a CA performs domain validation using a mechanism that can be represented by multiple labels (e.g. ‘http-01’ and ‘ca-tbr-19’), the CA SHOULD accept any of the labels as granting permission to issue.
  • The canonical representation of validationmethods labels is lowercase letters. However, the CA MAY perform case insensitive matching of labels. If the CA does perform case insensitive matching of labels, this practice MUST be documented in their CP and/or CPS.

此外,自 2027-03-15 起:

  • 若 CA 未依 RFC 8555 所述,以 ACME Account URL 識別憑證用戶的帳號,CA 應(MUST)於其憑證政策(CP)及/或憑證實務作業基準(CPS)第 4.2 節中定義其所支援的 accounturi 格式,並宜(SHOULD)遵循 RFC 7565 所定義的「acct」URI scheme。
  • 對於使用 ACME 協定提出的憑證申請,CA 得(MAY)允許 accounturi 參數指定主要組織帳號(「父帳號」(Parent Account))。作為 RFC 8657 第 3 節之明確例外,若且唯若(if and only if)CA 確保下列各項均成立,CA 得(MAY)簽發由另一帳號(「下屬 ACME 帳號」(Subordinate ACME Account))所申請之憑證:
    1. CA 維護一份內部且可供稽核之對應關係,將下屬 ACME 帳號繫結至 accounturi 所指定的父帳號。
    2. CA 已透過密碼學方式或管理程序驗證,父帳號已明確授權下屬 ACME 帳號依此對應關係取得憑證。
    3. CA 於本文件所規定之標準資料保存期限內,保存足以證明此項授權及對應關係的稽核紀錄。
  • 若 CA 支援未登記於 IANA ACME Validation Methods registry 的網域驗證方法,CA 應(MUST)解析並處理由字串「ca-tbr-」與《基本要求》第 3.2.2.4 節之小節編號所串接而成的 validationmethods 標籤,例如「ca-tbr-7」代表《基本要求》第 3.2.2.4.7 節所述之 DNS 方法。若 CA 使用可由不同標籤表示的機制執行網域驗證(例如「http-01」與「ca-tbr-19」),CA 宜(SHOULD)將其中任一標籤視為授權簽發憑證的驗證方法。
  • validationmethods 標籤的規範表示形式為小寫字母。但 CA 得(MAY)以不區分大小寫(case insensitive)之方式比對標籤。若 CA 確實採用不區分大小寫的標籤比對方式,此項實務作業應(MUST)記載於其憑證政策(CP)及/或憑證實務作業基準(CPS)中。
4.2.2.2 DNSSEC 驗證之要求 原文 ↗

DNSSEC Validation Requirements

This section consolidates all DNSSEC validation requirements applicable to DNS queries performed during domain validation (Section 3.2.2.4) and CAA record processing (Section 4.2.2.1).

本節整合所有適用於網域驗證(第 3.2.2.4 節)及 CAA 紀錄之處理(第 4.2.2.1 節)過程中所執行之 DNS 查詢的 DNSSEC 驗證要求。

4.2.2.2.1 DNS 解析器之要求 原文 ↗

DNS Resolver Requirements

The DNS resolver used by the Primary Network Perspective for all DNS queries associated with the validation of domain authorization or control and for CAA record lookups MUST:

主要網路視角(Primary Network Perspective)用於網域授權或控管權驗證相關的所有 DNS 查詢及 CAA 紀錄檢查之 DNS 解析器(DNS resolver),應(MUST):

  • support NSEC3 as defined in RFC 5155; and
4.2.2.2.2 適用性與範圍 原文 ↗

Applicability and Scope

DNSSEC validation MUST be performed by the Primary Network Perspective on all DNS queries associated with:

主要網路視角(Primary Network Perspective)應(MUST)對與下列事項相關的所有 DNS 查詢執行 DNSSEC 驗證:

  1. the validation of domain authorization or control as described in Section 3.2.2.4; and
  2. CAA record lookups as described in Section 4.2.2.1.
  1. 第 3.2.2.4 節所述之網域授權或控管權驗證;且
  2. 第 4.2.2.1 節所述之 CAA 紀錄檢查。
4.2.2.2.3 電子郵件之網域驗證方法 - 部分例外 原文 ↗

Email Domain Validation Methods - Partial Exception

For the e-mail-based Domain Validation methods described in sections 3.2.2.4.4, 3.2.2.4.13, and 3.2.2.4.14:

對於第 3.2.2.4.4 節、第 3.2.2.4.13 節與第 3.2.2.4.14 節內容所述之使用電子郵件(e-mail)為基礎的網域驗證方法:

  • DNSSEC validation MUST be performed on all DNS CNAME, CAA, and TXT queries performed by the Primary Network Perspective used to obtain the Authorization Domain Name, and CAs MUST NOT use local policy to disable DNSSEC validation on those queries.
  • For all other DNS queries associated with these methods performed by the Primary Network Perspective, DNSSEC validation SHOULD be performed and CAs SHOULD NOT use local policy to disable DNSSEC validation.
  • 主要網路視角(Primary Network Perspective)為了取得經授權網域名稱(Authorization Domain Name,ADN)所執行的所有 DNS CNAME、CAA 與 TXT 查詢,應(MUST)執行 DNSSEC 驗證,且 CA 不得(MUST NOT)利用內部政策對該等查詢停用 DNSSEC 驗證。
  • 對於主要網路視角執行之與該等方法相關的所有其他 DNS 查詢,宜(SHOULD)執行 DNSSEC 驗證,且 CA 不宜(SHOULD NOT)利用內部政策停用 DNSSEC 驗證。
4.2.2.2.4 禁止停用 DNSSEC 驗證 原文 ↗

Prohibition on Disabling DNSSEC Validation

For all Domain Validation methods other than those listed in Section 4.2.2.2.3, and for all CAA record lookups, CAs MUST NOT use local policy to disable DNSSEC validation on any DNS query associated with the validation of domain authorization or control or with CAA record lookups performed by the Primary Network Perspective.

對於第 4.2.2.2.3 節所列之範圍外的所有網域驗證方法,以及所有 CAA 紀錄檢查,CA 不得(MUST NOT)針對主要網路視角(Primary Network Perspective)執行之任何與網域授權或控管權驗證相關、或與 CAA 紀錄檢查相關的 DNS 查詢,利用內部政策停用 DNSSEC 驗證。

4.2.2.2.5 DNSSEC 驗證錯誤 原文 ↗

DNSSEC Validation Errors

Except as may be allowed for in section 4.2.2.2.3, DNSSEC-validation errors observed by the Primary Network Perspective (e.g., SERVFAIL) MUST NOT be treated as permission to issue.

除第 4.2.2.2.3 節可能允許之情形外,由主要網路視角(Primary Network Perspective)觀察到的 DNSSEC 驗證錯誤(例如:SERVFAIL)不得(MUST NOT)被視為許可簽發之依據。

4.2.2.2.6 遠端網路視角 原文 ↗

Remote Network Perspectives

DNSSEC validation back to the IANA DNSSEC root trust anchor MAY be performed on all DNS queries associated with the validation of domain authorization or control and for CAA record lookups performed by Remote Network Perspectives as part of Multi-Perspective Issuance Corroboration.

作為多視角簽發佐證(Multi-Perspective Issuance Corroboration)的一部分,得(MAY)針對由遠端網路視角(Remote Network Perspectives)執行之與網域授權或控管權驗證相關、以及與 CAA 紀錄檢查相關的所有 DNS 查詢,執行信賴鏈串鏈至 IANA DNSSEC 信賴根源(IANA DNSSEC root trust anchor)的 DNSSEC 驗證。

4.2.2.2.7 排除事項 原文 ↗

Exclusions

The full set of DNS lookup information related to DNSSEC validation is considered outside the scope of:

與 DNSSEC 驗證相關之完整 DNS 查詢資訊,不屬於下列要求的適用範圍:

  1. self-audits performed to fulfill the requirements in Section 8.7; and
  2. the logging requirements of Section 5.4.1.
  1. 為符合第 8.7 節要求而執行的內部稽核(self-audits);且
  2. 第 5.4.1 節的紀錄要求(logging requirements)規定。

The above exclusions notwithstanding, the CA MUST retain information sufficient to verify that DNSSEC validation is being carried out in accordance with the requirements contained in the rest of Section 4.2.2.2.

儘管有上述排除事項,CA 仍應(MUST)保存充足資訊,以驗證 DNSSEC 驗證是依第 4.2.2.2 節其餘要求所執行。

4.2.3 憑證申請之處理時間 原文 ↗

Time to process certificate applications

No stipulation.

不作規定。

4.3 憑證簽發 原文 ↗

Certificate issuance

4.3.1 憑證簽發期間憑證機構之作業 原文 ↗

CA actions during certificate issuance

4.3.1.1 根憑證機構憑證簽發之人工授權 原文 ↗

Manual authorization of certificate issuance for Root CAs

Certificate issuance by the Root CA SHALL require an individual authorized by the CA (i.e. the CA system operator, system officer, or PKI administrator) to deliberately issue a direct command in order for the Root CA to perform a certificate signing operation.

根憑證機構(Root CA)簽發憑證時,應(SHALL)要求經憑證機構(Certification Authority,CA)授權之人員(即 CA 系統操作員、系統管理員或 PKI 管理員)明確地下達直接指令,Root CA 始得執行憑證簽章作業。

4.3.1.2 待簽章憑證內容之 Linting(語法檢查) 原文 ↗

Linting of to-be-signed Certificate content

Due to the complexity involved in implementing Certificate Profiles that conform to these Requirements, it is considered best practice for the CA to implement a Linting process to test the technical conformity of each to-be-signed artifact prior to signing it. When a Precertificate has undergone Linting, it is not necessary for the corresponding to-be-signed Certificate to also undergo Linting, provided that the CA has a technical control to verify that the to-be-signed Certificate corresponds to the to-be-signed Precertificate in the manner described by RFC 6962, Section 3.2.

由於實作符合本文件要求規定的憑證剖繪(Certificate Profiles)具有相當複雜性,憑證機構(Certification Authority,CA)於簽章每個待簽章物件前,實作 Linting 流程以檢查其技術符合性,被視為最佳實務。當預簽憑證(Precertificate)已完成 Linting 時,若 CA 具備技術控管措施,可依據 RFC 6962 第 3.2 節 所述方式驗證待簽章憑證與待簽章預簽憑證之間的對應關係,則相對應待簽章憑證無須進行 Linting。

Effective 2025-03-15, the CA SHALL implement such a Linting process.

自 2025-03-15 起,CA 應(SHALL)實作此類 Linting 流程。

Methods used to produce a certificate containing the to-be-signed Certificate content include, but are not limited to:

用於產生包含待簽章憑證內容之憑證的方法包括但不限於:

  1. Sign the tbsCertificate with a “dummy” Private Key whose Public Key component is not certified by a Certificate that chains to a publicly-trusted CA Certificate; or
  1. 使用「虛設(Dummy)」私密金鑰(Private Key)對 tbsCertificate 進行簽章,而該私密金鑰的公開金鑰(Public Key)元件未經憑證鏈串鏈至公開信賴 CA 憑證之憑證所認證;或
  1. Specify a static value for the signature field of the Certificate ASN.1 SEQUENCE.
  1. 於憑證 ASN.1 SEQUENCE 的 signature 欄位指定固定值。

CAs MAY implement their own certificate Linting tools, but CAs SHOULD use the Linting tools that have been widely adopted by the industry (see https://cabforum.org/resources/tools/).

CA 得(MAY)實作自有的憑證 Linting 工具,但 CA 宜(SHOULD)使用業界廣泛採用的 Linting 工具(參見 https://cabforum.org/resources/tools/)。

CAs are encouraged to contribute to open-source Linting projects, such as by:

鼓勵 CA 對開源 Linting 專案做出貢獻,例如:

  • creating new or improving existing lints,
  • 新增 lint 或改善既有的 lint,
  • reporting potentially inaccurate linting results as bugs,
  • 將可能不正確的 linting 結果作為缺陷(bug)回報,
  • notifying maintainers of Linting software of checks that are not covered by existing lints,
  • 通知 Linting 軟體維護者現有 lint 尚未涵蓋的檢查項目,
  • updating documentation of existing lints, and
  • 更新既有 lint 的說明文件,以及
  • generating test certificates for positive/negative tests of specific lints.
  • 產製供特定 lint 進行正向/負向測試(positive/negative tests)的測試憑證。
4.3.1.3 已簽發憑證之 Linting(語法檢查) 原文 ↗

Linting of issued Certificates

CAs MAY use a Linting process to test each issued Certificate.

憑證機構(Certification Authority,CA)得(MAY)使用 Linting 流程檢查每張已簽發的憑證。

4.3.2 憑證機構通知用戶憑證已簽發 原文 ↗

Notification to subscriber by the CA of issuance of certificate

No stipulation.

不作規定。

4.4 憑證接受 原文 ↗

Certificate acceptance

4.4.1 構成接受憑證之行為 原文 ↗

Conduct constituting certificate acceptance

No stipulation.

不作規定。

4.4.2 憑證機構對簽發憑證之發布 原文 ↗

Publication of the certificate by the CA

No stipulation.

不作規定。

4.4.3 憑證機構通知其他實體憑證已簽發 原文 ↗

Notification of certificate issuance by the CA to other entities

No stipulation.

不作規定。

4.5 金鑰對與憑證之使用 原文 ↗

Key pair and certificate usage

4.5.1 用戶私密金鑰與憑證之使用 原文 ↗

Subscriber private key and certificate usage

See Section 9.6.3, provisions 2. and 4.

參見第 9.6.3 節第 2 項及第 4 項規定。

4.5.2 信賴憑證者公開金鑰與憑證之使用 原文 ↗

Relying party public key and certificate usage

No stipulation.

不作規定。

4.6 憑證展期 原文 ↗

Certificate renewal

4.6.1 憑證展期之情況 原文 ↗

Circumstance for certificate renewal

No stipulation.

不作規定。

4.6.2 可申請憑證展期之人 原文 ↗

Who may request renewal

No stipulation.

不作規定。

4.6.3 憑證展期申請之處理 原文 ↗

Processing certificate renewal requests

No stipulation.

不作規定。

4.6.4 通知用戶展期後的新憑證已簽發 原文 ↗

Notification of new certificate issuance to subscriber

No stipulation.

不作規定。

4.6.5 構成接受展期後的憑證之行為 原文 ↗

Conduct constituting acceptance of a renewal certificate

No stipulation.

不作規定。

4.6.6 憑證機構對展期後的憑證之發布 原文 ↗

Publication of the renewal certificate by the CA

No stipulation.

不作規定。

4.6.7 憑證機構通知其他實體展期後的憑證已簽發 原文 ↗

Notification of certificate issuance by the CA to other entities

No stipulation.

不作規定。

4.7 憑證金鑰更換 原文 ↗

Certificate re-key

4.7.1 憑證金鑰更換之情況 原文 ↗

Circumstance for certificate re-key

No stipulation.

不作規定。

4.7.2 可請求憑證更換公開金鑰之人 原文 ↗

Who may request certification of a new public key

No stipulation.

不作規定。

4.7.3 憑證金鑰更換請求之處理 原文 ↗

Processing certificate re-keying requests

No stipulation.

不作規定。

4.7.4 通知用戶更換金鑰的新憑證已簽發 原文 ↗

Notification of new certificate issuance to subscriber

No stipulation.

不作規定。

4.7.5 構成接受更換金鑰的憑證之行為 原文 ↗

Conduct constituting acceptance of a re-keyed certificate

No stipulation.

不作規定。

4.7.6 憑證機構對更換金鑰的憑證之發布 原文 ↗

Publication of the re-keyed certificate by the CA

No stipulation.

不作規定。

4.7.7 憑證機構通知其他實體更換金鑰的憑證已簽發 原文 ↗

Notification of certificate issuance by the CA to other entities

No stipulation.

不作規定。

4.8 憑證變更 原文 ↗

Certificate modification

4.8.1 憑證變更之狀況 原文 ↗

Circumstance for certificate modification

No stipulation.

不作規定。

4.8.2 可請求憑證變更之人 原文 ↗

Who may request certificate modification

No stipulation.

不作規定。

4.8.3 憑證變更請求之處理 原文 ↗

Processing certificate modification requests

No stipulation.

不作規定。

4.8.4 通知用戶變更後的新憑證已簽發 原文 ↗

Notification of new certificate issuance to subscriber

No stipulation.

不作規定。

4.8.5 構成接受變更後的憑證之行為 原文 ↗

Conduct constituting acceptance of modified certificate

No stipulation.

不作規定。

4.8.6 憑證機構對變更後的憑證之發布 原文 ↗

Publication of the modified certificate by the CA

No stipulation.

不作規定。

4.8.7 憑證機構通知其他實體變更後的憑證已簽發 原文 ↗

Notification of certificate issuance by the CA to other entities

No stipulation.

不作規定。

4.9 憑證廢止與暫時停用 原文 ↗

Certificate revocation and suspension

4.9.1 憑證廢止之情況 原文 ↗

Circumstances for revocation

4.9.1.1 廢止用戶憑證之事由 原文 ↗

Reasons for Revoking a Subscriber Certificate

The CA MAY support revocation of Short-lived Subscriber Certificates.

憑證機構(Certification Authority,CA)得(MAY)支援廢止短效期用戶憑證(Short-lived Subscriber Certificate)。

With the exception of Short-lived Subscriber Certificates, the CA SHALL revoke a Certificate within 24 hours and use the corresponding CRLReason (see Section 7.2.2) if one or more of the following occurs:

除短效期用戶憑證外,若發生下列一項或多項情形時,CA 應(SHALL)於 24 小時內廢止憑證,並使用對應之 CRLReason(參見第 7.2.2 節):

  1. The Subscriber requests in writing, without specifying a CRLreason, that the CA revoke the Certificate (CRLReason “unspecified (0)” which results in no reasonCode extension being provided in the CRL);
  1. 用戶以書面方式請求 CA 廢止憑證,且未指定 CRLReason(CRLReason 為「unspecified (0)」,因此憑證廢止清冊(Certificate Revocation List,CRL)中不會包含 reasonCode 擴充欄位);
  1. The Subscriber notifies the CA that the original certificate request was not authorized and does not retroactively grant authorization (CRLReason #9, privilegeWithdrawn);
  1. 用戶通知 CA,其原始憑證申請未經授權,且不溯及既往補予授權(CRLReason #9,privilegeWithdrawn);
  1. The CA obtains evidence that the Subscriber’s Private Key corresponding to the Public Key in the Certificate suffered a Key Compromise (CRLReason #1, keyCompromise);
  1. CA 取得證據,顯示用戶憑證中的公開金鑰(Public Key),其所對應之私密金鑰(Private Key)遭破解(Key Compromise)(CRLReason #1,keyCompromise);
  1. The CA is made aware of a demonstrated or proven method that can easily compute the Subscriber’s Private Key based on the Public Key in the Certificate, including but not limited to those identified in Section 6.1.1.3(5) (CRLReason #1, keyCompromise);
  1. CA 獲悉已有經展示或證實之方法,可依據憑證中的公開金鑰輕易計算出與其對應之用戶私密金鑰,包括但不限於第 6.1.1.3(5) 節中所列之方法(CRLReason #1,keyCompromise);
  1. The CA obtains evidence that the validation of domain authorization or control for any Fully-Qualified Domain Name or IP address in the Certificate should not be relied upon, including cases where the CA failed to perform CAA checking correctly or where issuance was not permitted according to Section 3.2.2.8 (CAA Records) (CRLReason #4, superseded).
  1. CA 取得證據,顯示憑證中任何完全吻合網域名稱(Fully-Qualified Domain Name,FQDN)或 IP 位址(IP Address)之網域授權或控管權驗證結果不可被信賴,包括 CA 未正確執行 CAA 檢查,或依第 3.2.2.8 節(CAA Records)之規定不被許可簽發該憑證之情況(CRLReason #4,superseded)。

With the exception of Short-lived Subscriber Certificates, the CA SHOULD revoke a certificate within 24 hours and MUST revoke a Certificate within 5 days and use the corresponding CRLReason (see Section 7.2.2) if one or more of the following occurs:

除短效期用戶憑證外,若發生下列一項或多項情形時,CA 宜(SHOULD)於 24 小時內廢止憑證,且最遲應(MUST)於 5 日內完成廢止,並使用對應之 CRLReason(參見第 7.2.2 節):

  1. The Certificate no longer complies with the requirements of Section 6.1.5 and Section 6.1.6 (CRLReason #4, superseded);
  1. 該憑證已不再遵循第 6.1.5 節與第 6.1.6 節之規定(CRLReason #4,superseded);
  1. The CA obtains evidence that the Certificate was misused (CRLReason #9, privilegeWithdrawn);
  1. CA 取得證據,顯示憑證遭誤用(CRLReason #9,privilegeWithdrawn);
  1. The CA is made aware that a Subscriber has violated one or more of its material obligations under the Subscriber Agreement or Terms of Use (CRLReason #9, privilegeWithdrawn);
  1. CA 獲悉用戶違反其依用戶協議(Subscriber Agreement)或使用條款(Terms of Use)所負之一項或多項重大義務(CRLReason #9,privilegeWithdrawn);
  1. The CA is made aware of any circumstance indicating that use of a Fully-Qualified Domain Name or IP address in the Certificate is no longer legally permitted (e.g. a court or arbitrator has revoked a Domain Name Registrant’s right to use the Domain Name) (CRLReason #5, cessationOfOperation);
  1. CA 獲悉任何足以顯示憑證中所載之完全吻合網域名稱(FQDN)或 IP 位址已不再依法得以使用之情況(例如:法院或仲裁人已撤銷網域名稱註冊人使用該網域名稱之權利)(CRLReason #5,cessationOfOperation);
  1. The CA is made aware that a Wildcard Certificate has been used to authenticate a fraudulently misleading subordinate Fully-Qualified Domain Name (CRLReason #9, privilegeWithdrawn);
  1. CA 獲悉某張萬用網域憑證(Wildcard Certificate)已被用於驗證具有詐欺性誤導之該萬用網域 FQDN 的子網域(Subordinate FQDN)網站(CRLReason #9,privilegeWithdrawn);
  1. The CA is made aware of a material change in the information contained in the Certificate (CRLReason #9, privilegeWithdrawn);
  1. CA 獲悉憑證所載之資訊發生重大變更(CRLReason #9,privilegeWithdrawn);
  1. The CA is made aware that the Certificate was not issued in accordance with these Requirements or the CA’s Certificate Policy or Certification Practice Statement (CRLReason #4, superseded);
  1. CA 獲悉該憑證未依據本文件要求規定、CA 的憑證政策(Certificate Policy,CP)或憑證實務作業基準(Certification Practice Statement,CPS)(CRLReason #4,superseded)簽發;
  1. The CA determines or is made aware that any of the information appearing in the Certificate is inaccurate (CRLReason #9, privilegeWithdrawn);
  1. CA 判定或獲悉憑證所載之任何資訊有誤(CRLReason #9,privilegeWithdrawn);
  1. The CA’s right to issue Certificates under these Requirements expires or is revoked or terminated, unless the CA has made arrangements to continue maintaining the CRL/OCSP Repository (CRLReason “unspecified (0)” which results in no reasonCode extension being provided in the CRL);
  1. CA 依《基本要求》簽發憑證之權利到期、遭撤銷或終止,除非 CA 已作好安排以持續維護 CRL/OCSP 儲存庫(CRLReason 為「unspecified (0)」,因此 CRL 中不會包含 reasonCode 擴充欄位);
  1. Revocation is required by the CA’s Certificate Policy and/or Certification Practice Statement for a reason that is not otherwise required to be specified by this section 4.9.1.1 (CRLReason “unspecified (0)” which results in no reasonCode extension being provided in the CRL); or
  1. 依 CA 的憑證政策(CP)及/或憑證實務作業基準(CPS),因本文件第 4.9.1.1 節未另行規定之原因而必須廢止憑證(CRLReason 為「unspecified (0)」,因此 CRL 中不會包含 reasonCode 擴充欄位);或
  1. The CA is made aware of a demonstrated or proven method that exposes the Subscriber’s Private Key to compromise or if there is clear evidence that the specific method used to generate the Private Key was flawed (CRLReason #1, keyCompromise).
  1. CA 獲悉已有經展示或證實之方法,足以導致用戶的私密金鑰遭破解,或有明確證據顯示用於產製該私密金鑰之特定方法存在缺陷(CRLReason #1,keyCompromise)。
4.9.1.2 廢止下屬憑證機構憑證之事由 原文 ↗

Reasons for Revoking a Subordinate CA Certificate

The Issuing CA SHALL revoke a Subordinate CA Certificate within seven (7) days if one or more of the following occurs:

若發生下列一項或多項情形時,簽發憑證機構(Issuing CA)應(SHALL)於 7 日內廢止下屬憑證機構(Subordinate CA)憑證:

  1. The Subordinate CA requests revocation in writing;
  1. 下屬憑證機構以書面方式請求廢止;
  1. The Subordinate CA notifies the Issuing CA that the original certificate request was not authorized and does not retroactively grant authorization;
  1. 下屬憑證機構通知簽發憑證機構,其原始憑證申請未經授權,且不溯及既往補予授權;
  1. The Issuing CA obtains evidence that the Subordinate CA’s Private Key corresponding to the Public Key in the Certificate suffered a Key Compromise or no longer complies with the requirements of Section 6.1.5 and Section 6.1.6;
  1. 簽發憑證機構取得證據,顯示下屬憑證機構憑證中的公開金鑰(Public Key),其所對應之私密金鑰(Private Key)遭破解(Key Compromise),或已不再遵循第 6.1.5 節與第 6.1.6 節之規定;
  1. The Issuing CA obtains evidence that the Certificate was misused;
  1. 簽發憑證機構取得證據,顯示憑證遭誤用;
  1. The Issuing CA is made aware that the Certificate was not issued in accordance with or that Subordinate CA has not complied with this document or the applicable Certificate Policy or Certification Practice Statement;
  1. 簽發憑證機構獲悉該憑證未依據本文件規定簽發;或下屬憑證機構未遵循本文件規定、或者未遵循適用之憑證政策(Certificate Policy,CP)或憑證實務作業基準(Certification Practice Statement,CPS);
  1. The Issuing CA determines that any of the information appearing in the Certificate is inaccurate or misleading;
  1. 簽發憑證機構判定憑證所載之任何資訊有誤或具誤導性;
  1. The Issuing CA or Subordinate CA ceases operations for any reason and has not made arrangements for another CA to provide revocation support for the Certificate;
  1. 簽發憑證機構或下屬憑證機構因任何原因停止營運,且未安排其他 CA 為憑證提供廢止狀態服務;
  1. The Issuing CA’s or Subordinate CA’s right to issue Certificates under these Requirements expires or is revoked or terminated, unless the Issuing CA has made arrangements to continue maintaining the CRL/OCSP Repository; or
  1. 簽發憑證機構或下屬憑證機構依《基本要求》簽發憑證之權利到期、遭撤銷或終止,除非簽發憑證機構已作好安排以持續維護 CRL/OCSP 儲存庫;或
  1. Revocation is required by the Issuing CA’s Certificate Policy and/or Certification Practice Statement.
  1. 依簽發憑證機構的憑證政策(CP)及/或憑證實務作業基準(CPS),必須廢止該憑證。

4.9.2 可請求憑證廢止之人 原文 ↗

Who can request revocation

The Subscriber, RA, or Issuing CA can initiate revocation. Additionally, Subscribers, Relying Parties, Application Software Suppliers, and other third parties may submit Certificate Problem Reports informing the issuing CA of reasonable cause to revoke the certificate.

用戶(Subscriber)、註冊機構(Registration Authority,RA)或簽發憑證機構(Issuing CA)可發起憑證廢止。此外,用戶、信賴憑證者(Relying Party)、應用軟體供應商(Application Software Supplier)及其他第三方可提出憑證問題報告(Certificate Problem Report),通知簽發憑證機構該憑證具有合理廢止的事由。

4.9.3 憑證廢止請求之程序 原文 ↗

Procedure for revocation request

The CA SHALL provide a process for Subscribers to request revocation of their own Certificates. The process MUST be described in the CA’s Certificate Policy or Certification Practice Statement. The CA SHALL maintain a continuous 24x7 ability to accept and respond to revocation requests and Certificate Problem Reports.

憑證機構(Certification Authority,CA)應(SHALL)提供用戶(Subscriber)請求廢止其自身憑證(Certificate)之流程。該流程應(MUST)於 CA 的憑證政策(Certificate Policy,CP)或憑證實務作業基準(Certification Practice Statement,CPS)中說明。CA 應(SHALL)持續維持每週 7 天、每天 24 小時(24x7)接受並處理廢止請求與憑證問題報告(Certificate Problem Report)之能力。

The CA SHALL provide Subscribers, Relying Parties, Application Software Suppliers, and other third parties with clear instructions for reporting suspected Private Key Compromise, Certificate misuse, or other types of fraud, compromise, misuse, inappropriate conduct, or any other matter related to Certificates. The CA SHALL publicly disclose the instructions through a readily accessible online means and in Section 1.5.2 of their CPS.

CA 應(SHALL)向用戶、信賴憑證者(Relying Party)、應用軟體供應商(Application Software Supplier)及其他第三方提供明確的指示,以供回報疑似私密金鑰遭破解(Private Key Compromise)、憑證誤用(Certificate misuse),或其他類型之詐欺、遭破解、誤用、不當行為,或任何其他與憑證相關之事項。CA 應(SHALL)透過易於取得之線上方式及其憑證實務作業基準(CPS)第 1.5.2 節中公開揭露該等指示。

4.9.4 憑證廢止請求之寬限期 原文 ↗

Revocation request grace period

No stipulation.

不作規定。

4.9.5 憑證機構處理憑證廢止請求之期限 原文 ↗

Time within which CA must process the revocation request

Within 24 hours after receiving a Certificate Problem Report, the CA SHALL investigate the facts and circumstances related to a Certificate Problem Report and provide a preliminary report on its findings to both the Subscriber and the entity who filed the Certificate Problem Report.

憑證機構(Certification Authority,CA)應(SHALL)於收到憑證問題報告(Certificate Problem Report)後 24 小時內,調查與憑證問題報告相關的事實與情況,並向用戶(Subscriber)及提出該憑證問題報告之實體提供其調查結果之初步報告。

After reviewing the facts and circumstances, the CA SHALL work with the Subscriber and any entity reporting the Certificate Problem Report or other revocation-related notice to establish whether or not the certificate will be revoked, and if so, a date which the CA will revoke the certificate. The period from receipt of the Certificate Problem Report or revocation-related notice to published revocation MUST NOT exceed the time frame set forth in Section 4.9.1.1. The date selected by the CA SHOULD consider the following criteria:

在審查相關事實與情況後,CA 應(SHALL)與用戶及提出憑證問題報告或其他提出憑證廢止相關通知之任何實體合作,以確認是否廢止憑證;如應予廢止,應同步確定 CA 廢止該憑證之日期。自收到憑證問題報告或憑證廢止相關通知起,至公布憑證廢止之期間,不得(MUST NOT)超過第 4.9.1.1 節所規定之時限。CA 於決定廢止日期時,宜(SHOULD)考慮以下因素:

  1. The nature of the alleged problem (scope, context, severity, magnitude, risk of harm);
  1. 所指稱問題之性質(包括其範圍、背景、嚴重程度、影響規模及造成危害之風險);
  1. The consequences of revocation (direct and collateral impacts to Subscribers and Relying Parties);
  1. 憑證廢止之後果(對用戶及信賴憑證者(Relying Party)的直接及附加影響);
  1. The number of Certificate Problem Reports received about a particular Certificate or Subscriber;
  1. 收到針對特定憑證或用戶之憑證問題報告數量;
  1. The entity making the complaint (for example, a complaint from a law enforcement official that a Web site is engaged in illegal activities should carry more weight than a complaint from a consumer alleging that they didn’t receive the goods they ordered); and
  1. 提出投訴之實體(例如,執法人員提出某網站從事非法活動之投訴,相較於消費者主張未收到其所訂購商品之投訴,應給予較高之權重);以及
  1. Relevant legislation.
  1. 相關法令。

4.9.6 信賴憑證者之憑證廢止狀態檢查規定 原文 ↗

Revocation checking requirement for relying parties

No stipulation.

不作規定。

Note: Following certificate issuance, a certificate may be revoked for reasons stated in Section 4.9. Therefore, relying parties should check the revocation status of all certificates that contain a CDP or OCSP pointer.

注意:憑證於簽發後,憑證可能因第 4.9 節所列之原因而遭廢止。因此,信賴憑證者宜檢查所有包含 CDP 或 OCSP 指示資訊之憑證的廢止狀態。

4.9.7 憑證廢止清冊之簽發頻率 原文 ↗

CRL issuance frequency

CRLs MUST be available via a publicly-accessible HTTP URL (i.e., “published”).

憑證廢止清冊(Certificate Revocation List,CRL)應(MUST)可透過能公開存取之 HTTP URL 取得(即視為「已發布(published)」)。

Within twenty-four (24) hours of issuing its first Certificate, the CA MUST generate and publish either:

憑證機構(Certification Authority,CA)應(MUST)於簽發其第一張憑證後 24 小時內,產生並發布下列任一項:

  • a full and complete CRL; OR
  • 完整 CRL(full and complete CRL);或
  • partitioned (i.e., “sharded”) CRLs that, when aggregated, represent the equivalent of a full and complete CRL.
  • 分割式(即「分片(sharded)」)CRL,其全部分片彙整後應相當於一份完整 CRL。

CAs issuing Subscriber Certificates:

簽發用戶憑證(Subscriber Certificates)之憑證機構:

  1. MUST update and publish a new CRL at least every:
    • seven (7) days if all Certificates include an Authority Information Access extension with an id-ad-ocsp accessMethod (“AIA OCSP pointer”); or
    • four (4) days in all other cases;
  1. 應(MUST)至少每隔下列期間更新並發布新的憑證廢止清冊(CRL):
    • 若所有憑證均包含其 accessMethod 為 id-ad-ocsp 之憑證機構資訊存取(Authority Information Access,AIA)擴充欄位(「AIA OCSP 指示資訊」),則為 7 日;或
    • 其他所有情況下為 4 日;
  1. MUST update and publish a new CRL within twenty-four (24) hours after recording a Certificate as revoked.
  1. 應(MUST)於憑證記為已廢止後 24 小時內更新並發布新的 CRL。

CAs issuing CA Certificates:

簽發 CA 憑證之憑證機構:

  1. MUST update and publish a new CRL at least every twelve (12) months;
  1. 應(MUST)至少每 12 個月更新並發布新的 CRL;
  1. MUST update and publish a new CRL within twenty-four (24) hours after recording a Certificate as revoked.
  1. 應(MUST)於憑證記為已廢止後 24 小時內更新並發布新的 CRL。

CAs MUST continue issuing CRLs until one of the following is true:

憑證機構應(MUST)持續發布 CRL,直到下列任一情況成立:

  • all Subordinate CA Certificates containing the same Subject Public Key are expired or revoked; OR
  • 所有包含相同主體公開金鑰(Subject Public Key)之下屬憑證機構(Subordinate CA)憑證均已到期或遭廢止;或
  • the corresponding Subordinate CA Private Key is destroyed.
  • 對應之下屬憑證機構私密金鑰已銷毀。

4.9.8 憑證廢止清冊發布之最大延遲時間(如適用) 原文 ↗

Maximum latency for CRLs (if applicable)

No stipulation.

不作規定。

4.9.9 線上憑證廢止與狀態檢查之可用性 原文 ↗

On-line revocation/status checking availability

The validity interval of an OCSP response is the difference in time between the thisUpdate and nextUpdate field, inclusive. For purposes of computing differences, a difference of 3,600 seconds shall be equal to one hour, and a difference of 86,400 seconds shall be equal to one day, ignoring leap-seconds.

線上憑證狀態協定(Online Certificate Status Protocol,OCSP)回應之效期區間為 thisUpdate 與 nextUpdate 欄位間之時間差(包含 thisUpdate 與 nextUpdate)。計算時間差的時候,3,600 秒應視為 1 小時,86,400 秒應視為 1 日,不考慮閏秒。

A certificate serial is “assigned” if:

憑證序號符合下列情形之一者,視為「已分配(assigned)」:

  • a Certificate or Precertificate with that serial number has been issued by the Issuing CA; or
  • 具有該序號之憑證或預簽憑證(Precertificate)已由簽發憑證機構(Issuing CA)簽發;或
  • a Precertificate with that serial number has been issued by a Precertificate Signing Certificate, as defined in Section 7.1.2.4, associated with the Issuing CA.
  • 具有該序號之預簽憑證已由簽發憑證機構(Issuing CA)關聯之預簽憑證簽章憑證(Precertificate Signing Certificate,如第 7.1.2.4 節所定義)簽發。

A certificate serial is “unassigned” if it is not “assigned”.

憑證序號若非屬「已分配」,則視為「未分配(unassigned)」。

The following SHALL apply for communicating the status of Certificates and Precertificates which include an Authority Information Access extension with an id-ad-ocsp accessMethod.

對於包含 accessMethod 為 id-ad-ocsp 之憑證機構資訊存取(Authority Information Access, AIA)擴充欄位的憑證及預簽憑證(Precertificate),其狀態資訊之提供應(SHALL)符合以下規定。

OCSP responders operated by the CA SHALL support the HTTP GET method, as described in RFC 6960 and/or RFC 5019. The CA MAY process the Nonce extension (1.3.6.1.5.5.7.48.1.2) in accordance with RFC 8954.

由 CA 營運之 OCSP 回應伺服器(OCSP Responder)應(SHALL)支援 HTTP GET 方法,如 RFC 6960 及/或 RFC 5019 所述。CA 得(MAY)依 RFC 8954 處理 Nonce 擴充欄位(1.3.6.1.5.5.7.48.1.2)。

For the status of a Subscriber Certificate or its corresponding Precertificate:

關於用戶憑證或其對應預簽憑證之狀態:

  • Effective 2025-01-15, an authoritative OCSP response MUST be available (i.e. the responder MUST NOT respond with the “unknown” status) starting no more than 15 minutes after the Certificate or Precertificate is first published or otherwise made available.
  • 自 2025-01-15 起,權威性 OCSP 回應應(MUST)自憑證或預簽憑證首次發布或以其他方式提供後,不超過 15 分鐘即可取得(即回應伺服器不得(MUST NOT)回覆「unknown」狀態)。
  • For OCSP responses with validity intervals less than sixteen hours, the CA SHALL provide an updated OCSP response prior to one-half of the validity period before the nextUpdate.
  • 對於效期區間不足 16 小時之 OCSP 回應,CA 應(SHALL)於距離 nextUpdate 尚有半個效期區間的時間前,提供已更新之 OCSP 回應。
  • For OCSP responses with validity intervals greater than or equal to sixteen hours, the CA SHALL provide an updated OCSP response at least eight hours prior to the nextUpdate, and no later than four days after the thisUpdate.
  • 對於效期區間不低於 16 小時之 OCSP 回應,CA 應(SHALL)至少於 nextUpdate 前 8 小時提供已更新之 OCSP 回應,且不得晚於 thisUpdate 後 4 日。

For the status of a Subordinate CA Certificate, the CA SHALL provide an updated OCSP response at least every twelve months, and within 24 hours after revoking the Certificate.

關於下屬憑證機構憑證(Subordinate CA Certificate)之狀態,CA 應(SHALL)至少每 12 個月提供一次已更新之 OCSP 回應,並應於廢止該憑證後 24 小時內提供已更新之 OCSP 回應。

The following SHALL apply for communicating the status of all Certificates for which an OCSP responder is willing or required to respond.

對於 OCSP 回應伺服器願意或必須回覆之所有憑證,其狀態資訊之提供應(SHALL)符合下列規定。

OCSP responses MUST conform to RFC 6960 and/or RFC 5019. OCSP responses MUST either:

OCSP 回應應(MUST)符合 RFC 6960 及/或 RFC 5019。OCSP 回應應(MUST)符合下列任一情況:

  1. be signed by the CA that issued the Certificates whose revocation status is being checked, or
  1. 由簽發其廢止狀態接受查詢之憑證的 CA 簽章 OCSP 回應;或
  1. be signed by an OCSP Responder which complies with the OCSP Responder Certificate Profile in Section 7.1.2.8.
  1. 由遵循第 7.1.2.8 節 OCSP 回應伺服器憑證剖繪之 OCSP 回應伺服器簽章 OCSP 回應。

OCSP responses for Subscriber Certificates MUST have a validity interval greater than or equal to eight hours and less than or equal to ten days.

用戶憑證之 OCSP 回應,其效期區間應(MUST)不低於 8 小時且不超過 10 日。

If the OCSP responder receives a request for the status of a certificate serial number that is “unassigned”, then the responder SHOULD NOT respond with a “good” status. If the OCSP responder is for a CA that is not Technically Constrained in line with Section 7.1.2.3 or Section 7.1.2.5, the responder MUST NOT respond with a “good” status for such requests.

若 OCSP 回應伺服器收到的查詢屬於「未分配」憑證序號狀態的請求,則回應伺服器不宜(SHOULD NOT)以「good」狀態回覆。若該 OCSP 回應伺服器所屬之 CA 並未依第 7.1.2.3 節或第 7.1.2.5 節受技術約束(Technically Constrained),則回應伺服器對此類請求不得(MUST NOT)以「good」狀態回覆。

4.9.10 線上憑證廢止狀態檢查之要求 原文 ↗

On-line revocation checking requirements

No Stipulation.

不作規定。

4.9.11 其他可用之憑證廢止資訊發布方式 原文 ↗

Other forms of revocation advertisements available

No Stipulation.

不作規定。

4.9.12 金鑰遭破解時之特別要求 原文 ↗

Special requirements re key compromise

See Section 4.9.1.

參見第 4.9.1 節。

4.9.13 憑證暫時停用之情況 原文 ↗

Circumstances for suspension

The Repository MUST NOT include entries that indicate that a Certificate is suspended.

儲存庫(Repository)不得(MUST NOT)包含任何顯示憑證處於暫時停用(Suspend)狀態的項目。

4.9.14 可請求憑證暫時停用之人 原文 ↗

Who can request suspension

Not applicable.

不適用。

4.9.15 憑證暫時停用請求之程序 原文 ↗

Procedure for suspension request

Not applicable.

不適用。

4.9.16 憑證暫時停用期間之限制 原文 ↗

Limits on suspension period

Not applicable.

不適用。

4.10 憑證狀態服務 原文 ↗

Certificate status services

4.10.1 服務特性 原文 ↗

Operational characteristics

Revocation entries on a CRL or OCSP Response MUST NOT be removed until after the Expiry Date of the revoked Certificate.

於已廢止憑證之到期日前,不得(MUST NOT)移除憑證廢止清冊(CRL)或線上憑證狀態協定(OCSP)回應中之該憑證廢止資訊。

4.10.2 服務可用性 原文 ↗

Service availability

The CA SHALL operate and maintain its CRL and optional OCSP capability with resources sufficient to provide a response time of ten seconds or less under normal operating conditions.

憑證機構(Certification Authority,CA)應(SHALL)以充足之資源營運及維護其憑證廢止清冊(CRL)及其選擇提供之線上憑證狀態協定(OCSP)功能,以確保在正常營運狀況下,其回應時間為 10 秒或更短。

The CA SHALL maintain an online 24x7 Repository that application software can use to automatically check the current status of all unexpired Certificates issued by the CA.

CA 應(SHALL)維護每週 7 天、每天 24 小時(24x7)均可存取之線上儲存庫(Repository),供應用軟體使用,以自動檢查該 CA 所簽發之所有未到期憑證的目前狀態。

The CA SHALL maintain a continuous 24x7 ability to respond internally to a high-priority Certificate Problem Report, and where appropriate, forward such a complaint to law enforcement authorities, and/or revoke a Certificate that is the subject of such a complaint.

CA 應(SHALL)持續維持每週 7 天、每天 24 小時(24x7)之回應機制,以處理高優先權之憑證問題報告(Certificate Problem Report),並於適當時機將此類投訴轉交執法機關,及/或廢止該投訴所涉及之憑證。

4.10.3 選用性功能 原文 ↗

Optional features

No stipulation.

不作規定。

4.11 服務關係終止 原文 ↗

End of subscription

No stipulation.

不作規定。

4.12 金鑰代管與復原 原文 ↗

Key escrow and recovery

4.12.1 金鑰代管與復原之政策與實務 原文 ↗

Key escrow and recovery policy and practices

No stipulation.

不作規定。

4.12.2 Session key(對話鍵)封裝與復原之政策及實務 原文 ↗

Session key encapsulation and recovery policy and practices

Not applicable.

不適用。

5 管理、作業及實體控管 原文 ↗

MANAGEMENT, OPERATIONAL, AND PHYSICAL CONTROLS

The CA/Browser Forum’s Network and Certificate System Security Requirements are incorporated by reference as if fully set forth herein.

CA/Browser Forum《網路與憑證系統安全要求》(Network and Certificate System Security Requirements)以引用方式納入本文件,其內容視同已全文載明於本文件。

The CA SHALL develop, implement, and maintain a comprehensive security program designed to:

憑證機構(Certification Authority,CA)應(SHALL)建立、實施並維護一套全面性的安全計畫,以:

  1. Protect the confidentiality, integrity, and availability of Certificate Data and Certificate Management Processes;
  1. 保護憑證資料(Certificate Data)與憑證管理流程(Certificate Management Processes)之機密性、完整性及可用性;
  1. Protect against anticipated threats or hazards to the confidentiality, integrity, and availability of the Certificate Data and Certificate Management Processes;
  1. 防範對憑證資料與憑證管理流程之機密性、完整性及可用性構成預期威脅或危害的情形;
  1. Protect against unauthorized or unlawful access, use, disclosure, alteration, or destruction of any Certificate Data or Certificate Management Processes;
  1. 防範任何憑證資料或憑證管理流程遭未經授權或非法之存取、使用、揭露、變更或破壞;
  1. Protect against accidental loss or destruction of, or damage to, any Certificate Data or Certificate Management Processes; and
  1. 防範任何憑證資料或憑證管理流程遭意外遺失、毀損或損害;以及
  1. Comply with all other security requirements applicable to the CA by law.
  1. 遵循法律對 CA 所適用之其他所有安全要求。

The Certificate Management Process MUST include:

憑證管理流程應(MUST)包括:

  1. physical security and environmental controls;
  1. 實體安全與環境控制;
  1. system integrity controls, including configuration management, integrity maintenance of trusted code, and malware detection/prevention;
  1. 系統完整性控管,包括組態管理、受信任程式碼之完整性維護,以及惡意軟體之偵測與防範;
  1. network security and firewall management, including port restrictions and IP address filtering;
  1. 網路安全與防火牆管理,包括連接埠限制及 IP 位址過濾;
  1. user management, separate trusted-role assignments, education, awareness, and training; and
  1. 使用者管理、信賴角色(Trusted Role)之職責分離、教育、認知及訓練;以及
  1. logical access controls, activity logging, and inactivity time-outs to provide individual accountability.
  1. 邏輯存取控制、活動記錄及閒置逾時機制,以確保個別責任歸屬。

The CA’s security program MUST include an annual Risk Assessment that:

CA 的安全計畫應(MUST)包括每年執行之風險評估(Risk Assessment),該風險評估應:

  1. Identifies foreseeable internal and external threats that could result in unauthorized access, disclosure, misuse, alteration, or destruction of any Certificate Data or Certificate Management Processes;
  1. 識別可預見的內部及外部威脅,該等威脅可能導致任何憑證資料或憑證管理流程遭未經授權之存取、揭露、誤用、變更或破壞;
  1. Assesses the likelihood and potential damage of these threats, taking into consideration the sensitivity of the Certificate Data and Certificate Management Processes; and
  1. 考量憑證資料與憑證管理流程之敏感性,評估該等威脅發生之可能性及其潛在損害;以及
  1. Assesses the sufficiency of the policies, procedures, information systems, technology, and other arrangements that the CA has in place to counter such threats.
  1. 評估 CA 為了因應該等威脅所建立之政策、程序、資訊系統、技術及其他措施是否足以因應該等威脅。

Based on the Risk Assessment, the CA SHALL develop, implement, and maintain a security plan consisting of security procedures, measures, and products designed to achieve the objectives set forth above and to manage and control the risks identified during the Risk Assessment, commensurate with the sensitivity of the Certificate Data and Certificate Management Processes. The security plan MUST include administrative, organizational, technical, and physical safeguards appropriate to the sensitivity of the Certificate Data and Certificate Management Processes. The security plan MUST also take into account then-available technology and the cost of implementing the specific measures, and SHALL implement a reasonable level of security appropriate to the harm that might result from a breach of security and the nature of the data to be protected.

基於風險評估結果,CA 應(SHALL)建立、實施並維護一套安全計畫,該安全計畫應由安全程序、措施及產品組成,其目的在於達成前述目標,並依據憑證資料及憑證管理流程之敏感性,管理及控管風險評估中所識別之風險。該安全計畫應(MUST)包括與憑證資料及憑證管理流程之敏感性相應的行政、組織、技術及實體保護措施。該安全計畫亦應(MUST)考量當時可取得之技術,以及實施具體措施所需之成本,並應(SHALL)採行與安全事件所造成的潛在損害與受保護資料性質相應之合理安全水準。

5.1 實體安全控管 原文 ↗

Physical Security Controls

5.1.1 場址與建築構造 原文 ↗

Site location and construction

5.1.2 實體存取 原文 ↗

Physical access

5.1.3 電力與空調 原文 ↗

Power and air conditioning

5.1.4 觸水防範 原文 ↗

Water exposures

5.1.5 火災預防與防護 原文 ↗

Fire prevention and protection

5.1.6 媒體儲存 原文 ↗

Media storage

5.1.7 廢棄物處置 原文 ↗

Waste disposal

5.1.8 異地備援 原文 ↗

Off-site backup

5.2 作業程序控管 原文 ↗

Procedural controls

5.2.1 信賴角色 原文 ↗

Trusted roles

5.2.2 每項任務所需之人數 原文 ↗

Number of Individuals Required per Task

The CA Private Key SHALL be backed up, stored, and recovered only by personnel in Trusted Roles using, at least, dual control in a physically secured environment.

憑證機構私密金鑰(CA Private Key)應(SHALL)僅得由信賴角色(Trusted Role)之人員,於實體安全環境下,採用至少雙人的控管機制,以進行備份、儲存及復原。

5.2.3 每種角色之識別與鑑別 原文 ↗

Identification and authentication for each role

5.2.4 需要職責分離之角色 原文 ↗

Roles requiring separation of duties

5.3 人員控管 原文 ↗

Personnel controls

5.3.1 適任條件、經歷及安全評估之要求 原文 ↗

Qualifications, experience, and clearance requirements

Prior to the engagement of any person in the Certificate Management Process, whether as an employee, agent, or an independent contractor of the CA, the CA SHALL verify the identity and trustworthiness of such person.

任何人在開始參與憑證管理流程(Certificate Management Process)之前,無論其身分為憑證機構(Certification Authority,CA)之員工、代理人或獨立承攬人,CA 應(SHALL)驗證其身分及可信度。

5.3.2 背景調查程序 原文 ↗

Background check procedures

5.3.3 教育訓練要求與程序 原文 ↗

Training Requirements and Procedures

The CA SHALL provide all personnel performing information verification duties with skills-training that covers basic Public Key Infrastructure knowledge, authentication and vetting policies and procedures (including the CA’s Certificate Policy and/or Certification Practice Statement), common threats to the information verification process (including phishing and other social engineering tactics), and these Requirements.

憑證機構(Certification Authority,CA)應(SHALL)對所有執行資訊驗證職責之人員提供技能訓練,其內容應涵蓋基本公開金鑰基礎建設(Public Key Infrastructure,PKI)知識、鑑別與審查之政策及程序(包括 CA 的憑證政策(Certificate Policy,CP)及/或憑證實務作業基準(Certification Practice Statement,CPS))、資訊驗證流程中的常見威脅(包括網路釣魚及其他社交工程手法),以及本文件要求規定。

The CA SHALL maintain records of such training and ensure that personnel entrusted with Validation Specialist duties maintain a skill level that enables them to perform such duties satisfactorily.

CA 應(SHALL)保存此類教育訓練之記錄,並確保受委任執行驗證專員(Validation Specialist)職責之人員,維持足以妥善履行該等職責之技能水準。

The CA SHALL document that each Validation Specialist possesses the skills required by a task before allowing the Validation Specialist to perform that task.

CA 應(SHALL)於允許驗證專員執行任務前,留存文件證明驗證專員均已具備執行該任務所需之技能。

The CA SHALL require all Validation Specialists to pass an examination provided by the CA on the information verification requirements outlined in these Requirements.

CA 應(SHALL)要求所有驗證專員通過由 CA 辦理、內容涵蓋本文件所列資訊驗證要求之測驗。

5.3.4 複訓頻率與要求 原文 ↗

Retraining frequency and requirements

All personnel in Trusted roles SHALL maintain skill levels consistent with the CA’s training and performance programs.

所有擔任信賴角色(Trusted Role)之人員應(SHALL)維持符合憑證機構(Certification Authority,CA)教育訓練及績效管理制度所要求之技能水準。

5.3.5 職務輪調之頻率與順序 原文 ↗

Job rotation frequency and sequence

5.3.6 未經授權行為之懲處 原文 ↗

Sanctions for unauthorized actions

5.3.7 獨立承攬人之控管 原文 ↗

Independent Contractor Controls

The CA SHALL verify that the Delegated Third Party’s personnel involved in the issuance of a Certificate meet the training and skills requirements of Section 5.3.3 and the document retention and event logging requirements of Section 5.4.1.

憑證機構(Certification Authority,CA)應(SHALL)驗證受委任第三方(Delegated Third Party)參與憑證簽發之人員,是否符合第 5.3.3 節之教育訓練及技能要求,以及第 5.4.1 節之文件保留與事件記錄要求。

5.3.8 提供給人員之文件 原文 ↗

Documentation supplied to personnel

5.4 稽核紀錄程序 原文 ↗

Audit logging procedures

5.4.1 應記錄之事件類型 原文 ↗

Types of events recorded

The CA and each Delegated Third Party SHALL record events related to the security of their Certificate Systems, Certificate Management Systems, Root CA Systems, and Delegated Third Party Systems. The CA and each Delegated Third Party SHALL record events related to their actions taken to process a certificate request and to issue a Certificate, including all information generated and documentation received in connection with the certificate request; the time and date; and the personnel involved. The CA SHALL make these records available to its Qualified Auditor as proof of the CA’s compliance with these Requirements.

憑證機構(Certification Authority,CA)及每個受委任第三方(Delegated Third Party)應(SHALL)記錄其憑證系統(Certificate System)、憑證管理系統(Certificate Management System)、根憑證機構系統(Root CA System)及受委任第三方系統(Delegated Third Party Systems)之安全有關的事件。CA 及每個受委任第三方應(SHALL)記錄其處理憑證申請及簽發憑證所採取之措施,包括與該憑證申請相關而產生之所有資訊、所接收之文件、處理之時間與日期,以及參與之人員。CA 應(SHALL)提供此類紀錄供其合格稽核業者(Qualified Auditor)查核,作為 CA 遵循本文件要求規定之證明。

The CA SHALL record at least the following events:

CA 應(SHALL)至少記錄下列事件:

  1. CA certificate and key lifecycle events, including:

    1. Key generation, backup, storage, recovery, archival, and destruction;
    2. Certificate requests, renewal, and re-key requests, and revocation;
    3. Approval and rejection of certificate requests;
    4. Cryptographic device lifecycle management events;
    5. Generation of Certificate Revocation Lists;
    6. Signing of OCSP Responses (as described in Section 4.9 and Section 4.10); and
    7. Introduction of new Certificate Profiles and retirement of existing Certificate Profiles.
  1. CA 憑證及金鑰生命週期事件,包括:

    1. 金鑰之產生、備份、儲存、復原、封存及銷毀;

    2. 憑證申請、憑證展期與金鑰更換請求,以及廢止;

    3. 憑證申請之核准與拒絕;

    4. 密碼學裝置(Cryptographic Device)生命週期管理事件;

    5. 憑證廢止清冊(Certificate Revocation List,CRL)之產生;

    6. OCSP 回應之簽章(如第 4.9 節及第 4.10 節所述);以及

    7. 新增憑證剖繪(Certificate Profiles)及現有憑證剖繪之退役。

  1. Subscriber Certificate lifecycle management events, including:

    1. Certificate requests, renewal, and re-key requests, and revocation;
    2. All verification activities stipulated in these Requirements and the CA’s Certification Practice Statement. Effective 2026-07-15, records MUST include at a minimum:
      1. the information being validated (e.g., the applied-for FQDN or the organization name);
      2. the ADN used (if applicable and different from the applied-for FQDN); and
      3. the validation method used (e.g., the BRs section number or the registered label of an ACME validation method);
    3. Approval and rejection of certificate requests;
    4. Issuance of Certificates;
    5. Generation of Certificate Revocation Lists; and
    6. Signing of OCSP Responses (as described in Section 4.9 and Section 4.10).
    7. Multi-Perspective Issuance Corroboration attempts from each Network Perspective, minimally recording the following information:
      1. an identifier that uniquely identifies the Network Perspective used;
      2. the attempted domain name and/or IP address; and
      3. the result of the attempt (e.g., “domain validation pass/fail”, “CAA permission/prohibition”).
    8. Multi-Perspective Issuance Corroboration quorum results for each attempted domain name or IP address represented in a Certificate request (i.e., “3/4” which should be interpreted as “Three (3) out of four (4) attempted Network Perspectives corroborated the determinations made by the Primary Network Perspective).
  1. 用戶憑證(Subscriber Certificate)生命週期管理事件,包括:

    1. 憑證申請、憑證展期與金鑰更換請求,以及廢止;

    2. 本文件及 CA 憑證實務作業基準(Certification Practice Statement,CPS)所規定之所有驗證活動。自 2026-07-15 起,紀錄應(MUST)至少包含:

      1. 受驗證之資訊(例如所申請的完全吻合網域名稱(FQDN)或組織名稱);
      2. 所使用之經授權網域名稱(ADN)(若適用,且所使用之經授權網域名稱(ADN)與所申請的 FQDN 不相同);以及
      3. 所使用之驗證方法(例如《基本要求》的章節編號或 ACME 驗證方法於 IANA 登記之名稱(registered label));
    3. 憑證申請之核准與拒絕;

    4. 憑證之簽發;

    5. 憑證廢止清冊(CRL)之產生;以及

    6. OCSP 回應之簽章(如第 4.9 節及第 4.10 節所述)。

    7. 每個網路視角(Network Perspective)執行多視角簽發佐證(Multi-Perspective Issuance Corroboration)時,至少應記錄下列資訊:

      1. 用以識別所使用之網路視角的唯一識別碼;
      2. 進行驗證之網域名稱及/或 IP 位址;以及
      3. 該次執行之結果(例如「網域驗證通過/失敗」、「CAA 許可/禁止」)。
    8. 憑證申請所包含之每個網域名稱或 IP 位址的多視角簽發佐證法定數量(Quorum)結果(例如「3/4」,表示 4 個網路視角中,有 3 個佐證了主要網路視角(Primary Network Perspective)所做之判定」)。

  1. Security events, including:

    1. Successful and unsuccessful PKI system access attempts;
    2. PKI and security system actions performed;
    3. Security profile changes;
    4. Installation, update and removal of software on a Certificate System;
    5. System crashes, hardware failures, and other anomalies;
    6. Relevant router and firewall activities (as described in Section 5.4.1.1); and
    7. Entries to and exits from the CA facility.
  1. 安全事件,包括:

    1. PKI(公開金鑰基礎建設)系統存取成功及失敗之結果;

    2. PKI 及安全系統所執行之操作;

    3. 安全剖繪(Security profile)變更;

    4. 憑證系統(Certificate System)上之軟體安裝、更新及移除;

    5. 系統當機、硬體故障及其他異常;

    6. 相關路由器及防火牆活動(如第 5.4.1.1 節所述);以及

    7. 進出 CA 設施之記錄。

Log records MUST include at least the following elements:

  1. Date and time of event;
  2. Identity of the person making the journal record (when applicable); and
  3. Description of the event.

紀錄內容應(MUST)至少包含下列要素:

  1. 事件發生日期與時間;

  2. 建立該事件紀錄之人員識別資訊(若適用);以及

  3. 事件內容描述。

5.4.1.1 路由器與防火牆活動紀錄 原文 ↗

Router and firewall activities logs

Logging of router and firewall activities necessary to meet the requirements of Section 5.4.1, Subsection 3.6 MUST at a minimum include:

為了符合第 5.4.1 節第 3.6 項之要求,路由器及防火牆活動之記錄應(MUST)至少包含:

  1. Successful and unsuccessful login attempts to routers and firewalls; and
  1. 路由器及防火牆的成功與失敗之登入結果;以及
  1. Logging of all administrative actions performed on routers and firewalls, including configuration changes, firmware updates, and access control modifications; and
  1. 對路由器與防火牆執行之所有管理操作的記錄,包括組態變更、韌體更新及存取控制修改;以及
  1. Logging of all changes made to firewall rules, including additions, modifications, and deletions; and
  1. 防火牆規則之所有變更記錄,包括新增、修改及刪除;以及
  1. Logging of all system events and errors, including hardware failures, software crashes, and system restarts.
  1. 所有系統事件與錯誤之記錄,包括硬體故障、軟體異常終止及系統重新啟動。

5.4.2 稽核紀錄處理頻率 原文 ↗

Frequency of processing audit log

5.4.3 稽核紀錄之保留期限 原文 ↗

Retention period for audit log

The CA and each Delegated Third Party SHALL retain, for at least two (2) years:

憑證機構(Certification Authority,CA)及每個受委任第三方(Delegated Third Party)應(SHALL)將下列資料至少保留 2 年:

  1. CA certificate and key lifecycle management event records (as set forth in Section 5.4.1 (1)) after the later occurrence of:
    1. the destruction of the CA Private Key; or
    2. the revocation or expiration of the final CA Certificate in that set of Certificates that have an X.509v3 basicConstraints extension with the cA field set to TRUE and which share a common Public Key corresponding to the CA Private Key;
  1. CA 憑證及金鑰生命週期管理事件紀錄(如第 5.4.1 節第(1)項所規定),自下列事項中較晚發生者為起算點:
    1. CA 私密金鑰遭銷毀;或
    2. 具有 X.509v3 basicConstraints 擴充欄位(其 cA 欄位設為 TRUE),且共用該 CA 私密金鑰所對應之同一把公開金鑰的憑證集合中,最後一張 CA 憑證遭廢止或到期;
  1. Subscriber Certificate lifecycle management event records (as set forth in Section 5.4.1 (2)) after the expiration of the Subscriber Certificate;
  1. 用戶憑證生命週期管理事件紀錄(如第 5.4.1 節第(2)項所規定),以用戶憑證到期為起算點;
  1. Any security event records (as set forth in Section 5.4.1 (3)) after the event occurred.
  1. 安全事件紀錄(如第 5.4.1 節第(3)項所規定),以事件發生為起算點。

Note: While these Requirements set the minimum retention period, the CA MAY choose a greater value as more appropriate in order to be able to investigate possible security or other types of incidents that will require retrospection and examination of past audit log events.

注意:本文件僅規定最低保留期限,CA 得(MAY)視需求選擇較長之保留期限,以利日後調查可能發生、需回溯檢視過往稽核紀錄之安全事故或其他類型事故。

5.4.4 稽核紀錄之保護 原文 ↗

Protection of audit log

5.4.5 稽核紀錄備份程序 原文 ↗

Audit log backup procedures

5.4.6 稽核紀錄彙整系統(內部或外部) 原文 ↗

Audit collection System (internal vs. external)

5.4.7 對引發事件者之通知 原文 ↗

Notification to event-causing subject

5.4.8 弱點評估 原文 ↗

Vulnerability assessments

Additionally, the CA’s security program MUST include an annual Risk Assessment that:

此外,憑證機構(Certification Authority,CA)的安全計畫應(MUST)包括每年執行之風險評估,該風險評估應:

  1. Identifies foreseeable internal and external threats that could result in unauthorized access, disclosure, misuse, alteration, or destruction of any Certificate Data or Certificate Management Processes;
  1. 識別可預見之內部與外部威脅,該等威脅可能導致任何憑證資料(Certificate Data)及憑證管理流程(Certificate Management Processes)發生未經授權之存取、揭露、誤用、變更或破壞;
  1. Assesses the likelihood and potential damage of these threats, taking into consideration the sensitivity of the Certificate Data and Certificate Management Processes; and
  1. 考量憑證資料及憑證管理流程的敏感性,評估該等威脅之發生可能性與潛在損害;以及
  1. Assesses the sufficiency of the policies, procedures, information systems, technology, and other arrangements that the CA has in place to counter such threats.
  1. 評估 CA 為了因應該等威脅所建立之政策、程序、資訊系統、技術及其他安排措施是否足夠。

5.5 紀錄歸檔 原文 ↗

Records archival

5.5.1 歸檔紀錄之類型 原文 ↗

Types of records archived

The CA and each Delegated Third Party SHALL archive all audit logs (as set forth in Section 5.4.1).

憑證機構(Certification Authority,CA)及每個受委任第三方(Delegated Third Party)應(SHALL)歸檔所有稽核紀錄(如第 5.4.1 節所規定)。

Additionally, the CA and each Delegated Third Party SHALL archive:

此外,CA 及每個受委任第三方應(SHALL)歸檔下列資料:

  1. Documentation related to the security of their Certificate Systems, Certificate Management Systems, Root CA Systems, and Delegated Third Party Systems; and
  1. 與其憑證系統(Certificate System)、憑證管理系統(Certificate Management Systems)、根憑證機構系統(Root CA Systems)及受委任第三方系統(Delegated Third Party Systems)之安全有關的文件;以及
  1. Documentation related to their verification, issuance, and revocation of certificate requests and Certificates.
  1. 與其對憑證申請及憑證所進行之驗證、簽發及廢止有關的文件。

5.5.2 歸檔紀錄之保留期限 原文 ↗

Retention period for archive

Archived audit logs (as set forth in Section 5.5.1) SHALL be retained for a period of at least two (2) years from their record creation timestamp, or as long as they are required to be retained per Section 5.4.3, whichever is longer.

歸檔之稽核紀錄(如第 5.5.1 節所規定)應(SHALL)自其紀錄建立時間戳記起保留至少 2 年,或按照第 5.4.3 節對此類紀錄所規定之保留期限,以較長者為準。

Additionally, the CA and each Delegated Third Party SHALL retain, for at least two (2) years:

此外,憑證機構(Certification Authority,CA)及每個受委任第三方(Delegated Third Party)應(SHALL)將下列資料至少保留 2 年:

  1. All archived documentation related to the security of Certificate Systems, Certificate Management Systems, Root CA Systems and Delegated Third Party Systems (as set forth in Section 5.5.1); and
  1. 所有已歸檔之與憑證系統(Certificate Systems)、憑證管理系統(Certificate Management Systems)、根憑證機構系統(Root CA Systems)及受委任第三方系統(Delegated Third Party Systems)之安全有關的文件(如第 5.5.1 節所規定);以及
  1. All archived documentation relating to the verification, issuance, and revocation of certificate requests and Certificates (as set forth in Section 5.5.1) after the later occurrence of:
    1. such records and documentation were last relied upon in the verification, issuance, or revocation of certificate requests and Certificates; or
    2. the expiration of the Subscriber Certificates relying upon such records and documentation.
  1. 所有與憑證申請及憑證所進行之驗證、簽發及廢止有關之已歸檔文件(如第 5.5.1 節所規定),自下列事項中較晚發生者起至少保留 2 年:
    1. 此類紀錄及文件最後一次作為憑證申請及憑證之驗證、簽發或廢止之依據;或
    2. 依據此類紀錄及文件簽發之用戶憑證到期。

Note: While these Requirements set the minimum retention period, the CA MAY choose a greater value as more appropriate in order to be able to investigate possible security or other types of incidents that will require retrospection and examination of past records archived.

注意:本文件僅規定最低保留期限,CA 得(MAY)視需求選擇較長之保留期限,以利日後調查可能發生、需回溯檢視過往已歸檔紀錄之安全事故或其他類型事故。

5.5.3 歸檔紀錄之保護 原文 ↗

Protection of archive

5.5.4 歸檔紀錄備份程序 原文 ↗

Archive backup procedures

5.5.5 紀錄之時戳要求 原文 ↗

Requirements for time-stamping of records

5.5.6 歸檔紀錄彙整系統(內部或外部) 原文 ↗

Archive collection system (internal or external)

5.5.7 取得及驗證歸檔資訊之程序 原文 ↗

Procedures to obtain and verify archive information

5.6 憑證機構之金鑰交替 原文 ↗

Key changeover

5.7 遭受危害及災變復原 原文 ↗

Compromise and disaster recovery

5.7.1 事故及遭受危害之處理程序 原文 ↗

Incident and compromise handling procedures

5.7.1.1 事故應變及災變復原計畫 原文 ↗

Incident Response and Disaster Recovery Plans

CA organizations shall have an Incident Response Plan and a Disaster Recovery Plan.

各憑證機構應具備事故應變計畫及災變復原計畫。

The CA SHALL document a business continuity and disaster recovery procedures designed to notify and reasonably protect Application Software Suppliers, Subscribers, and Relying Parties in the event of a disaster, security compromise, or business failure. The CA is not required to publicly disclose its business continuity plans but SHALL make its business continuity plan and security plans available to the CA’s auditors upon request. The CA SHALL annually test, review, and update these procedures.

憑證機構(Certification Authority,CA)應(SHALL)將業務持續性與災變復原程序作成文件,以便於發生災變、安全遭受危害或營運失敗時,通知並合理保護應用軟體供應商(Application Software Supplier)、用戶(Subscriber)及信賴憑證者(Relying Party)。CA 無須對外公開其業務持續性計畫,但應(SHALL)於其稽核人員要求時,提供其業務持續性計畫及安全計畫供查核。CA 應(SHALL)每年測試、審查及更新該等程序。

The business continuity plan MUST include:

業務持續性計畫(Business Continuity Plan)應(MUST)包括:

  1. The conditions for activating the plan,
  1. 計畫啟動條件,
  1. Emergency procedures,
  1. 緊急程序,
  1. Fallback procedures,
  1. 備援程序,
  1. Resumption procedures,
  1. 營運恢復程序,
  1. A maintenance schedule for the plan;
  1. 計畫之維護時程;
  1. Awareness and education requirements;
  1. 認知宣導及教育訓練要求;
  1. The responsibilities of the individuals;
  1. 相關人員之職責;
  1. Recovery time objective (RTO);
  1. 復原時間目標(Recovery Time Objective,RTO);
  1. Regular testing of contingency plans.
  1. 應變計畫的定期演練。
  1. The CA’s plan to maintain or restore the CA’s business operations in a timely manner following interruption to or failure of critical business processes
  1. CA 於關鍵業務流程中斷或失敗後,於期限內維持或恢復其業務營運之計畫
  1. A requirement to store critical cryptographic materials (i.e., secure cryptographic device and activation materials) at an alternate location;
  1. 要求將關鍵密碼學材料(即安全密碼學裝置及啟動資料)存放於備用地點;
  1. What constitutes an acceptable system outage and recovery time
  1. 可接受的系統停機及復原時間之定義
  1. How frequently backup copies of essential business information and software are taken;
  1. 基本業務資訊與軟體的備份頻率;
  1. The distance of recovery facilities to the CA’s main site; and
  1. 復原設施與 CA 主要營運場地之間的距離;以及
  1. Procedures for securing its facility to the extent possible during the period of time following a disaster and prior to restoring a secure environment either at the original or a remote site.
  1. 災變發生後,於原始場地或遠距場地恢復安全環境前,儘可能確保其設施安全之程序。
5.7.1.2 大規模廢止計畫 原文 ↗

Mass Revocation Plans

CA organizations MUST have a mass revocation plan, and as of 2025-12-01, they SHALL assert in section 5.7.1 of their CPS or combined CP/CPS that they maintain a comprehensive and actionable plan for mass revocation events, that they perform annual testing of the mass revocation plan, and that they incorporate lessons learned into such plan in order to continually improve their preparedness for mass revocation events over time.

各憑證機構應(MUST)具備大規模廢止計畫,且自 2025-12-01 起,應(SHALL)於其憑證實務作業基準(CPS)或合併式 CP/CPS 的第 5.7.1 節中聲明,其已建立並持續維護一套針對大規模廢止事件之完整且可執行的計畫,並每年對該大規模廢止計畫進行演練,將演練所得之經驗教訓回饋至該計畫,以持續提升其應對大規模廢止事件之整備能力。

The CA’s mass revocation plan MUST include clearly defined, actionable, and comprehensive procedures designed to ensure rapid, consistent, and reliable response to large-scale certificate revocation scenarios. The CA is not required to publicly disclose its mass revocation plan or procedures but MUST make them available to its auditors upon request. The CA SHALL annually test, review, and update its plan and such procedures. The CA’s mass revocation plan MAY be integrated into the CA’s incident response, business continuity, disaster recovery, or other similar plans or procedures, provided that provisions governing mass revocation events remain clearly identifiable and satisfy these requirements.

憑證機構(Certification Authority,CA)的大規模廢止計畫應(MUST)包括明確界定、可執行且完整之程序,以確保大規模憑證廢止的情境下,能做出迅速、一致且可靠之回應。CA 無須對外公開其大規模廢止計畫或程序,但應(MUST)於其稽核人員要求時,提供該等計畫及程序供查核。CA 應(SHALL)每年測試、審查及更新其計畫及該等程序。CA 的大規模廢止計畫得(MAY)整合至 CA 的事故應變計畫、業務持續性計畫、災變復原計畫或其他類似計畫或程序中,前提是大規模廢止事件之應變條款仍應清楚可識別,且符合本節要求規定。

Mass revocation provisions MUST include:

大規模廢止事件應變條款應(MUST)包括:

  1. Activation criteria - specific, objective, and measurable thresholds at which the mass revocation plan is triggered based on the CA’s risk profile, issuance volumes, and operational capabilities;
  1. 啟動要件——根據 CA 的風險剖繪(risk profile)、簽發量及營運能力,設定啟動大規模廢止計畫之具體、客觀且可衡量的門檻條件;
  1. Customer contact information - how subscriber and customer contact details are stored, maintained, and kept up to date;
  1. 客戶聯絡資訊——用戶與客戶的詳細聯絡資訊之儲存、維護及更新方式;
  1. Automation points - processes that are automated or could be automated, and those processes that require manual intervention;
  1. 自動化環節——已自動化或可自動化之流程,以及需人工介入之流程;
  1. Targets and timelines - for incident triage, revocation initiation, certificate replacement, and post-event review;
  1. 目標與時程——事故研判(incident triage)、發起憑證廢止、憑證更換及事後審查之目標與時程;
  1. Subscriber notification methods - mechanisms for notifying impacted Subscribers;
  1. 用戶通知方式——通知受影響用戶之機制;
  1. Role assignments - roles and responsibilities of personnel responsible for initiating, coordinating, and executing the plan;
  1. 角色指派——負責發起、協調及執行大規模廢止計畫的人員之角色與職責;
  1. Training and education - training, awareness, and readiness activities for personnel responsible for, or supporting, the plan;
  1. 訓練與教育——大規模廢止計畫的負責人員或支援人員之訓練、認知及整備活動;
  1. Plan testing - annual operational testing to assess readiness and demonstrate implementation feasibility, using one or more of tabletop exercises, simulations, parallel testing, or controlled test environments that DO NOT involve the revocation of active Subscriber Certificates; and
  1. 計畫演練——每年進行一次實作演練,以評估整備能力並驗證實施可行性,採用下列一種或多種方式:桌上演練(tabletop exercises)、模擬演練、平行演練,或不涉及廢止有效用戶憑證之受控測試環境演練;以及
  1. Post-test analysis and update schedule - how lessons learned from testing or live incidents are incorporated into the plan, and how often it is reviewed and updated.
  1. 演練後分析與更新時程——如何將演練或實際發生事故所得之經驗教訓回饋至計畫,以及計畫的審查與更新頻率。

5.7.2 運算資源、軟體及/或資料遭損毀時之復原程序 原文 ↗

Recovery Procedures if Computing resources, software, and/or data are corrupted

5.7.3 憑證機構金鑰遭破解之處理程序 原文 ↗

Recovery Procedures after Key Compromise

5.7.4 災變後之業務持續能力 原文 ↗

Business continuity capabilities after a disaster

5.8 憑證機構或註冊中心終止服務 原文 ↗

CA or RA termination

6 技術安全控管 原文 ↗

TECHNICAL SECURITY CONTROLS

6.1 金鑰對產製與安裝 原文 ↗

Key pair generation and installation

6.1.1 金鑰對之產製 原文 ↗

Key pair generation

6.1.1.1 憑證機構(CA)金鑰對之產製 原文 ↗

CA Key Pair Generation

For CA Key Pairs that are either:

  1. used as a CA Key Pair for a Root Certificate or
  2. used as a CA Key Pair for a Subordinate CA Certificate, where the Subordinate CA is not the operator of the Root CA or an Affiliate of the Root CA,

對於符合下列任一情形之憑證機構(CA)金鑰對:

  1. 作為根憑證(Root Certificate)之 CA 金鑰對使用;或
  2. 作為下屬憑證機構憑證(Subordinate CA Certificate)之 CA 金鑰對使用,且該下屬憑證機構(Subordinate CA)並非根憑證機構(Root CA)之營運者,亦非根憑證機構之關係企業(Affiliate),

the CA SHALL:

憑證機構(Certification Authority,CA)應(SHALL):

  1. prepare and follow a Key Generation Script,
  1. 準備並遵從金鑰產製腳本(Key Generation Script),
  1. have a Qualified Auditor witness the CA Key Pair generation process or record a video of the entire CA Key Pair generation process, and
  1. 由合格稽核業者(Qualified Auditor)見證 CA 金鑰對之產製流程,或錄製整個 CA 金鑰對產製流程之影片,以及
  1. have a Qualified Auditor issue a report opining that the CA followed its key ceremony during its Key and Certificate generation process and the controls used to ensure the integrity and confidentiality of the Key Pair.
  1. 由合格稽核業者出具報告,就下列事項表示意見:CA 於其金鑰及憑證產製流程中已遵從其金鑰儀式(Key Ceremony),以及用於確保該金鑰對完整性與機密性之控管措施已妥善實施。

For other CA Key Pairs that are for the operator of the Root CA or an Affiliate of the Root CA, the CA SHOULD:

對於供根憑證機構(Root CA)營運者或根憑證機構關係企業使用之其他 CA 金鑰對,憑證機構(CA)宜(SHOULD):

  1. prepare and follow a Key Generation Script and
  1. 準備並遵從金鑰產製腳本,以及
  1. have a Qualified Auditor witness the CA Key Pair generation process or record a video of the entire CA Key Pair generation process.
  1. 由合格稽核業者見證 CA 金鑰對之產製流程,或錄製整個 CA 金鑰對產製流程之影片。

In all cases, the CA SHALL:

在所有情況下,憑證機構(CA)應(SHALL):

  1. generate the CA Key Pair in a physically secured environment as described in the CA’s Certificate Policy and/or Certification Practice Statement;
  1. 依據 CA 的憑證政策(Certificate Policy,CP)及/或憑證實務作業基準(Certification Practice Statement,CPS)所述,於實體安全環境中產製 CA 金鑰對;
  1. generate the CA Key Pair using personnel in Trusted Roles under the principles of multiple person control and split knowledge;
  1. 由擔任信賴角色(Trusted Role)之人員,依循多人控管(multiple person control)及分拆知識(split knowledge)原則產製 CA 金鑰對;
  1. generate the CA Key Pair within cryptographic modules meeting the applicable technical and business requirements as disclosed in the CA’s Certificate Policy and/or Certification Practice Statement;
  1. 於符合 CA 憑證政策(CP)及/或憑證實務作業基準(CPS)所載之適用技術及業務要求規定的密碼模組(cryptographic module)內產製 CA 金鑰對;
  1. log its CA Key Pair generation activities; and
  1. 記錄其 CA 金鑰對產製活動;以及
  1. maintain effective controls to provide reasonable assurance that the Private Key was generated and protected in conformance with the procedures described in its Certificate Policy and/or Certification Practice Statement and (if applicable) its Key Generation Script.
  1. 維持有效的控管措施,以便合理確信私密金鑰係依其憑證政策(CP)及/或憑證實務作業基準(CPS)所述之程序,以及(若適用)其金鑰產製腳本產製而成並受到保護。
6.1.1.2 註冊中心(RA)金鑰對之產製 原文 ↗

RA Key Pair Generation

6.1.1.3 用戶金鑰對之產製 原文 ↗

Subscriber Key Pair Generation

The CA SHALL reject a certificate request if one or more of the following conditions are met:

若符合下列一項或多項條件,憑證機構(Certification Authority,CA)應(SHALL)拒絕憑證申請:

  1. The Key Pair does not meet the requirements set forth in Section 6.1.5 and/or Section 6.1.6;
  1. 金鑰對不符合第 6.1.5 節及/或第 6.1.6 節所定之要求;
  1. There is clear evidence that the specific method used to generate the Private Key was flawed;
  1. 有明確證據顯示,用於產製該私密金鑰之特定方法存在缺陷;
  1. The CA is aware of a demonstrated or proven method that exposes the Applicant’s Private Key to compromise;
  1. CA 獲悉已有經展示或證實之方法,足以使申請者之私密金鑰遭受破解(compromise);
  1. The CA has previously been notified that the Applicant’s Private Key has suffered a Key Compromise using the CA’s procedure for revocation request as described in Section 4.9.3 and Section 4.9.12;
  1. CA 先前已接獲依據第 4.9.3 節及第 4.9.12 節所述之 CA 憑證廢止請求程序所提出之通知,指出申請者之私密金鑰已發生金鑰遭破解(Key Compromise);
  1. The Public Key corresponds to an industry-demonstrated weak Private Key. At least the following precautions SHALL be implemented:
    1. In the case of Debian weak keys vulnerability (https://wiki.debian.org/SSLkeys), the CA SHALL reject all keys found at https://github.com/cabforum/Debian-weak-keys/ for each key type (e.g. RSA, ECDSA) and size listed in the repository. For all other keys meeting the requirements of Section 6.1.5, with the exception of RSA key sizes greater than 8192 bits, the CA SHALL reject Debian weak keys.
    2. In the case of ROCA vulnerability, the CA SHALL reject keys identified by the tools available at https://github.com/crocs-muni/roca or equivalent.
    3. In the case of Close Primes vulnerability (https://fermatattack.secvuln.info/), the CA SHALL reject weak keys which can be factored within 100 rounds using Fermat’s factorization method.
    Suggested tools for checking for weak keys can be found here: https://cabforum.org/resources/tools/
  1. 公開金鑰(Public Key)所對應之私密金鑰(Private Key),經業界證實屬弱金鑰。至少應(SHALL)實施下列預防措施:

    1. 針對 Debian 弱金鑰(Debian weak keys)漏洞(https://wiki.debian.org/SSLkeys),CA 應(SHALL)拒絕 https://github.com/cabforum/Debian-weak-keys/ 儲存庫中針對各金鑰類型(例如 RSA、ECDSA)及金鑰長度所列之所有弱金鑰。對於其他符合第 6.1.5 節要求之所有金鑰(RSA 金鑰長度超過 8192 位元者除外),CA 應(SHALL)拒絕符合 Debian 弱金鑰漏洞之金鑰。
    2. 針對 ROCA 漏洞,CA 應(SHALL)拒絕經 https://github.com/crocs-muni/roca 所提供之工具或其他具同等功能工具檢測,識別為受 ROCA 漏洞影響之金鑰。
    3. 針對接近質數漏洞(Close Primes vulnerability)(https://fermatattack.secvuln.info/),CA 應(SHALL)拒絕可於費馬因式分解法(Fermat’s factorization method)重複 100 次步驟內完成因式分解之弱金鑰。

    可用於檢查弱金鑰之建議工具請參閱:https://cabforum.org/resources/tools/

If the Subscriber Certificate will contain an extKeyUsage extension containing either the values id-kp-serverAuth RFC 5280 or anyExtendedKeyUsage RFC 5280, the CA SHALL NOT generate a Key Pair on behalf of a Subscriber, and SHALL NOT accept a certificate request using a Key Pair previously generated by the CA.

若用戶憑證(Subscriber Certificate)將包含 extKeyUsage 擴充欄位,且其中包含 id-kp-serverAuth(RFC 5280)或 anyExtendedKeyUsage(RFC 5280)值,CA 不得(SHALL NOT)代表用戶產製金鑰對,亦不得(SHALL NOT)接受以 CA 先前產製之金鑰對所提出的憑證申請。

6.1.2 私密金鑰交付予用戶 原文 ↗

Private key delivery to subscriber

Parties other than the Subscriber SHALL NOT archive the Subscriber Private Key without authorization by the Subscriber.

用戶(Subscriber)以外之任何一方,未經用戶授權,不得(SHALL NOT)保留(archive)用戶之私密金鑰。

If the CA or any of its designated RAs become aware that a Subscriber’s Private Key has been communicated to an unauthorized person or an organization not affiliated with the Subscriber, then the CA SHALL revoke all certificates that include the Public Key corresponding to the communicated Private Key.

若憑證機構(Certification Authority,CA)或其任何指定之註冊中心(Registration Authority,RA)獲悉用戶之私密金鑰已提供予未經授權之人員,或提供予與用戶無關聯之組織,則 CA 應(SHALL)廢止所有包含與該已提供私密金鑰相對應之公開金鑰的憑證。

6.1.3 用戶之公開金鑰交付予憑證簽發者 原文 ↗

Public key delivery to certificate issuer

6.1.4 憑證機構(CA)之公開金鑰交付予信賴憑證者 原文 ↗

CA public key delivery to relying parties

6.1.5 金鑰長度 原文 ↗

Key sizes

For RSA key pairs the CA SHALL:

  • Ensure that the modulus size, when encoded, is at least 2048 bits, and;
  • Ensure that the modulus size, in bits, is evenly divisible by 8.

對於 RSA 金鑰對,憑證機構(Certification Authority,CA)應(SHALL):

  • 確保模數(modulus)經編碼後,長度至少為 2048 位元;且
  • 確保模數長度(以位元計)為 8 的整數倍。

For ECDSA key pairs, the CA SHALL:

  • Ensure that the key represents a valid point on the NIST P-256, NIST P-384 or NIST P-521 elliptic curve.

對於 ECDSA 金鑰對,CA 應(SHALL):

  • 確保該金鑰所表示之點,係 NIST P-256、NIST P-384 或 NIST P-521 橢圓曲線上的有效點。

No other algorithms or key sizes are permitted.

不得使用其他演算法或金鑰長度。

6.1.6 公開金鑰參數之產製與品質檢查 原文 ↗

Public key parameters generation and quality checking

RSA: The CA SHALL confirm that the value of the public exponent is an odd number equal to 3 or more. Additionally, the public exponent SHOULD be in the range between 2^16 + 1 and 2^256 - 1. The modulus SHOULD also have the following characteristics: an odd number, not the power of a prime, and have no factors smaller than 752. [Source: Section 5.3.3, NIST SP 800-89]

RSA:憑證機構(Certification Authority,CA)應(SHALL)確認公開指數(public exponent)之值為大於或等於 3 的奇數。此外,公開指數宜(SHOULD)介於 2^16 + 1 與 2^256 - 1 之間。模數亦宜(SHOULD)具有下列特性:為奇數、非任何質數的冪,且不具有小於 752 的因數。〔來源:NIST SP 800-89 第 5.3.3 節〕

ECDSA: The CA SHOULD confirm the validity of all keys using either the ECC Full Public Key Validation Routine or the ECC Partial Public Key Validation Routine. [Source: Sections 5.6.2.3.2 and 5.6.2.3.3, respectively, of NIST SP 800-56A: Revision 2]

ECDSA:CA 宜(SHOULD)使用 ECC 完整公開金鑰驗證程序(ECC Full Public Key Validation Routine)或 ECC 部分公開金鑰驗證程序(ECC Partial Public Key Validation Routine),確認所有金鑰的有效性。〔來源:NIST SP 800-56A:修訂第 2 版 第 5.6.2.3.2 節及第 5.6.2.3.3 節〕

6.1.7 憑證金鑰用途(比照 X.509 v3 `keyUsage` 欄位) 原文 ↗

Key usage purposes (as per X.509 v3 key usage field)

Private Keys corresponding to Root Certificates MUST NOT be used to sign Certificates except in the following cases:

對應至根憑證(Root Certificate)的私密金鑰,不得(MUST NOT)用於簽章下列以外之任何憑證:

  1. Self-signed Certificates to represent the Root CA itself;
  1. 代表根憑證機構(Root CA)本身之自簽憑證;
  1. Certificates for Subordinate CAs and Cross-Certified Subordinate CA Certificates;
  1. 下屬憑證機構憑證(Subordinate CA Certificate)與交互認證之下屬憑證機構憑證(Cross-Certified Subordinate CA Certificate);
  1. Certificates for infrastructure purposes (administrative role certificates, internal CA operational device certificates); and
  1. 供基礎設施用途之憑證(例如行政角色憑證、CA 內部營運裝置憑證);以及
  1. Certificates for OCSP Response verification.
  1. 用於驗證 OCSP 回應之憑證。

6.2 私密金鑰保護及密碼模組工程控管 原文 ↗

Private Key Protection and Cryptographic Module Engineering Controls

The CA SHALL implement physical and logical safeguards to prevent unauthorized certificate issuance. Protection of the CA Private Key outside the validated system or device specified in Section 6.2.7 MUST consist of physical security, encryption, or a combination of both, implemented in a manner that prevents disclosure of the Private Key. The CA SHALL encrypt its Private Key with an algorithm and key-length that, according to the state of the art, are capable of withstanding cryptanalytic attacks for the residual life of the encrypted key or key part.

憑證機構(Certification Authority,CA)應(SHALL)實施實體及邏輯保護措施,以防止未經授權之憑證簽發。位於第 6.2.7 節指定之已驗證系統或裝置以外的 CA 私密金鑰,其保護措施應(MUST)採用實體安全、加密,或兩者之組合,且其實施方式須能防止私密金鑰遭揭露。CA 應(SHALL)使用依據當前技術水準,足以在加密金鑰或金鑰部分之剩餘有效期內抵抗密碼分析攻擊的演算法及金鑰長度,加密其私密金鑰。

6.2.1 密碼模組標準與控管 原文 ↗

Cryptographic module standards and controls

6.2.2 私密金鑰(n/m)多人控管 原文 ↗

Private key (n out of m) multi-person control

6.2.3 私密金鑰託管 原文 ↗

Private key escrow

6.2.4 私密金鑰備份 原文 ↗

Private key backup

See Section 5.2.2.

參見第 5.2.2 節。

6.2.5 私密金鑰歸檔 原文 ↗

Private key archival

Parties other than the Subordinate CA SHALL NOT archive the Subordinate CA Private Keys without authorization by the Subordinate CA.

下屬憑證機構(Subordinate CA)以外之任何一方,未經下屬憑證機構授權,不得(SHALL NOT)歸檔保留下屬憑證機構之私密金鑰。

6.2.6 私密金鑰匯入密碼模組或自密碼模組匯出 原文 ↗

Private key transfer into or from a cryptographic module

If the Issuing CA generated the Private Key on behalf of the Subordinate CA, then the Issuing CA SHALL encrypt the Private Key for transport to the Subordinate CA. If the Issuing CA becomes aware that a Subordinate CA’s Private Key has been communicated to an unauthorized person or an organization not affiliated with the Subordinate CA, then the Issuing CA SHALL revoke all certificates that include the Public Key corresponding to the communicated Private Key.

若簽發憑證機構(Issuing CA)代表下屬憑證機構(Subordinate CA)產製私密金鑰,則簽發憑證機構應(SHALL)為了將其傳送至下屬憑證機構,而加密該私密金鑰。若簽發憑證機構獲悉下屬憑證機構之私密金鑰已提供予未經授權之人員,或提供予與下屬憑證機構無關聯之組織,則簽發憑證機構應(SHALL)廢止所有包含與該已提供私密金鑰相對應之公開金鑰的憑證。

6.2.7 私密金鑰儲存於密碼模組 原文 ↗

Private key storage on cryptographic module

The CA SHALL protect its Private Key in a system or device that has been validated as meeting at least FIPS 140-2 level 3, FIPS 140-3 level 3, or an appropriate Common Criteria Protection Profile or Security Target, EAL 4 (or higher), which includes requirements to protect the Private Key and other assets against known threats.

憑證機構(Certification Authority,CA)應(SHALL)於經驗證至少符合下列任一標準之系統或裝置中保護其私密金鑰:FIPS 140-2 Level 3、FIPS 140-3 Level 3,或達到 EAL 4(或更高等級)之適當 Common Criteria Protection Profile 或 Security Target 標準,上述標準應包含保護私密金鑰及其他資產免於已知威脅之要求。

6.2.8 啟動私密金鑰之方式 原文 ↗

Activating Private Keys

6.2.9 停用私密金鑰之方式 原文 ↗

Deactivating Private Keys

6.2.10 銷毀私密金鑰之方式 原文 ↗

Destroying Private Keys

6.2.11 密碼模組等級 原文 ↗

Cryptographic Module Rating

6.3 金鑰對管理之其他事項 原文 ↗

Other aspects of key pair management

6.3.1 公開金鑰歸檔 原文 ↗

Public key archival

6.3.2 憑證效期與金鑰對使用期間 原文 ↗

Certificate operational periods and key pair usage periods

Subscriber Certificates issued before 2026-03-15 SHOULD NOT have a Validity Period greater than 397 days and MUST NOT have a Validity Period greater than 398 days.

於 2026-03-15 前簽發之用戶憑證(Subscriber Certificate),其有效期限(Validity Period)不宜(SHOULD NOT)超過 397 日,且不得(MUST NOT)超過 398 日。

Subscriber Certificates issued on or after 2026-03-15 and before 2027-03-15 SHOULD NOT have a Validity Period greater than 199 days and MUST NOT have a Validity Period greater than 200 days.

於 2026-03-15 當日或之後、2027-03-15 前簽發之用戶憑證,其有效期限不宜(SHOULD NOT)超過 199 日,且不得(MUST NOT)超過 200 日。

Subscriber Certificates issued on or after 2027-03-15 and before 2029-03-15 SHOULD NOT have a Validity Period greater than 99 days and MUST NOT have a Validity Period greater than 100 days.

於 2027-03-15 當日或之後、2029-03-15 前簽發之用戶憑證,其有效期限不宜(SHOULD NOT)超過 99 日,且不得(MUST NOT)超過 100 日。

Subscriber Certificates issued on or after 2029-03-15 SHOULD NOT have a Validity Period greater than 46 days and MUST NOT have a Validity Period greater than 47 days.

於 2029-03-15 當日或之後簽發之用戶憑證,其有效期限不宜(SHOULD NOT)超過 46 日,且不得(MUST NOT)超過 47 日。

Reference for maximum Validity Periods of Subscriber Certificates
Certificate issued on or afterCertificate issued beforeMaximum Validity Period
2026-03-15398 days
2026-03-152027-03-15200 days
2027-03-152029-03-15100 days
2029-03-1547 days
用戶憑證最長有效期限之參考表格
憑證於此日或之後簽發憑證於此日前簽發憑證有效期之最長期限
2026-03-15398 日
2026-03-152027-03-15200 日
2027-03-152029-03-15100 日
2029-03-1547 日

For the purpose of calculations, a day is measured as 86,400 seconds. Any amount of time greater than this, including fractional seconds and/or leap seconds, shall represent an additional day. For this reason, Subscriber Certificates SHOULD NOT be issued for the maximum permissible time by default, in order to account for such adjustments.

計算時,1 日以 86,400 秒計。任何超出此時間之時間長度,包括不足 1 秒及/或閏秒,均視為額外的 1 日。因此,為因應此類調整,用戶憑證不宜(SHOULD NOT)預設以規定所允許之最大天數簽發。

6.4 啟動資料 原文 ↗

Activation data

6.4.1 啟動資料之產製與安裝 原文 ↗

Activation data generation and installation

6.4.2 啟動資料之保護 原文 ↗

Activation data protection

6.4.3 啟動資料之其他事項 原文 ↗

Other aspects of activation data

6.5 電腦安全控管 原文 ↗

Computer security controls

6.5.1 電腦安全之具體技術要求 原文 ↗

Specific computer security technical requirements

The CA SHALL enforce multi-factor authentication for all accounts capable of directly causing certificate issuance.

憑證機構(Certification Authority,CA)應(SHALL)對所有可直接執行憑證簽發作業之帳號,強制執行多因子驗證(multi-factor authentication)。

6.5.2 電腦安全等級 原文 ↗

Computer security rating

6.6 系統生命週期之技術控管 原文 ↗

Life cycle technical controls

6.6.1 系統開發控管 原文 ↗

System development controls

If a CA uses Linting software developed by third parties, it SHOULD monitor for updated versions of that software and plan for updates no later than three (3) months from the release of the update.

若憑證機構(Certification Authority,CA)使用第三方開發的 Linting 軟體,宜(SHOULD)留意該軟體是否發布更新版本,並規劃於更新版本發布後 3 個月內完成更新。

The CA MAY perform Linting on the corpus of its unexpired, un-revoked Subscriber Certificates whenever it updates the Linting software.

CA 得(MAY)於每次更新 Linting 軟體時,對其所有未到期且未廢止之用戶憑證執行 Linting。

6.6.2 安全管理控管 原文 ↗

Security management controls

6.6.3 系統生命週期安全控管 原文 ↗

Life cycle security controls

6.7 網路安全控管 原文 ↗

Network security controls

6.8 時間戳記 原文 ↗

Time-stamping

7 憑證、憑證廢止清冊(CRL)與線上憑證狀態協定(OCSP)剖繪 原文 ↗

CERTIFICATE, CRL, AND OCSP PROFILES

7.1 憑證剖繪 原文 ↗

Certificate profile

The CA SHALL meet the technical requirements set forth in Section 6.1.5 - Key Sizes, and Section 6.1.6 - Public Key Parameters Generation and Quality Checking.

憑證機構(Certification Authority,CA)應(SHALL)符合第 6.1.5 節(金鑰長度)及第 6.1.6 節(公開金鑰參數之產製與品質檢查)所規定之技術要求。

The CA SHALL issue Certificates in accordance with the profile specified in these Requirements.

CA 應(SHALL)依本文件所規定之剖繪(profile)簽發憑證。

7.1.1 版本號 原文 ↗

Version number(s)

Certificates MUST be of type X.509 v3.

憑證應(MUST)採用 X.509 v3 版本。

7.1.2 憑證內容與擴充欄位 原文 ↗

Certificate Content and Extensions

If the CA asserts compliance with these Baseline Requirements, all certificates that it issues MUST comply with one of the following Certificate Profiles, which incorporate, and are derived from RFC 5280. Except as explicitly noted, all normative requirements imposed by RFC 5280 shall apply, in addition to the normative requirements imposed by this document. CAs SHOULD examine RFC 5280, Appendix B for further issues to be aware of.

若憑證機構(Certification Authority,CA)聲明其遵循本《基本要求》規定,則其所簽發之所有憑證應(MUST)遵循下列其中一種憑證剖繪(Certificate Profiles);該等憑證剖繪引用 RFC 5280 之相關規定,並以其為基礎衍生。除非另有明確說明,除本文件所規定之規範性要求外,RFC 5280 所定之所有規範性要求亦適用。CA 宜(SHOULD)參閱 RFC 5280 附錄 B,以瞭解其他應注意事項。

  • CA Certificates
    • Section 7.1.2.1 - Root CA Certificate Profile
    • Subordinate CA Certificates
      • Cross Certificates
      • Technically Constrained CA Certificates
        • Section 7.1.2.3 - Technically-Constrained Non-TLS Subordinate CA Certificate Profile
        • Section 7.1.2.4 - Technically-Constrained Precertificate Signing CA Certificate Profile
        • Section 7.1.2.5 - Technically-Constrained TLS Subordinate CA Certificate Profile
      • Section 7.1.2.6 - TLS Subordinate CA Certificate Profile
  • Section 7.1.2.7 - Subscriber (End-Entity) Certificate Profile
  • Section 7.1.2.8 - OCSP Responder Certificate Profile
  • Section 7.1.2.9 - Precertificate Profile
  • 憑證機構(CA)憑證
    • 第 7.1.2.1 節-根憑證機構(Root CA)憑證剖繪
    • 下屬憑證機構憑證(Subordinate CA Certificates)
      • 交互憑證(Cross Certificates)
        • 第 7.1.2.2 節-交互認證之下屬憑證機構(Cross-Certified Subordinate CA)憑證剖繪
      • 受技術約束之憑證機構憑證(Technically Constrained CA Certificates)
        • 第 7.1.2.3 節-受技術約束之非 TLS 下屬憑證機構(Technically-Constrained Non-TLS Subordinate CA)憑證剖繪
        • 第 7.1.2.4 節-受技術約束之預簽憑證簽章憑證機構(Technically-Constrained Precertificate Signing CA)憑證剖繪
        • 第 7.1.2.5 節-受技術約束之 TLS 下屬憑證機構(Technically-Constrained TLS Subordinate CA)憑證剖繪
      • 第 7.1.2.6 節-TLS 下屬憑證機構(TLS Subordinate CA)憑證剖繪
  • 第 7.1.2.7 節-用戶(終端個體)(Subscriber (End-Entity))憑證剖繪
  • 第 7.1.2.8 節-OCSP 回應伺服器(OCSP Responder)憑證剖繪
  • 第 7.1.2.9 節-預簽憑證(Precertificate)剖繪
7.1.2.1 根憑證機構(Root CA)憑證剖繪 原文 ↗

Root CA Certificate Profile

FieldDescription
tbsCertificate
versionMUST be v3(2)
serialNumberMUST be a non-sequential number greater than zero (0) and less than 2¹⁵⁹ containing at least 64 bits of output from a CSPRNG.
signatureSee Section 7.1.3.2
issuerEncoded value MUST be byte-for-byte identical to the encoded subject
validitySee Section 7.1.2.1.1
subjectSee Section 7.1.2.10.2
subjectPublicKeyInfoSee Section 7.1.3.1
issuerUniqueIDMUST NOT be present
subjectUniqueIDMUST NOT be present
extensionsSee Section 7.1.2.1.2
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature
signature
欄位說明
tbsCertificate
version應(MUST)為 v3(2)
serialNumber應(MUST)為一個非連續之數值,其值大於 0 且小於 2¹⁵⁹,且其中至少 64 個位元應來自 CSPRNG 之輸出。
signature參見第 7.1.3.2 節
issuer編碼後之值應(MUST)與編碼後的 subject 逐位元組完全相同。
validity參見第 7.1.2.1.1 節
subject參見第 7.1.2.10.2 節
subjectPublicKeyInfo參見第 7.1.3.1 節
issuerUniqueID不得(MUST NOT)存在
subjectUniqueID不得(MUST NOT)存在
extensions參見第 7.1.2.1.2 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature
7.1.2.1.1 根憑證機構(Root CA)之有效期 原文 ↗

Root CA Validity

FieldMinimumMaximum
notBeforeOne day prior to the time of signingThe time of signing
notAfter2922 days (approx. 8 years)9132 days (approx. 25 years)
欄位最小值最大值
notBefore簽章時間前 1 日簽章時間
notAfter2922 日(約 8 年)9132 日(約 25 年)

Note: This restriction applies even in the event of generating a new Root CA Certificate for an existing subject and subjectPublicKeyInfo (e.g. reissuance). The new CA Certificate MUST conform to these rules.

注意:即使使用既有的 subject 與 subjectPublicKeyInfo 產生新的根憑證機構(Root CA)憑證(例如重新簽發),上述限制仍適用。新的 CA 憑證應(MUST)符合這些規定。

7.1.2.1.2 根憑證機構(Root CA)之擴充欄位 原文 ↗

Root CA Extensions

ExtensionPresenceCriticalDescription
authorityKeyIdentifierRECOMMENDEDNSee Section 7.1.2.1.3
basicConstraintsMUSTYSee Section 7.1.2.1.4
keyUsageMUSTYSee Section 7.1.2.10.7
subjectKeyIdentifierMUSTNSee Section 7.1.2.11.4
extKeyUsageMUST NOT--
certificatePoliciesNOT RECOMMENDEDNSee Section 7.1.2.10.5
Signed Certificate Timestamp ListMAYNSee Section 7.1.2.11.3
Any other extensionNOT RECOMMENDED-See Section 7.1.2.11.5
擴充欄位必要性關鍵性說明
authorityKeyIdentifier建議(RECOMMENDED)N參見第 7.1.2.1.3 節
basicConstraints應(MUST)Y參見第 7.1.2.1.4 節
keyUsage應(MUST)Y參見第 7.1.2.10.7 節
subjectKeyIdentifier應(MUST)N參見第 7.1.2.11.4 節
extKeyUsage不得(MUST NOT)--
certificatePolicies不建議(NOT RECOMMENDED)N參見第 7.1.2.10.5 節
Signed Certificate Timestamp(SCT)清單得(MAY)N參見第 7.1.2.11.3 節
任何其他擴充欄位不建議(NOT RECOMMENDED)-參見第 7.1.2.11.5 節
7.1.2.1.3 根憑證機構(Root CA)之授權單位金鑰識別碼(Authority Key Identifier) 原文 ↗

Root CA Authority Key Identifier

FieldDescription
keyIdentifierMUST be present. MUST be identical to the subjectKeyIdentifier field.
authorityCertIssuerMUST NOT be present
authorityCertSerialNumberMUST NOT be present
欄位說明
keyIdentifier應(MUST)存在。應(MUST)與 subjectKeyIdentifier 欄位完全相同。
authorityCertIssuer不得(MUST NOT)存在
authorityCertSerialNumber不得(MUST NOT)存在
7.1.2.1.4 根憑證機構(Root CA)之基本限制(Basic Constraints) 原文 ↗

Root CA Basic Constraints

FieldDescription
cAMUST be set TRUE
pathLenConstraintNOT RECOMMENDED
欄位說明
cA應(MUST)設為 TRUE
pathLenConstraint不建議(NOT RECOMMENDED)
7.1.2.2 交互認證之下屬憑證機構(Cross-Certified Subordinate CA)憑證剖繪 原文 ↗

Cross-Certified Subordinate CA Certificate Profile

This Certificate Profile MAY be used when issuing a CA Certificate using the same Subject Name and Subject Public Key Information as one or more existing CA Certificate(s), whether a Root CA Certificate or Subordinate CA Certificate.

當簽發之 CA 憑證與一張或多張現有 CA 憑證(無論為根憑證機構(Root CA)憑證或下屬憑證機構(Subordinate CA)憑證)具有相同之主體名稱(Subject Name)及主體公開金鑰資訊(Subject Public Key Information)時,得(MAY)使用本憑證剖繪。

Before issuing a Cross-Certified Subordinate CA, the Issuing CA MUST confirm that the existing CA Certificate(s) are subject to these Baseline Requirements and were issued in compliance with the then-current version of the Baseline Requirements at time of issuance.

於簽發交互認證之下屬憑證機構(Cross-Certified Subordinate CA)憑證前,簽發憑證機構(Issuing CA)應(MUST)確認一張或多張既有 CA 憑證受本《基本要求》規範,且於簽發時係遵循當時有效版本之《基本要求》所簽發。

FieldDescription
tbsCertificate
versionMUST be v3(2)
serialNumberMUST be a non-sequential number greater than zero (0) and less than 2¹⁵⁹ containing at least 64 bits of output from a CSPRNG.
signatureSee Section 7.1.3.2
issuerMUST be byte-for-byte identical to the subject field of the Issuing CA. See Section 7.1.4.1
validitySee Section 7.1.2.2.1
subjectSee Section 7.1.2.2.2
subjectPublicKeyInfoSee Section 7.1.3.1
issuerUniqueIDMUST NOT be present
subjectUniqueIDMUST NOT be present
extensionsSee Section 7.1.2.2.3
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
欄位說明
tbsCertificate
version應(MUST)為 v3(2)
serialNumber應(MUST)為一個非連續之數值,其值大於 0 且小於 2¹⁵⁹,且其中至少 64 個位元應來自 CSPRNG 之輸出。
signature參見第 7.1.3.2 節
issuer應(MUST)與簽發憑證機構(Issuing CA)之 subject 欄位逐位元組完全相同。參見第 7.1.4.1 節
validity參見第 7.1.2.2.1 節
subject參見第 7.1.2.2.2 節
subjectPublicKeyInfo參見第 7.1.3.1 節
issuerUniqueID不得(MUST NOT)存在
subjectUniqueID不得(MUST NOT)存在
extensions參見第 7.1.2.2.3 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature
7.1.2.2.1 交互認證之下屬憑證機構(Cross-Certified Subordinate CA)之有效期 原文 ↗

Cross-Certified Subordinate CA Validity

FieldMinimumMaximum
notBeforeThe earlier of one day prior to the time of signing or the earliest notBefore date of the existing CA Certificate(s)The time of signing
notAfterThe time of signingUnspecified
欄位最小值最大值
notBefore簽章時間前 1 日或既有 CA 憑證之最早 notBefore 日期,兩者取較早者。簽章時間
notAfter簽章時間未指定
7.1.2.2.2 交互認證之下屬憑證機構(Cross-Certified Subordinate CA)之填名(Naming) 原文 ↗

Cross-Certified Subordinate CA Naming

The subject MUST comply with the requirements of Section 7.1.4, or, if the existing CA Certificate was issued in compliance with the then-current version of the Baseline Requirements, the encoded subject name MUST be byte-for-byte identical to the encoded subject name of the existing CA Certificate.

subject 應(MUST)遵循第 7.1.4 節之要求;或者,若既有 CA 憑證係遵循當時有效版本之《基本要求》所簽發,則編碼後的 subject 名稱應(MUST)與既有 CA 憑證之編碼後的 subject 名稱逐位元組完全相同。

Note: The above exception allows the CAs to issue Cross-Certified Subordinate CA Certificates, provided that the existing CA Certificate complied with the Baseline Requirements in force at time of issuance. This allows the requirements of Section 7.1.4 to be improved over time, while still permitting Cross-Certification. If the existing CA Certificate did not comply, issuing a Cross-Certificate is not permitted.

注意:上述「編碼後逐位元組完全相同」之例外,允許 CA 在既有 CA 憑證遵循其簽發當時有效之《基本要求》的前提下,簽發交互認證之下屬憑證機構(Cross-Certified Subordinate CA)憑證。此例外使第 7.1.4 節之要求得以隨時間持續改進,同時仍允許進行交互認證。若既有 CA 憑證不遵循其簽發當時有效之《基本要求》,則不得簽發交互憑證。

7.1.2.2.3 交互認證之下屬憑證機構(Cross-Certified Subordinate CA)之擴充欄位 原文 ↗

Cross-Certified Subordinate CA Extensions

ExtensionPresenceCriticalDescription
authorityKeyIdentifierMUSTNSee Section 7.1.2.11.1
basicConstraintsMUSTYSee Section 7.1.2.10.4
certificatePoliciesMUSTNSee Section 7.1.2.2.6
crlDistributionPointsMUSTNSee Section 7.1.2.11.2
keyUsageMUSTYSee Section 7.1.2.10.7
subjectKeyIdentifierMUSTNSee Section 7.1.2.11.4
authorityInformationAccessSHOULDNSee Section 7.1.2.10.3
nameConstraintsMAY*1See Section 7.1.2.10.8
Signed Certificate Timestamp ListMAYNSee Section 7.1.2.11.3
Any other extensionNOT RECOMMENDED-See Section 7.1.2.11.5
擴充欄位必要性關鍵性說明
authorityKeyIdentifier應(MUST)N參見第 7.1.2.11.1 節
basicConstraints應(MUST)Y參見第 7.1.2.10.4 節
certificatePolicies應(MUST)N參見第 7.1.2.2.6 節
crlDistributionPoints應(MUST)N參見第 7.1.2.11.2 節
keyUsage應(MUST)Y參見第 7.1.2.10.7 節
subjectKeyIdentifier應(MUST)N參見第 7.1.2.11.4 節
authorityInformationAccess宜(SHOULD)N參見第 7.1.2.10.3 節
nameConstraints得(MAY)*1參見第 7.1.2.10.8 節
Signed Certificate Timestamp(SCT)清單得(MAY)N參見第 7.1.2.11.3 節
任何其他擴充欄位不建議(NOT RECOMMENDED)-參見第 7.1.2.11.5 節

In addition to the above, extKeyUsage extension requirements vary based on the relationship between the Issuer and Subject organizations represented in the Cross-Certificate.

除上述規定外,extKeyUsage 擴充欄位之要求,視交互憑證的簽發者與主體組織的關係而異。

The extKeyUsage extension MAY be “unrestricted” as described in the following table if:

若符合以下條件,extKeyUsage 擴充欄位得(MAY)依下表所述設為「不受限制」:

  • the organizationName represented in the Issuer and Subject names of the corresponding certificate are either:
    • the same, or
    • the organizationName represented in the Subject name is an affiliate of the organizationName represented in the Issuer name
  • the corresponding CA represented by the Subject of the Cross-Certificate is operated by the same organization as the Issuing CA or an Affiliate of the Issuing CA organization.
  • 交互憑證的簽發者與主體名稱中的 organizationName 符合下列任一情形:
    • 兩者相同,或
    • 主體名稱中的 organizationName 為簽發者名稱中的 organizationName 之關係企業
  • 交互憑證之主體 CA,係由簽發憑證機構(Issuing CA)所屬組織或其關係企業負責營運。
Cross-Certified Subordinate CA with Unrestricted EKU
ExtensionPresenceCriticalDescription
extKeyUsageSHOULD2NSee Section 7.1.2.2.4
extKeyUsage(EKU)不受限制之交互認證之下屬憑證機構
擴充欄位必要性關鍵性說明
extKeyUsage宜(SHOULD)2N參見第 7.1.2.2.4 節

In all other cases, the extKeyUsage extension MUST be “restricted” as described in the following table:

在所有其他情況下,extKeyUsage 擴充欄位應(MUST)依下表所述設為「受限制」:

Cross-Certified Subordinate CA with Restricted EKU
ExtensionPresenceCriticalDescription
extKeyUsageMUST2NSee Section 7.1.2.2.5
extKeyUsage(EKU)受限制之交互認證之下屬憑證機構
擴充欄位必要性關鍵性說明
extKeyUsage應(MUST)2N參見第 7.1.2.2.5 節
7.1.2.2.4 交互認證之下屬憑證機構(Cross-Certified Subordinate CA)之擴充金鑰使用方法(Extended Key Usage)-不受限制(Unrestricted) 原文 ↗

Cross-Certified Subordinate CA Extended Key Usage - Unrestricted

Unrestricted Extended Key Usage Purposes (Affiliated Cross-Certified CA)
Key PurposeDescription
anyExtendedKeyUsageThe special extended key usage to indicate there are no restrictions applied. If present, this MUST be the only key usage present.
Any other valueCAs MUST NOT include any other key usage with the anyExtendedKeyUsage key usage present.
不受限制之擴充金鑰使用方法之適用目的(適用於關係企業之交互認證 CA)
金鑰適用目的(Key Purpose)說明
anyExtendedKeyUsage表示不受任何限制之特殊擴充金鑰使用方法。若存在,應(MUST)為唯一的擴充金鑰使用方法。
任何其他值若存在 anyExtendedKeyUsage 擴充金鑰使用方法,CA 不得(MUST NOT)包含任何其他擴充金鑰使用方法。

Alternatively, if the Issuing CA does not use this form, then the Extended Key Usage extension, if present, MUST be encoded as specified in Section 7.1.2.2.5.

或者,若簽發憑證機構(Issuing CA)不採用此形式,且 extKeyUsage 擴充欄位若存在,應(MUST)依第 7.1.2.2.5 節所規定之方式編碼。

7.1.2.2.5 交互認證之下屬憑證機構(Cross-Certified Subordinate CA)之擴充金鑰使用方法(Extended Key Usage)-受限制(Restricted) 原文 ↗

Cross-Certified Subordinate CA Extended Key Usage - Restricted

Restricted TLS Cross-Certified Subordinate CA Extended Key Usage Purposes (i.e., for restricted Cross-Certified Subordinate CAs issuing TLS certificates directly or transitively).

受限制 TLS 交互認證之下屬憑證機構(Restricted TLS Cross-Certified Subordinate CA)之擴充金鑰使用方法適用目的(即適用於直接或間接簽發 TLS 憑證的受限制交互認證之下屬憑證機構)。

TLS Cross-Certified Subordinate CA EKU
Key PurposeDescription
id-kp-serverAuthMUST be present.
id-kp-clientAuthMAY be present.
id-kp-emailProtectionMUST NOT be present.
id-kp-codeSigningMUST NOT be present.
id-kp-timeStampingMUST NOT be present.
anyExtendedKeyUsageMUST NOT be present.
Any other valueNOT RECOMMENDED.
TLS 交互認證之下屬憑證機構 extKeyUsage(EKU)
金鑰適用目的(Key Purpose)說明
id-kp-serverAuth應(MUST)存在
id-kp-clientAuth得(MAY)存在
id-kp-emailProtection不得(MUST NOT)存在
id-kp-codeSigning不得(MUST NOT)存在
id-kp-timeStamping不得(MUST NOT)存在
anyExtendedKeyUsage不得(MUST NOT)存在
任何其他值不建議(NOT RECOMMENDED)

Restricted Non-TLS Cross-Certified Subordinate CA Extended Key Usage Purposes (i.e., for restricted Cross-Certified Subordinate CAs not issuing TLS certificates directly or transitively).

受限制非 TLS 交互認證之下屬憑證機構(Restricted Non-TLS Cross-Certified Subordinate CA)之擴充金鑰使用方法適用目的(即適用於不直接或不間接簽發 TLS 憑證的受限制交互認證之下屬憑證機構)。

Non-TLS Cross-Certified Subordinate CA EKU
Key PurposeDescription
id-kp-serverAuthMUST NOT be present.
anyExtendedKeyUsageMUST NOT be present.
Any other valueMAY be present.
非 TLS 交互認證之下屬憑證機構 extKeyUsage(EKU)
金鑰適用目的(Key Purpose)說明
id-kp-serverAuth不得(MUST NOT)存在
anyExtendedKeyUsage不得(MUST NOT)存在
任何其他值得(MAY)存在

Each included Extended Key Usage key usage purpose:

每項被包含的擴充金鑰使用方法之適用目的:

  1. MUST apply in the context of the public Internet (e.g. MUST NOT be for a service that is only valid in a privately managed network), unless:
    1. the key usage purpose falls within an OID arc for which the Applicant demonstrates ownership; or,
    2. the Applicant can otherwise demonstrate the right to assert the key usage purpose in a public context.
  2. MUST NOT include semantics that will mislead the Relying Party about the certificate information verified by the CA, such as including a key usage purpose asserting storage on a smart card, where the CA is not able to verify that the corresponding Private Key is confined to such hardware due to remote issuance.
  3. MUST be verified by the Issuing CA (i.e. the Issuing CA MUST verify the Cross-Certified Subordinate CA is authorized to assert the key usage purpose).
  1. 應(MUST)適用於公共網際網路(例如不得(MUST NOT)僅適用於私有管理網路中的服務),除非:
    1. 金鑰使用方法之適用目的位於申請者能證明擁有其所有權之 OID arc 範圍內;或
    2. 申請者能以其他方式證明其有權於公共網際網路中聲明該金鑰使用方法之適用目的。
  2. 不得(MUST NOT)具有可能使信賴憑證者對 CA 所驗證之憑證資訊產生誤解的含義,例如宣稱私密金鑰儲存於智慧卡的金鑰使用方法之適用目的,而 CA 因採行遠端簽發,無法驗證對應之私密金鑰是否確實僅存在於該硬體內。
  3. 應(MUST)由簽發憑證機構(Issuing CA)驗證(即簽發憑證機構應(MUST)驗證交互認證之下屬憑證機構是否經授權得主張該金鑰使用方法之適用目的)。

CAs MUST NOT include additional key usage purposes unless the CA is aware of a reason for including the key usage purpose in the Certificate.

CA 不得(MUST NOT)包含額外的金鑰使用方法之適用目的,除非 CA 知悉有正當理由於憑證中包含該金鑰使用方法之適用目的。

7.1.2.2.6 交互認證之下屬憑證機構(Cross-Certified Subordinate CA)憑證之憑證原則(Certificate Policies) 原文 ↗

Cross-Certified Subordinate CA Certificate Certificate Policies

The Certificate Policies extension MUST contain at least one PolicyInformation. Each PolicyInformation MUST match the following profile:

憑證原則(Certificate Policies)擴充欄位應(MUST)包含至少一個 PolicyInformation。每個 PolicyInformation 應(MUST)符合下列剖繪:

No Policy Restrictions (Affiliated CA)
FieldPresenceContents
policyIdentifierMUSTWhen the Issuing CA wishes to express that there are no policy restrictions, and if the Subordinate CA is an Affiliate of the Issuing CA, then the Issuing CA MAY use the anyPolicy Policy Identifier, which MUST be the only PolicyInformation value.
anyPolicyMUST
policyQualifiersNOT RECOMMENDEDIf present, MUST contain only permitted policyQualifiers from the table below.
無政策限制(適用於關係企業 CA)
欄位必要性內容
policyIdentifier應(MUST)當簽發憑證機構(Issuing CA)欲表示不存在何政策限制,且下屬憑證機構(Subordinate CA)為其關係企業時,簽發憑證機構得(MAY)使用 anyPolicy 政策識別碼;此時,憑證原則擴充欄位中應(MUST)僅包含此一 PolicyInformation 值。
anyPolicy應(MUST)
policyQualifiers不建議(NOT RECOMMENDED)若存在,應(MUST)僅包含下表所列之允許 policyQualifiers。
Policy Restricted
FieldPresenceContents
policyIdentifierMUSTOne of the following policy identifiers:
A Reserved Certificate Policy IdentifierMUSTThe CA MUST include at least one Reserved Certificate Policy Identifier (see Section 7.1.6.1) associated with the given Subscriber Certificate type (see Section 7.1.2.7.1) transitively issued by this Certificate.
anyPolicyMUST NOTThe anyPolicy Policy Identifier MUST NOT be present.
Any other identifierMAYIf present, MUST be defined by the CA and documented by the CA in its Certificate Policy and/or Certification Practice Statement.
policyQualifiersNOT RECOMMENDEDIf present, MUST contain only permitted policyQualifiers from the table below.
受政策限制
欄位必要性內容
policyIdentifier應(MUST)下列政策識別碼之一:
保留憑證政策識別碼應(MUST)CA 應(MUST)至少包含一個保留憑證政策識別碼(參見第 7.1.6.1 節),以對應由本憑證所代表之 CA 透過下屬 CA 間接簽發之指定用戶憑證類型(參見第 7.1.2.7.1 節)。
anyPolicy不得(MUST NOT)anyPolicy 政策識別碼不得(MUST NOT)存在。
任何其他識別碼得(MAY)若存在,應(MUST)由 CA 定義,並載明於其憑證政策(CP)及/或憑證實務作業基準(CPS)中。
policyQualifiers不建議(NOT RECOMMENDED)若存在,應(MUST)僅包含下表所列之允許 policyQualifiers。

This Profile RECOMMENDS that the first PolicyInformation value within the Certificate Policies extension contains the Reserved Certificate Policy Identifier (see 7.1.6.1)3. Regardless of the order of PolicyInformation values, the Certificate Policies extension MUST include at least one Reserved Certificate Policy Identifier. If any Subscriber Certificates will chain up directly to the Certificate issued under this Certificate Profile, this Cross-Certified Subordinate CA Certificate MUST contain exactly one Reserved Certificate Policy Identifier.

本剖繪建議(RECOMMENDED)憑證原則擴充欄位中之第一個 PolicyInformation 值包含保留憑證政策識別碼(參見第 7.1.6.1 節)3。無論 PolicyInformation 值之順序為何,憑證原則擴充欄位應(MUST)至少包含一個保留憑證政策識別碼。若有任何用戶憑證直接串鏈至依本憑證剖繪所簽發之憑證,則本交互認證之下屬憑證機構憑證應(MUST)包含僅有一個保留憑證政策識別碼。

Note: policyQualifiers is NOT RECOMMENDED to be present in any Certificate issued under this Certificate Profile because this information increases the size of the Certificate without providing any value to a typical Relying Party, and the information may be obtained by other means when necessary.

注意:本憑證剖繪所簽發之任何憑證均不建議(NOT RECOMMENDED)包含 policyQualifiers,因為此資訊會增加憑證大小,但對一般信賴憑證者並無實質價值,且於必要時可透過其他方式取得。

If the policyQualifiers is permitted and present within a PolicyInformation field, it MUST be formatted as follows:

若允許使用 policyQualifiers,且其存在於 PolicyInformation 欄位中,應(MUST)依下列格式編排:

Permitted policyQualifiers
Qualifier IDPresenceField TypeContents
id-qt-cps (OID: 1.3.6.1.5.5.7.2.1)MAYIA5StringThe HTTP or HTTPS URL for the Issuing CA’s Certificate Policies, Certification Practice Statement, Relying Party Agreement, or other pointer to online policy information provided by the Issuing CA.
Any other qualifierMUST NOT--
允許之 policyQualifiers
Qualifier ID必要性欄位型別內容
id-qt-cps(OID:1.3.6.1.5.5.7.2.1)得(MAY)IA5String簽發憑證機構(Issuing CA)之憑證政策(CP)、憑證實務作業基準(CPS)、信賴憑證者協議(Relying Party Agreement),或其他由簽發憑證機構提供的線上政策資訊之 HTTP 或 HTTPS URL。
任何其他 qualifier不得(MUST NOT)--
7.1.2.3 受技術約束之非 TLS 下屬憑證機構(Technically Constrained Non-TLS Subordinate CA)憑證剖繪 原文 ↗

Technically Constrained Non-TLS Subordinate CA Certificate Profile

This Certificate Profile MAY be used when issuing a CA Certificate that will be considered Technically Constrained, and which will not be used to issue TLS certificates directly or transitively.

當簽發之 CA 憑證將被認定為受技術約束(Technically Constrained),且不會直接或間接用於簽發 TLS 憑證時,得(MAY)使用本憑證剖繪。

FieldDescription
tbsCertificate
versionMUST be v3(2)
serialNumberMUST be a non-sequential number greater than zero (0) and less than 2¹⁵⁹ containing at least 64 bits of output from a CSPRNG.
signatureSee Section 7.1.3.2
issuerMUST be byte-for-byte identical to the subject field of the Issuing CA. See Section 7.1.4.1
validitySee Section 7.1.2.10.1
subjectSee Section 7.1.2.10.2
subjectPublicKeyInfoSee Section 7.1.3.1
issuerUniqueIDMUST NOT be present
subjectUniqueIDMUST NOT be present
extensionsSee Section 7.1.2.3.1
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
欄位說明
tbsCertificate
version應(MUST)為 v3(2)
serialNumber應(MUST)為一個非連續之數值,其值大於 0 且小於 2¹⁵⁹,且其中至少 64 個位元應來自 CSPRNG 之輸出。
signature參見第 7.1.3.2 節
issuer應(MUST)與簽發憑證機構(Issuing CA)之 subject 欄位逐位元組完全相同。參見第 7.1.4.1 節
validity參見第 7.1.2.10.1 節
subject參見第 7.1.2.10.2 節
subjectPublicKeyInfo參見第 7.1.3.1 節
issuerUniqueID不得(MUST NOT)存在
subjectUniqueID不得(MUST NOT)存在
extensions參見第 7.1.2.3.1 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature
7.1.2.3.1 受技術約束之非 TLS 下屬憑證機構(Technically Constrained Non-TLS Subordinate CA)之擴充欄位 原文 ↗

Technically Constrained Non-TLS Subordinate CA Extensions

ExtensionPresenceCriticalDescription
authorityKeyIdentifierMUSTNSee Section 7.1.2.11.1
basicConstraintsMUSTYSee Section 7.1.2.10.4
crlDistributionPointsMUSTNSee Section 7.1.2.11.2
keyUsageMUSTYSee Section 7.1.2.10.7
subjectKeyIdentifierMUSTNSee Section 7.1.2.11.4
extKeyUsageMUST2NSee Section 7.1.2.3.3
authorityInformationAccessSHOULDNSee Section 7.1.2.10.3
certificatePoliciesMAYNSee Section 7.1.2.3.2
nameConstraintsMAY*1See Section 7.1.2.10.8
Signed Certificate Timestamp ListMAYNSee Section 7.1.2.11.3
Any other extensionNOT RECOMMENDED-See Section 7.1.2.11.5
擴充欄位必要性關鍵性說明
authorityKeyIdentifier應(MUST)N參見第 7.1.2.11.1 節
basicConstraints應(MUST)Y參見第 7.1.2.10.4 節
crlDistributionPoints應(MUST)N參見第 7.1.2.11.2 節
keyUsage應(MUST)Y參見第 7.1.2.10.7 節
subjectKeyIdentifier應(MUST)N參見第 7.1.2.11.4 節
extKeyUsage應(MUST)2N參見第 7.1.2.3.3 節
authorityInformationAccess宜(SHOULD)N參見第 7.1.2.10.3 節
certificatePolicies得(MAY)N參見第 7.1.2.3.2 節
nameConstraints得(MAY)*1參見第 7.1.2.10.8 節
Signed Certificate Timestamp(SCT)清單得(MAY)N參見第 7.1.2.11.3 節
任何其他擴充欄位不建議(NOT RECOMMENDED)-參見第 7.1.2.11.5 節
7.1.2.3.2 受技術約束之非 TLS 下屬憑證機構(Technically Constrained Non-TLS Subordinate CA)之憑證原則(Certificate Policies) 原文 ↗

Technically Constrained Non-TLS Subordinate CA Certificate Policies

If present, the Certificate Policies extension MUST be formatted as one of the two tables below:

若存在,憑證原則(Certificate Policies)擴充欄位應(MUST)依下列兩個表格其中之一的格式編排:

No Policy Restrictions (Affiliated CA)
FieldPresenceContents
policyIdentifierMUSTWhen the Issuing CA wishes to express that there are no policy restrictions, the Subordinate CA MUST be an Affiliate of the Issuing CA. The Certificate Policies extension MUST contain only a single PolicyInformation value, which MUST contain the anyPolicy Policy Identifier.
anyPolicyMUST
policyQualifiersNOT RECOMMENDEDIf present, MUST contain only permitted policyQualifiers from the table below.
無政策限制(適用於關係企業 CA)
欄位必要性內容
policyIdentifier應(MUST)當簽發憑證機構(Issuing CA)欲表示不存在何政策限制時,下屬憑證機構(Subordinate CA)應(MUST)為簽發憑證機構的關係企業。憑證原則擴充欄位應(MUST)僅包含一個 PolicyInformation 值,且該值應(MUST)包含 anyPolicy 政策識別碼。
anyPolicy應(MUST)
policyQualifiers不建議(NOT RECOMMENDED)若存在,應(MUST)僅包含下表所列之允許 policyQualifiers。
Policy Restricted
FieldPresenceContents
policyIdentifierMUSTOne of the following policy identifiers:
A Reserved Certificate Policy IdentifierMUST NOT
anyPolicyMUST NOTThe anyPolicy Policy Identifier MUST NOT be present.
Any other identifierMAYIf present, MUST be documented by the CA in its Certificate Policy and/or Certification Practice Statement.
policyQualifiersNOT RECOMMENDEDIf present, MUST contain only permitted policyQualifiers from the table below.
受政策限制
欄位必要性內容
policyIdentifier應(MUST)下列政策識別碼之一:
保留憑證政策識別碼不得(MUST NOT)
anyPolicy不得(MUST NOT)anyPolicy 政策識別碼不得(MUST NOT)存在。
任何其他識別碼得(MAY)若存在,應(MUST)由 CA 載明於其憑證政策(CP)及/或憑證實務作業基準(CPS)中。
policyQualifiers不建議(NOT RECOMMENDED)若存在,應(MUST)僅包含下表所列之允許 policyQualifiers。
Permitted policyQualifiers
Qualifier IDPresenceField TypeContents
id-qt-cps (OID: 1.3.6.1.5.5.7.2.1)MAYIA5StringThe HTTP or HTTPS URL for the Issuing CA’s Certificate Policies, Certification Practice Statement, Relying Party Agreement, or other pointer to online policy information provided by the Issuing CA.
Any other qualifierMUST NOT--
允許之 policyQualifiers
Qualifier ID必要性欄位型別內容
id-qt-cps(OID:1.3.6.1.5.5.7.2.1)得(MAY)IA5String簽發憑證機構(Issuing CA)之憑證政策(CP)、憑證實務作業基準(CPS)、信賴憑證者協議(Relying Party Agreement),或其他由簽發憑證機構提供的線上政策資訊之 HTTP 或 HTTPS URL。
任何其他 qualifier不得(MUST NOT)--
7.1.2.3.3 受技術約束之非 TLS 下屬憑證機構(Technically Constrained Non-TLS Subordinate CA)之擴充金鑰使用方法(Extended Key Usage) 原文 ↗

Technically Constrained Non-TLS Subordinate CA Extended Key Usage

The Issuing CA MUST verify that the Subordinate CA Certificate is authorized to issue certificates for each included extended key usage purpose. Multiple, independent key purposes (e.g. id-kp-timeStamping and id-kp-codeSigning) are NOT RECOMMENDED.

簽發憑證機構(Issuing CA)應(MUST)驗證下屬憑證機構憑證(Subordinate CA Certificate)是否經授權得針對該憑證所含之每項擴充金鑰使用方法之適用目的簽發憑證。不建議(NOT RECOMMENDED)包含多個彼此獨立的金鑰使用方法之適用目的(例如同時包含 id-kp-timeStamping 與 id-kp-codeSigning)。

Key PurposeOIDPresence
id-kp-serverAuth1.3.6.1.5.5.7.3.1MUST NOT
id-kp-OCSPSigning1.3.6.1.5.5.7.3.9MUST NOT
anyExtendedKeyUsage2.5.29.37.0MUST NOT
Precertificate Signing Certificate1.3.6.1.4.1.11129.2.4.4MUST NOT
Any other value-MAY
金鑰適用目的(Key Purpose)OID必要性
id-kp-serverAuth1.3.6.1.5.5.7.3.1不得(MUST NOT)
id-kp-OCSPSigning1.3.6.1.5.5.7.3.9不得(MUST NOT)
anyExtendedKeyUsage2.5.29.37.0不得(MUST NOT)
預簽憑證簽章憑證1.3.6.1.4.1.11129.2.4.4不得(MUST NOT)
任何其他值-得(MAY)
7.1.2.4 受技術約束之預簽憑證簽章憑證機構(Technically Constrained Precertificate Signing CA)憑證剖繪 原文 ↗

Technically Constrained Precertificate Signing CA Certificate Profile

This Certificate Profile MUST be used when issuing a CA Certificate that will be used as a Precertificate Signing CA, as described in RFC 6962, Section 3.1. If a CA Certificate conforms to this profile, it is considered Technically Constrained.

當簽發一張將用作 RFC 6962 第 3.1 節 所述之預簽憑證簽章憑證機構(Precertificate Signing CA)之 CA 憑證時,應(MUST)使用本憑證剖繪。若該 CA 憑證符合本剖繪,則視為受技術約束(Technically Constrained)。

A Precertificate Signing CA MUST only be used to sign Precertificates, as defined in Section 7.1.2.9. When a Precertificate Signing CA issues a Precertificate, it shall be interpreted as if the Issuing CA of the Precertificate Signing CA has issued a Certificate with a matching tbsCertificate of the Precertificate, after applying the modifications specified in RFC 6962, Section 3.2.

預簽憑證簽章憑證機構(Precertificate Signing CA)應(MUST)僅用於簽章第 7.1.2.9 節所定義之預簽憑證。當預簽憑證簽章憑證機構簽發預簽憑證時,應將其解釋為:在規範上視同該預簽憑證簽章憑證機構(Precertificate Signing CA)的簽發憑證機構(Issuing CA),已簽發一張有效憑證;該有效憑證之 tbsCertificate 與依照 RFC 6962 第 3.2 節 規定之修改套用後的相對應預簽憑證之 tbsCertificate 相符。

As noted in RFC 6962, Section 3.2, the signature field of a Precertificate is not altered as part of these modifications. As such, the Precertificate Signing CA MUST use the same signature algorithm as the Issuing CA when issuing Precertificates, and, correspondingly, MUST use a public key of the same public key algorithm as the Issuing CA, although MAY use a different CA Key Pair.

如 RFC 6962 第 3.2 節 所述,預簽憑證的 signature 欄位不會因上述修改而改變。因此,預簽憑證簽章憑證機構(Precertificate Signing CA)在簽發預簽憑證時,應(MUST)使用與簽發憑證機構(Issuing CA)相同之簽章演算法;同樣地,其公開金鑰應(MUST)使用與簽發憑證機構(Issuing CA)相同之公開金鑰演算法,但得(MAY)使用不同之 CA 金鑰對。

FieldDescription
tbsCertificate
versionMUST be v3(2)
serialNumberMUST be a non-sequential number greater than zero (0) and less than 2¹⁵⁹ containing at least 64 bits of output from a CSPRNG.
signatureSee Section 7.1.3.2
issuerMUST be byte-for-byte identical to the subject field of the Issuing CA. See Section 7.1.4.1
validitySee Section 7.1.2.10.1
subjectSee Section 7.1.2.10.2
subjectPublicKeyInfoThe algorithm identifier MUST be byte-for-byte identical to the algorithm identifier of the subjectPublicKeyInfo field of the Issuing CA. See Section 7.1.3.1
issuerUniqueIDMUST NOT be present
subjectUniqueIDMUST NOT be present
extensionsSee Section 7.1.2.4.1
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
欄位說明
tbsCertificate
version應(MUST)為 v3(2)
serialNumber應(MUST)為一個非連續之數值,其值大於 0 且小於 2¹⁵⁹,且其中至少 64 個位元應來自 CSPRNG 之輸出。
signature參見第 7.1.3.2 節
issuer應(MUST)與簽發憑證機構(Issuing CA)之 subject 欄位逐位元組完全相同。參見第 7.1.4.1 節
validity參見第 7.1.2.10.1 節
subject參見第 7.1.2.10.2 節
subjectPublicKeyInfo演算法識別碼(algorithm identifier)應(MUST)與簽發憑證機構(Issuing CA)的 subjectPublicKeyInfo 欄位中之演算法識別碼逐位元組完全相同。參見第 7.1.3.1 節
issuerUniqueID不得(MUST NOT)存在
subjectUniqueID不得(MUST NOT)存在
extensions參見第 7.1.2.4.1 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature

Effective 2026-03-15:

  • This Certificate Profile MUST NOT be used.
  • Precertificate Signing CAs MUST NOT be used to issue Precertificates.

自 2026-03-15 起:

  • 本憑證剖繪不得(MUST NOT)使用。
  • 預簽憑證簽章憑證機構(Precertificate Signing CA)不得(MUST NOT)用於簽發預簽憑證。
7.1.2.4.1 受技術約束之預簽憑證簽章憑證機構(Technically Constrained Precertificate Signing CA)之擴充欄位 原文 ↗

Technically Constrained Precertificate Signing CA Extensions

ExtensionPresenceCriticalDescription
authorityKeyIdentifierMUSTNSee Section 7.1.2.11.1
basicConstraintsMUSTYSee Section 7.1.2.10.4
certificatePoliciesMUSTNSee Section 7.1.2.10.5
crlDistributionPointsMUSTNSee Section 7.1.2.11.2
keyUsageMUSTYSee Section 7.1.2.10.7
subjectKeyIdentifierMUSTNSee Section 7.1.2.11.4
extKeyUsageMUST2NSee Section 7.1.2.4.2
authorityInformationAccessSHOULDNSee Section 7.1.2.10.3
nameConstraintsMAY*1See Section 7.1.2.10.8
Signed Certificate Timestamp ListMAYNSee Section 7.1.2.11.3
Any other extensionNOT RECOMMENDED-See Section 7.1.2.11.5
擴充欄位必要性關鍵性說明
authorityKeyIdentifier應(MUST)N參見第 7.1.2.11.1 節
basicConstraints應(MUST)Y參見第 7.1.2.10.4 節
certificatePolicies應(MUST)N參見第 7.1.2.10.5 節
crlDistributionPoints應(MUST)N參見第 7.1.2.11.2 節
keyUsage應(MUST)Y參見第 7.1.2.10.7 節
subjectKeyIdentifier應(MUST)N參見第 7.1.2.11.4 節
extKeyUsage應(MUST)2N參見第 7.1.2.4.2 節
authorityInformationAccess宜(SHOULD)N參見第 7.1.2.10.3 節
nameConstraints得(MAY)*1參見第 7.1.2.10.8 節
Signed Certificate Timestamp(SCT)清單得(MAY)N參見第 7.1.2.11.3 節
任何其他擴充欄位不建議(NOT RECOMMENDED)-參見第 7.1.2.11.5 節
7.1.2.4.2 受技術約束之預簽憑證簽章憑證機構(Technically Constrained Precertificate Signing CA)之擴充金鑰使用方法(Extended Key Usage) 原文 ↗

Technically Constrained Precertificate Signing CA Extended Key Usage

Key PurposeOIDPresence
Precertificate Signing Certificate1.3.6.1.4.1.11129.2.4.4MUST
Any other value-MUST NOT
金鑰適用目的(Key Purpose)OID必要性
預簽憑證簽章憑證1.3.6.1.4.1.11129.2.4.4應(MUST)
任何其他值-不得(MUST NOT)
7.1.2.5 受技術約束之 TLS 下屬憑證機構(Technically Constrained TLS Subordinate CA)憑證剖繪 原文 ↗

Technically Constrained TLS Subordinate CA Certificate Profile

This Certificate Profile MAY be used when issuing a CA Certificate that will be considered Technically Constrained, and which will be used to issue TLS certificates directly or transitively.

當簽發之 CA 憑證將被認定為受技術約束(Technically Constrained),且將直接或間接用於簽發 TLS 憑證時,得(MAY)使用本憑證剖繪。

FieldDescription
tbsCertificate
versionMUST be v3(2)
serialNumberMUST be a non-sequential number greater than zero (0) and less than 2¹⁵⁹ containing at least 64 bits of output from a CSPRNG.
signatureSee Section 7.1.3.2
issuerMUST be byte-for-byte identical to the subject field of the Issuing CA. See Section 7.1.4.1
validitySee Section 7.1.2.10.1
subjectSee Section 7.1.2.10.2
subjectPublicKeyInfoSee Section 7.1.3.1
issuerUniqueIDMUST NOT be present
subjectUniqueIDMUST NOT be present
extensionsSee Section 7.1.2.5.1
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
欄位說明
tbsCertificate
version應(MUST)為 v3(2)
serialNumber應(MUST)為一個非連續之數值,其值大於 0 且小於 2¹⁵⁹,且其中至少 64 個位元應來自 CSPRNG 之輸出。
signature參見第 7.1.3.2 節
issuer應(MUST)與簽發憑證機構(Issuing CA)之 subject 欄位逐位元組完全相同。參見第 7.1.4.1 節
validity參見第 7.1.2.10.1 節
subject參見第 7.1.2.10.2 節
subjectPublicKeyInfo參見第 7.1.3.1 節
issuerUniqueID不得(MUST NOT)存在
subjectUniqueID不得(MUST NOT)存在
extensions參見第 7.1.2.5.1 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature
7.1.2.5.1 受技術約束之 TLS 下屬憑證機構(Technically Constrained TLS Subordinate CA)之擴充欄位 原文 ↗

Technically Constrained TLS Subordinate CA Extensions

ExtensionPresenceCriticalDescription
authorityKeyIdentifierMUSTNSee Section 7.1.2.11.1
basicConstraintsMUSTYSee Section 7.1.2.10.4
certificatePoliciesMUSTNSee Section 7.1.2.10.5
crlDistributionPointsMUSTNSee Section 7.1.2.11.2
keyUsageMUSTYSee Section 7.1.2.10.7
subjectKeyIdentifierMUSTNSee Section 7.1.2.11.4
extKeyUsageMUST2NSee Section 7.1.2.10.6
nameConstraintsMUST*1See Section 7.1.2.5.2
authorityInformationAccessSHOULDNSee Section 7.1.2.10.3
Signed Certificate Timestamp ListMAYNSee Section 7.1.2.11.3
Any other extensionNOT RECOMMENDED-See Section 7.1.2.11.5
擴充欄位必要性關鍵性說明
authorityKeyIdentifier應(MUST)N參見第 7.1.2.11.1 節
basicConstraints應(MUST)Y參見第 7.1.2.10.4 節
certificatePolicies應(MUST)N參見第 7.1.2.10.5 節
crlDistributionPoints應(MUST)N參見第 7.1.2.11.2 節
keyUsage應(MUST)Y參見第 7.1.2.10.7 節
subjectKeyIdentifier應(MUST)N參見第 7.1.2.11.4 節
extKeyUsage應(MUST)2N參見第 7.1.2.10.6 節
nameConstraints應(MUST)*1參見第 7.1.2.5.2 節
authorityInformationAccess宜(SHOULD)N參見第 7.1.2.10.3 節
Signed Certificate Timestamp(SCT)清單得(MAY)N參見第 7.1.2.11.3 節
任何其他擴充欄位不建議(NOT RECOMMENDED)-參見第 7.1.2.11.5 節
7.1.2.5.2 受技術約束之 TLS 下屬憑證機構(Technically Constrained Non-TLS Subordinate CA)之名稱限制(Name Constraints) 原文 ↗

Technically Constrained TLS Subordinate CA Name Constraints

For a TLS Subordinate CA to be Technically Constrained, Name Constraints extension MUST be encoded as follows. As an explicit exception from RFC 5280, this extension SHOULD be marked critical, but MAY be marked non-critical if compatibility with certain legacy applications that do not support Name Constraints is necessary.

TLS 下屬憑證機構(Subordinate CA)若欲成為受技術約束(Technically Constrained),名稱限制(Name Constraints)擴充欄位應(MUST)依以下方式編碼。作為 RFC 5280 之明確例外,本擴充欄位宜(SHOULD)標記為關鍵(critical),但若需與某些不支援名稱限制之舊版應用程式相容,得(MAY)標記為非關鍵(non-critical)。

nameConstraints requirements
FieldDescription
permittedSubtreesThe permittedSubtrees MUST contain at least one GeneralSubtree for both of the dNSName and iPAddress GeneralName name types, UNLESS the specified GeneralName name type appears within the excludedSubtrees to exclude all names of that name type. Additionally, the permittedSubtrees MUST contain at least one GeneralSubtree of the directoryName GeneralName name type.
GeneralSubtreeThe requirements for a GeneralSubtree that appears within a permittedSubtrees.
baseSee following table.
minimumMUST NOT be present.
maximumMUST NOT be present.
excludedSubtreesThe excludedSubtrees MUST contain at least one GeneralSubtree for each of the dNSName and iPAddress GeneralName name types, unless there is an instance present of that name type in the permittedSubtrees. The directoryName name type is NOT RECOMMENDED.
GeneralSubtreeThe requirements for a GeneralSubtree that appears within a permittedSubtrees.
baseSee following table.
minimumMUST NOT be present.
maximumMUST NOT be present.
nameConstraints 要求規定
欄位說明
permittedSubtreespermittedSubtrees 應(MUST)對每一種 dNSName 與 iPAddress GeneralName 名稱類型,各包含至少一個 GeneralSubtree,除非該 GeneralName 名稱類型已出現於 excludedSubtrees 中,用以排除該名稱類型之所有值。此外,permittedSubtrees 應(MUST)包含至少一個 directoryName GeneralName 名稱類型的 GeneralSubtree。
GeneralSubtree符合 permittedSubtrees 中各 GeneralSubtree 之要求規定。
base參見下表
minimum不得(MUST NOT)存在
maximum不得(MUST NOT)存在
excludedSubtreesexcludedSubtrees 應(MUST)對每一種 dNSName 與 iPAddress GeneralName 名稱類型,各包含至少一個 GeneralSubtree,除非 permittedSubtrees 中已包含該名稱類型的 GeneralSubtree。不建議(NOT RECOMMENDED)使用 directoryName 名稱類型。
GeneralSubtree符合 permittedSubtrees 中各 GeneralSubtree 之要求規定。
base參見下表
minimum不得(MUST NOT)存在
maximum不得(MUST NOT)存在

The following table contains the requirements for the GeneralName that appears within the base of a GeneralSubtree in either the permittedSubtrees or excludedSubtrees.

下表列出 permittedSubtrees 或 excludedSubtrees 中各 GeneralSubtree 之 base 所包含的 GeneralName 要求規定。

GeneralName requirements for the base field
Name TypePresencePermitted SubtreesExcluded SubtreesEntire Namespace Exclusion
dNSNameMUSTThe CA MUST confirm that the Applicant has registered the dNSName or has been authorized by the domain registrant to act on the registrant’s behalf. See Section 3.2.2.4.If at least one dNSName instance is present in the permittedSubtrees, the CA MAY indicate one or more subordinate domains to be excluded.If no dNSName instance is present in the permittedSubtrees, then the CA MUST include a zero-length dNSName to indicate no domain names are permitted.
iPAddressMUSTThe CA MUST confirm that the Applicant has been assigned the iPAddress range or has been authorized by the assigner to act on the assignee’s behalf. See Section 3.2.2.5.If at least one iPAddress instance is present in the permittedSubtrees, the CA MAY indicate one or more subdivisions of those ranges to be excluded.If no IPv4 iPAddress is present in the permittedSubtrees, the CA MUST include an iPAddress of 8 zero octets, indicating the IPv4 range of 0.0.0.0/0 being excluded. If no IPv6 iPAddress is present in the permittedSubtrees, the CA MUST include an iPAddress of 32 zero octets, indicating the IPv6 range of ::0/0 being excluded.
directoryNameMUSTThe CA MUST confirm the Applicant’s and/or Subsidiary’s name attributes such that all certificates issued will comply with the relevant Certificate Profile (see Section 7.1.2), including Name Forms (See Section 7.1.4).It is NOT RECOMMENDED to include values within excludedSubtrees.The CA MUST include a value within permittedSubtrees, and as such, this does not apply. See the Excluded Subtrees requirements for more.
otherNameNOT RECOMMENDEDSee belowSee belowSee below
Any other valueMUST NOT---
base 欄位所包含之 GeneralName 要求規定
GeneralName 名稱類型必要性permittedSubtreesexcludedSubtrees排除該類型整個 Namespace
dNSName應(MUST)CA 應(MUST)確認申請者已註冊該 dNSName,或已獲網域名稱註冊人授權代表該註冊人行事。參見第 3.2.2.4 節。若 permittedSubtrees 中至少存在一個 dNSName,CA 得(MAY)於 excludedSubtrees 指定 dNSName 網域之一個或多個子網域名稱作為欲排除項目。若 permittedSubtrees 中不存在任何 dNSName,CA 應(MUST)於 permittedSubtrees 包含一個零長度(空字串)的 dNSName,以表示不允許任何網域名稱。
iPAddress應(MUST)CA 應(MUST)確認申請者已被指配該 iPAddress 範圍,或已獲 IP 位址分配者(assigner)授權代表被指配者(assignee)行事。參見第 3.2.2.5 節。若 permittedSubtrees 中至少存在一個 iPAddress,CA 得(MAY)於 excludedSubtrees 指定該等 iPAddress 範圍內之一個或多個子網段作為欲排除項目。若 permittedSubtrees 中未包含任何 IPv4 iPAddress,CA 應(MUST)於 permittedSubtrees 包含一個由 8 個零位元組組成的 iPAddress,表示排除整個 IPv4 位址範圍(0.0.0.0/0)。若 permittedSubtrees 中未包含任何 IPv6 iPAddress,CA 應(MUST)於 permittedSubtrees 包含一個由 32 個零位元組組成的 iPAddress,表示排除整個 IPv6 位址範圍(::0/0)。
directoryName應(MUST)CA 應(MUST)確認申請者及/或其子公司之名稱屬性,以確保所有簽發之憑證均遵循相關憑證剖繪(參見第 7.1.2 節),包含名稱形式(參見第 7.1.4 節)。不建議(NOT RECOMMENDED)於 excludedSubtrees 中包含任何值。CA 應(MUST)於 permittedSubtrees 中包含一個值,因此本欄位不適用。詳見 excludedSubtrees 之相關規定。
otherName不建議(NOT RECOMMENDED)參見下文參見下文參見下文
任何其他值不得(MUST NOT)---

Any otherName, if present:

任何 otherName,若存在:

  1. MUST apply in the context of the public Internet, unless:
    1. the type-id falls within an OID arc for which the Applicant demonstrates ownership, or,
    2. the Applicant can otherwise demonstrate the right to assert the data in a public context.
  2. MUST NOT include semantics that will mislead the Relying Party about certificate information verified by the CA.
  3. MUST be DER encoded according to the relevant ASN.1 module defining the otherName type-id and value.
  1. 應(MUST)適用於公共網際網路,除非:
    1. type-id 位於申請者能證明擁有其所有權之 OID arc 範圍內,或
    2. 申請者能以其他方式證明其有權於公共網際網路中聲明該資料。
  2. 不得(MUST NOT)具有可能使信賴憑證者對 CA 所驗證之憑證資訊產生誤解的含義。
  3. 應(MUST)依相關 ASN.1 模組中對該 otherName 的 type-id 與 value 之定義,以 DER 進行編碼。

CAs SHALL NOT include additional names unless the CA is aware of a reason for including the data in the Certificate.

CA 不得(SHALL NOT)包含額外名稱(例如額外的 GeneralName),除非 CA 知悉有正當理由於憑證中包含該資料。

7.1.2.6 TLS 下屬憑證機構(TLS Subordinate CA)憑證剖繪 原文 ↗

TLS Subordinate CA Certificate Profile

FieldDescription
tbsCertificate
versionMUST be v3(2)
serialNumberMUST be a non-sequential number greater than zero (0) and less than 2¹⁵⁹ containing at least 64 bits of output from a CSPRNG.
signatureSee Section 7.1.3.2
issuerMUST be byte-for-byte identical to the subject field of the Issuing CA. See Section 7.1.4.1
validitySee Section 7.1.2.10.1
subjectSee Section 7.1.2.10.2
subjectPublicKeyInfoSee Section 7.1.3.1
issuerUniqueIDMUST NOT be present
subjectUniqueIDMUST NOT be present
extensionsSee Section 7.1.2.6.1
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
欄位說明
tbsCertificate
version應(MUST)為 v3(2)
serialNumber應(MUST)為一個非連續之數值,其值大於 0 且小於 2¹⁵⁹,且其中至少 64 個位元應來自 CSPRNG 之輸出。
signature參見第 7.1.3.2 節
issuer應(MUST)與簽發憑證機構(Issuing CA)之 subject 欄位逐位元組完全相同。參見第 7.1.4.1 節
validity參見第 7.1.2.10.1 節
subject參見第 7.1.2.10.2 節
subjectPublicKeyInfo參見第 7.1.3.1 節
issuerUniqueID不得(MUST NOT)存在
subjectUniqueID不得(MUST NOT)存在
extensions參見第 7.1.2.6.1 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature
7.1.2.6.1 TLS 下屬憑證機構(TLS Subordinate CA Extensions)之擴充欄位 原文 ↗

TLS Subordinate CA Extensions

ExtensionPresenceCriticalDescription
authorityKeyIdentifierMUSTNSee Section 7.1.2.11.1
basicConstraintsMUSTYSee Section 7.1.2.10.4
certificatePoliciesMUSTNSee Section 7.1.2.10.5
crlDistributionPointsMUSTNSee Section 7.1.2.11.2
keyUsageMUSTYSee Section 7.1.2.10.7
subjectKeyIdentifierMUSTNSee Section 7.1.2.11.4
extKeyUsageMUST2NSee Section 7.1.2.10.6
authorityInformationAccessSHOULDNSee Section 7.1.2.10.3
nameConstraintsMAY*1See Section 7.1.2.10.8
Signed Certificate Timestamp ListMAYNSee Section 7.1.2.11.3
Any other extensionNOT RECOMMENDED-See Section 7.1.2.11.5
擴充欄位必要性關鍵性說明
authorityKeyIdentifier應(MUST)N參見第 7.1.2.11.1 節
basicConstraints應(MUST)Y參見第 7.1.2.10.4 節
certificatePolicies應(MUST)N參見第 7.1.2.10.5 節
crlDistributionPoints應(MUST)N參見第 7.1.2.11.2 節
keyUsage應(MUST)Y參見第 7.1.2.10.7 節
subjectKeyIdentifier應(MUST)N參見第 7.1.2.11.4 節
extKeyUsage應(MUST)2N參見第 7.1.2.10.6 節
authorityInformationAccess宜(SHOULD)N參見第 7.1.2.10.3 節
nameConstraints得(MAY)*1參見第 7.1.2.10.8 節
Signed Certificate Timestamp(SCT)清單得(MAY)N參見第 7.1.2.11.3 節
任何其他擴充欄位不建議(NOT RECOMMENDED)-參見第 7.1.2.11.5 節
7.1.2.7 用戶(伺服器)(Subscriber (Server))憑證剖繪 原文 ↗

Subscriber (Server) Certificate Profile

FieldDescription
tbsCertificate
versionMUST be v3(2)
serialNumberMUST be a non-sequential number greater than zero (0) and less than 2¹⁵⁹ containing at least 64 bits of output from a CSPRNG.
signatureSee Section 7.1.3.2
issuerMUST be byte-for-byte identical to the subject field of the Issuing CA. See Section 7.1.4.1
validity
notBeforeA value within 48 hours of the certificate signing operation.
notAfterSee Section 6.3.2
subjectSee Section 7.1.2.7.1
subjectPublicKeyInfoSee Section 7.1.3.1
issuerUniqueIDMUST NOT be present
subjectUniqueIDMUST NOT be present
extensionsSee Section 7.1.2.7.6
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
欄位說明
tbsCertificate
version應(MUST)為 v3(2)
serialNumber應(MUST)為一個非連續之數值,其值大於 0 且小於 2¹⁵⁹,且其中至少 64 個位元應來自 CSPRNG 之輸出。
signature參見第 7.1.3.2 節
issuer應(MUST)與簽發憑證機構(Issuing CA)之 subject 欄位逐位元組完全相同。參見第 7.1.4.1 節
validity
notBefore與憑證簽章作業時間點相差不超過 48 小時之值。
notAfter參見第 6.3.2 節
subject參見第 7.1.2.7.1 節
subjectPublicKeyInfo參見第 7.1.3.1 節
issuerUniqueID不得(MUST NOT)存在
subjectUniqueID不得(MUST NOT)存在
extensions參見第 7.1.2.7.6 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature
7.1.2.7.1 用戶憑證(Subscriber Certificate)類型 原文 ↗

Subscriber Certificate Types

There are four types of Subscriber Certificates that may be issued, which vary based on the amount of Subject Information that is included. Each of these certificate types shares a common profile, with three exceptions: the subject name fields that may occur, how those fields are validated, and the contents of the certificatePolicies extension.

可簽發四種類型之用戶憑證,其類型依所包含之主體資訊(Subject Information)多寡而有所不同。各類型憑證均採用相同剖繪,但有三項例外:可出現之 subject 名稱欄位、這些欄位的驗證方法,以及 certificatePolicies 擴充欄位之內容。

TypeDescription
Domain Validated (DV)See Section 7.1.2.7.2
Individual Validated (IV)See Section 7.1.2.7.3
Organization Validated (OV)See Section 7.1.2.7.4
Extended Validation (EV)See Section 7.1.2.7.5
類型說明
網域驗證型(Domain Validated,DV)參見第 7.1.2.7.2 節
個人驗證型(Individual Validated,IV)參見第 7.1.2.7.3 節
組織驗證型(Organization Validated,OV)參見第 7.1.2.7.4 節
延伸驗證型(Extended Validation,EV)參見第 7.1.2.7.5 節

Note: Although each Subscriber Certificate type varies in Subject Information, all Certificates provide the same level of assurance of the device identity (domain name and/or IP address).

注意:雖然各類型用戶憑證所包含之主體資訊有所不同,但所有憑證對裝置身分(網域名稱及/或 IP 位址)均提供相同保證等級。

7.1.2.7.2 網域驗證型(DV)用戶憑證剖繪 原文 ↗

Domain Validated

For a Subscriber Certificate to be Domain Validated, it MUST meet the following profile:

若用戶憑證屬於網域驗證型(Domain Validated)憑證,應(MUST)符合下列剖繪:

FieldRequirements
subjectSee following table.
certificatePoliciesMUST be present. MUST assert the Reserved Certificate Policy Identifier of 2.23.140.1.2.1 as a policyIdentifier. See Section 7.1.2.7.9.
All other extensionsSee Section 7.1.2.7.6
欄位要求
subject參見下表
certificatePolicies應(MUST)存在。應(MUST)使用 policyIdentifier 宣告保留憑證政策識別碼 2.23.140.1.2.1。參見第 7.1.2.7.9 節。
所有其他擴充欄位參見第 7.1.2.7.6 節

All subject names MUST be encoded as specified in Section 7.1.4.

所有 subject 名稱應(MUST)依第 7.1.4 節規定之方式編碼。

The following table details the acceptable AttributeTypes that may appear within the type field of an AttributeTypeAndValue, as well as the contents permitted within the value field.

下表列出 AttributeTypeAndValue 之 type 欄位允許使用的 AttributeType,以及對應之 value 欄位允許填列的內容。

Domain Validated subject Attributes
Attribute NamePresenceValueVerification
countryNameMAYThe two-letter ISO 3166-1 country code for the country associated with the Subject.Section 3.2.2.3
commonNameNOT RECOMMENDEDIf present, MUST contain a value derived from the subjectAltName extension according to Section 7.1.4.3.
Any other attributeMUST NOT--
網域驗證型憑證之 subject 屬性
AttributeType 屬性名稱必要性value驗證方法
countryName得(MAY)與主體關聯之國家的兩字母 ISO 3166-1 國家代碼。第 3.2.2.3 節
commonName不建議(NOT RECOMMENDED)若存在,應(MUST)包含依第 7.1.4.3 節規定,取自 subjectAltName 擴充欄位之值。
任何其他屬性不得(MUST NOT)--
7.1.2.7.3 個人驗證型(IV)用戶憑證剖繪 原文 ↗

Individual Validated

For a Subscriber Certificate to be Individual Validated, it MUST meet the following profile:

若用戶憑證屬於個人驗證型(Individual Validated)憑證,應(MUST)符合下列剖繪:

FieldRequirements
subjectSee following table.
certificatePoliciesMUST be present. MUST assert the Reserved Certificate Policy Identifier of 2.23.140.1.2.3 as a policyIdentifier. See Section 7.1.2.7.9.
All other extensionsSee Section 7.1.2.7.6
欄位要求
subject參見下表
certificatePolicies應(MUST)存在。應(MUST)使用 policyIdentifier 宣告保留憑證政策識別碼 2.23.140.1.2.3。參見第 7.1.2.7.9 節。
所有其他擴充欄位參見第 7.1.2.7.6 節

All subject names MUST be encoded as specified in Section 7.1.4.

所有 subject 名稱應(MUST)依第 7.1.4 節規定之方式編碼。

The following table details the acceptable AttributeTypes that may appear within the type field of an AttributeTypeAndValue, as well as the contents permitted within the value field.

下表列出 AttributeTypeAndValue 之 type 欄位允許使用的 AttributeType,以及對應之 value 欄位允許填列的內容。

Individual Validated subject Attributes
Attribute NamePresenceValueVerification
countryNameMUSTThe two-letter ISO 3166-1 country code for the country associated with the Subject. If a Country is not represented by an official ISO 3166-1 country code, the CA MUST specify the ISO 3166-1 user-assigned code of XX, indicating that an official ISO 3166-1 alpha-2 code has not been assigned.Section 3.2.3
stateOrProvinceNameMUST / MAYMUST be present if localityName is absent, MAY be present otherwise. If present, MUST contain the Subject’s state or province information.Section 3.2.3
localityNameMUST / MAYMUST be present if stateOrProvinceName is absent, MAY be present otherwise. If present, MUST contain the Subject’s locality information.Section 3.2.3
postalCodeNOT RECOMMENDEDIf present, MUST contain the Subject’s zip or postal information.Section 3.2.3
streetAddressNOT RECOMMENDEDIf present, MUST contain the Subject’s street address information. Multiple instances MAY be present.Section 3.2.3
organizationNameNOT RECOMMENDEDIf present, MUST contain the Subject’s name and/or DBA/tradename. The CA MAY include information in this field that differs slightly from the verified name, such as common variations or abbreviations, provided that the CA documents the difference and any abbreviations used are locally accepted abbreviations. If both are included, the DBA/tradename SHALL appear first, followed by the Subject’s name in parentheses.Section 3.2.3
surnameMUSTThe Subject’s surname.Section 3.2.3
givenNameMUSTThe Subject’s given name.Section 3.2.3
organizationalUnitNameMUST NOT--
commonNameNOT RECOMMENDEDIf present, MUST contain a value derived from the subjectAltName extension according to Section 7.1.4.3.
Any other attributeNOT RECOMMENDED-See Section 7.1.4.4
個人驗證型憑證之 subject 屬性
AttributeType 屬性名稱必要性value驗證方法
countryName應(MUST)與主體關聯之國家的兩字母 ISO 3166-1 國家代碼。若該國家未獲正式 ISO 3166-1 國家代碼,CA 應(MUST)指定 ISO 3166-1 使用者保留代碼 XX,以表示尚未被分配正式 ISO 3166-1 雙字母代碼。第 3.2.3 節
stateOrProvinceName應(MUST)/得(MAY)若 localityName 不存在,此欄位應(MUST)存在;否則,此欄位得(MAY)存在。若存在,應(MUST)包含主體之州或省資訊。第 3.2.3 節
localityName應(MUST)/得(MAY)若 stateOrProvinceName 不存在,此欄位應(MUST)存在;否則,此欄位得(MAY)存在。若存在,應(MUST)包含主體之縣市地區資訊。第 3.2.3 節
postalCode不建議(NOT RECOMMENDED)若存在,應(MUST)包含主體之郵遞區號資訊。第 3.2.3 節
streetAddress不建議(NOT RECOMMENDED)若存在,應(MUST)包含主體之街道地址資訊。得(MAY)包含多個實體地址。第 3.2.3 節
organizationName不建議(NOT RECOMMENDED)若存在,應(MUST)包含主體之名稱及/或商業名稱/商標名稱(DBA/tradename)。CA 得(MAY)在此欄位包含與已驗證名稱略有出入之資訊,例如常見之變體或縮寫,前提是 CA 須以書面文件記錄其差異及所使用之縮寫為當地公認之縮寫。若主體之名稱與商業名稱兩者均包含,商業名稱/商標名稱應(SHALL)排列在前,其後以括號附上主體名稱。第 3.2.3 節
surname應(MUST)主體之姓氏第 3.2.3 節
givenName應(MUST)主體之名字第 3.2.3 節
organizationalUnitName不得(MUST NOT)--
commonName不建議(NOT RECOMMENDED)若存在,應(MUST)包含依第 7.1.4.3 節規定,取自 subjectAltName 擴充欄位之值。
任何其他屬性不建議(NOT RECOMMENDED)-參見第 7.1.4.4 節

In addition, subject Attributes MUST NOT contain only metadata such as ’.’, ’-’, and ’ ’ (i.e. space) characters, and/or any other indication that the value is absent, incomplete, or not applicable.

此外,subject 屬性不得(MUST NOT)僅包含「.」、「-」及空格(space)等占位符號,及/或任何其他表示該屬性值不存在、不完整或不適用之內容。

7.1.2.7.4 組織驗證型(OV)用戶憑證剖繪 原文 ↗

Organization Validated

For a Subscriber Certificate to be Organization Validated, it MUST meet the following profile:

若用戶憑證屬於組織驗證型(Organization Validated)憑證,應(MUST)符合下列剖繪:

FieldRequirements
subjectSee following table.
certificatePoliciesMUST be present. MUST assert the Reserved Certificate Policy Identifier of 2.23.140.1.2.2 as a policyIdentifier. See Section 7.1.2.7.9.
All other extensionsSee Section 7.1.2.7.6
欄位要求
subject參見下表
certificatePolicies應(MUST)存在。應(MUST)使用 policyIdentifier 宣告保留憑證政策識別碼 2.23.140.1.2.2。參見第 7.1.2.7.9 節。
所有其他擴充欄位參見第 7.1.2.7.6 節

All subject names MUST be encoded as specified in Section 7.1.4.

所有 subject 名稱應(MUST)依第 7.1.4 節規定之方式編碼。

The following table details the acceptable AttributeTypes that may appear within the type field of an AttributeTypeAndValue, as well as the contents permitted within the value field.

下表列出 AttributeTypeAndValue 之 type 欄位允許使用的 AttributeType,以及對應之 value 欄位允許填列的內容。

Organization Validated subject Attributes
Attribute NamePresenceValueVerification
domainComponentMAYIf present, this field MUST contain a Domain Label from a Domain Name. The domainComponent fields for the Domain Name MUST be in a single ordered sequence containing all Domain Labels from the Domain Name. The Domain Labels MUST be encoded in the reverse order to the on-wire representation of domain names in the DNS protocol, so that the Domain Label closest to the root is encoded first. Multiple instances MAY be present.Section 3.2
countryNameMUSTThe two-letter ISO 3166-1 country code for the country associated with the Subject. If a Country is not represented by an official ISO 3166-1 country code, the CA MUST specify the ISO 3166-1 user-assigned code of XX, indicating that an official ISO 3166-1 alpha-2 code has not been assigned.Section 3.2.2.1
stateOrProvinceNameMUST / MAYMUST be present if localityName is absent, MAY be present otherwise. If present, MUST contain the Subject’s state or province information.Section 3.2.2.1
localityNameMUST / MAYMUST be present if stateOrProvinceName is absent, MAY be present otherwise. If present, MUST contain the Subject’s locality information.Section 3.2.2.1
postalCodeNOT RECOMMENDEDIf present, MUST contain the Subject’s zip or postal information.Section 3.2.2.1
streetAddressNOT RECOMMENDEDIf present, MUST contain the Subject’s street address information. Multiple instances MAY be present.Section 3.2.2.1
organizationNameMUSTThe Subject’s name and/or DBA/tradename. The CA MAY include information in this field that differs slightly from the verified name, such as common variations or abbreviations, provided that the CA documents the difference and any abbreviations used are locally accepted abbreviations; e.g. if the official record shows “Company Name Incorporated”, the CA MAY use “Company Name Inc.” or “Company Name”. If both are included, the DBA/tradename SHALL appear first, followed by the Subject’s name in parentheses.Section 3.2.2.2
surnameMUST NOT--
givenNameMUST NOT--
organizationalUnitNameMUST NOT--
commonNameNOT RECOMMENDEDIf present, MUST contain a value derived from the subjectAltName extension according to Section 7.1.4.3.
Any other attributeNOT RECOMMENDED-See Section 7.1.4.4
組織驗證型憑證之 subject 屬性
AttributeType 屬性名稱必要性value驗證方法
domainComponent得(MAY)若存在,此欄位應(MUST)包含網域名稱中之一個網域標籤(Domain Label)。該網域名稱的所有網域標籤應(MUST)以單一有序之序列表示於 domainComponent 欄位中。網域標籤應(MUST)按照與 DNS 協定之網域名稱線路傳輸(on-wire)表示相反之順序編碼,使最接近根(root)節點之網域標籤最先編碼。得(MAY)包含多個 domainComponent 實例。第 3.2 節
countryName應(MUST)與主體關聯之國家的兩字母 ISO 3166-1 國家代碼。若該國家未獲正式 ISO 3166-1 國家代碼,CA 應(MUST)指定 ISO 3166-1 使用者保留代碼 XX,以表示尚未被分配正式 ISO 3166-1 雙字母代碼。第 3.2.2.1 節
stateOrProvinceName應(MUST)/得(MAY)若 localityName 不存在,此欄位應(MUST)存在;否則,此欄位得(MAY)存在。若存在,應(MUST)包含主體之州或省資訊。第 3.2.2.1 節
localityName應(MUST)/得(MAY)若 stateOrProvinceName 不存在,此欄位應(MUST)存在;否則,此欄位得(MAY)存在。若存在,應(MUST)包含主體之縣市地區資訊。第 3.2.2.1 節
postalCode不建議(NOT RECOMMENDED)若存在,應(MUST)包含主體之郵遞區號資訊。第 3.2.2.1 節
streetAddress不建議(NOT RECOMMENDED)若存在,應(MUST)包含主體之街道地址資訊。得(MAY)包含多個實體地址。第 3.2.2.1 節
organizationName應(MUST)主體之名稱及/或商業名稱/商標名稱(DBA/tradename)。CA 得(MAY)在此欄位包含與已驗證名稱略有出入之資訊,例如常見之變體或縮寫,前提是 CA 須以書面文件記錄其差異及所使用之縮寫為當地公認之縮寫;例如:若官方記錄顯示為「Company Name Incorporated」,CA 得(MAY)使用「Company Name Inc.」或「Company Name」。若主體之名稱與商業名稱兩者均包含,商業名稱/商標名稱應(SHALL)排列在前,其後以括號附上主體名稱。第 3.2.2.2 節
surname不得(MUST NOT)--
givenName不得(MUST NOT)--
organizationalUnitName不得(MUST NOT)--
commonName不建議(NOT RECOMMENDED)若存在,應(MUST)包含依第 7.1.4.3 節規定,取自 subjectAltName 擴充欄位之值。
任何其他屬性不建議(NOT RECOMMENDED)-參見第 7.1.4.4 節

In addition, subject Attributes MUST NOT contain only metadata such as ’.’, ’-’, and ’ ’ (i.e. space) characters, and/or any other indication that the value is absent, incomplete, or not applicable.

此外,subject 屬性不得(MUST NOT)僅包含「.」、「-」及空格(space)等占位符號,及/或任何其他表示該屬性值不存在、不完整或不適用之內容。

7.1.2.7.5 延伸驗證型(EV)用戶憑證剖繪 原文 ↗

Extended Validation

For a Subscriber Certificate to be Extended Validation, it MUST comply with the Certificate Profile specified in the then-current version of the Guidelines for the Issuance and Management of Extended Validation Certificates.

若用戶憑證屬於延伸驗證型(Extended Validation)憑證,應(MUST)遵循當時有效版本之《延伸驗證型憑證之簽發與管理指引》(the Guidelines for the Issuance and Management of Extended Validation Certificates)所規定的憑證剖繪。

In addition, it MUST meet the following profile:

此外,應(MUST)符合下列剖繪:

FieldRequirements
subjectSee Guidelines for the Issuance and Management of Extended Validation Certificates, Section 7.1.4.2.
certificatePoliciesMUST be present. MUST assert the Reserved Certificate Policy Identifier of 2.23.140.1.1 as a policyIdentifier. See Section 7.1.2.7.9.
All other extensionsSee Section 7.1.2.7.6 and the Guidelines for the Issuance and Management of Extended Validation Certificates.
欄位要求
subject參見《延伸驗證型憑證之簽發與管理指引》第 7.1.4.2 節
certificatePolicies應(MUST)存在。應(MUST)使用 policyIdentifier 宣告保留憑證政策識別碼 2.23.140.1.1。參見第 7.1.2.7.9 節
所有其他擴充欄位參見第 7.1.2.7.6 節及《延伸驗證型憑證之簽發與管理指引》

In addition, subject Attributes MUST NOT contain only metadata such as ’.’, ’-’, and ’ ’ (i.e. space) characters, and/or any other indication that the value is absent, incomplete, or not applicable.

此外,subject 屬性不得(MUST NOT)僅包含「.」、「-」及空格(space)等占位符號,及/或任何其他表示該屬性值不存在、不完整或不適用之內容。

7.1.2.7.6 用戶憑證(Subscriber Certificate)之擴充欄位 原文 ↗

Subscriber Certificate Extensions

ExtensionPresenceCriticalDescription
authorityInformationAccessMUSTNSee Section 7.1.2.7.7
authorityKeyIdentifierMUSTNSee Section 7.1.2.11.1
certificatePoliciesMUSTNSee Section 7.1.2.7.9
extKeyUsageMUSTNSee Section 7.1.2.7.10
subjectAltNameMUST*See Section 7.1.2.7.12
nameConstraintsMUST NOT--
keyUsageSHOULDYSee Section 7.1.2.7.11
basicConstraintsMAYYSee Section 7.1.2.7.8
crlDistributionPoints*NSee Section 7.1.2.11.2
Signed Certificate Timestamp ListMAYNSee Section 7.1.2.11.3
subjectKeyIdentifierNOT RECOMMENDEDNSee Section 7.1.2.11.4
Any other extensionNOT RECOMMENDED-See Section 7.1.2.11.5
擴充欄位必要性關鍵性說明
authorityInformationAccess應(MUST)N參見第 7.1.2.7.7 節
authorityKeyIdentifier應(MUST)N參見第 7.1.2.11.1 節
certificatePolicies應(MUST)N參見第 7.1.2.7.9 節
extKeyUsage應(MUST)N參見第 7.1.2.7.10 節
subjectAltName應(MUST)*參見第 7.1.2.7.12 節
nameConstraints不得(MUST NOT)--
keyUsage宜(SHOULD)Y參見第 7.1.2.7.11 節
basicConstraints得(MAY)Y參見第 7.1.2.7.8 節
crlDistributionPoints*N參見第 7.1.2.11.2 節
Signed Certificate Timestamp(SCT)清單得(MAY)N參見第 7.1.2.11.3 節
subjectKeyIdentifier不建議(NOT RECOMMENDED)N參見第 7.1.2.11.4 節
任何其他擴充欄位不建議(NOT RECOMMENDED)-參見第 7.1.2.11.5 節

Notes:

  • whether or not the subjectAltName extension should be marked Critical depends on the contents of the Certificate’s subject field, as detailed in Section 7.1.2.7.12.
  • whether or not the CRL Distribution Points extension must be present depends on 1) whether the Certificate includes an Authority Information Access extension with an id-ad-ocsp accessMethod and 2) the Certificate’s validity period, as detailed in Section 7.1.2.11.2.

注意:

  • subjectAltName 擴充欄位是否應標記為關鍵(Critical),取決於憑證 subject 欄位之內容,詳見第 7.1.2.7.12 節。
  • CRL Distribution Points(CRL 發布點)擴充欄位是否應存在,取決於:(1)憑證是否包含 accessMethod 為 id-ad-ocsp 之 Authority Information Access(AIA)擴充欄位,以及(2)憑證之有效期,詳見第 7.1.2.11.2 節。
7.1.2.7.7 用戶憑證(Subscriber Certificate)之憑證機構資訊存取(Authority Information Access) 原文 ↗

Subscriber Certificate Authority Information Access

The AuthorityInfoAccessSyntax MUST contain one or more AccessDescriptions. Each AccessDescription MUST only contain a permitted accessMethod, as detailed below, and each accessLocation MUST be encoded as the specified GeneralName type.

AuthorityInfoAccessSyntax 應(MUST)包含一個或多個 AccessDescription。每個 AccessDescription 應(MUST)僅包含下表所列之允許 accessMethod,且每個 accessLocation 應(MUST)編碼為指定之 GeneralName 型別。

The AuthorityInfoAccessSyntax MAY contain multiple AccessDescriptions with the same accessMethod, if permitted for that accessMethod. When multiple AccessDescriptions are present with the same accessMethod, each accessLocation MUST be unique, and each AccessDescription MUST be ordered in priority for that accessMethod, with the most-preferred accessLocation being the first AccessDescription. No ordering requirements are given for AccessDescriptions that contain different accessMethods, provided that previous requirement is satisfied.

若該 accessMethod 允許指定多個 AccessDescription,AuthorityInfoAccessSyntax 得(MAY)包含多個具有相同 accessMethod 的 AccessDescription。當存在多個具有相同 accessMethod 的 AccessDescription 時,各 accessLocation 應(MUST)互不相同,且各 AccessDescription 應(MUST)依該 accessMethod 之優先順位排列,其中具有最高優先順位 accessLocation 的 AccessDescription 應排列於首位。在符合前述要求之前提下,對於具有不同 accessMethod 的 AccessDescription,不另定其排序要求。

Access MethodAccess LocationPresenceMaximumDescription
id-ad-ocsp (OID: 1.3.6.1.5.5.7.48.1)uniformResourceIdentifierMAY*A HTTP URL of the Issuing CA’s OCSP responder.
id-ad-caIssuers (OID: 1.3.6.1.5.5.7.48.2)uniformResourceIdentifierSHOULD*A HTTP URL of the Issuing CA’s certificate.
Any other value-MUST NOT-No other accessMethods may be used.
accessMethodaccessLocation必要性最大數量說明
id-ad-ocsp(OID:1.3.6.1.5.5.7.48.1)uniformResourceIdentifier得(MAY)*(任意數量)簽發憑證機構(Issuing CA)的 OCSP 回應伺服器 HTTP URL。
id-ad-caIssuers(OID:1.3.6.1.5.5.7.48.2)uniformResourceIdentifier宜(SHOULD)*(任意數量)簽發憑證機構憑證的 HTTP URL。
任何其他值-不得(MUST NOT)-不得使用其他 accessMethod。
7.1.2.7.8 用戶憑證(Subscriber Certificate)之基本限制(Basic Constraints) 原文 ↗

Subscriber Certificate Basic Constraints

FieldDescription
cAMUST be FALSE
pathLenConstraintMUST NOT be present
欄位說明
cA應(MUST)為 FALSE
pathLenConstraint不得(MUST NOT)存在
7.1.2.7.9 用戶憑證(Subscriber Certificate)之憑證原則(Certificate Policies) 原文 ↗

Subscriber Certificate Certificate Policies

If present, the Certificate Policies extension MUST contain at least one PolicyInformation. Each PolicyInformation MUST match the following profile:

若存在,憑證原則(Certificate Policies)擴充欄位應(MUST)包含至少一個 PolicyInformation。每個 PolicyInformation 應(MUST)符合下列剖繪:

FieldPresenceContents
policyIdentifierMUSTOne of the following policy identifiers:
A Reserved Certificate Policy IdentifierMUSTThe Reserved Certificate Policy Identifier (see Section 7.1.6.1) associated with the given Subscriber Certificate type (see Section 7.1.2.7.1).
anyPolicyMUST NOTThe anyPolicy Policy Identifier MUST NOT be present.
Any other identifierMAYIf present, MUST be defined and documented in the CA’s Certificate Policy and/or Certification Practice Statement.
policyQualifiersNOT RECOMMENDEDIf present, MUST contain only permitted policyQualifiers from the table below.
欄位必要性內容
policyIdentifier應(MUST)下列政策識別碼之一:
保留憑證政策識別碼應(MUST)與指定用戶憑證類型(參見第 7.1.2.7.1 節)相對應之保留憑證政策識別碼(參見第 7.1.6.1 節)。
anyPolicy不得(MUST NOT)anyPolicy 政策識別碼不得(MUST NOT)存在。
任何其他識別碼得(MAY)若存在,應(MUST)由 CA 定義,並載明於其憑證政策(CP)及/或憑證實務作業基準(CPS)中。
policyQualifiers不建議(NOT RECOMMENDED)若存在,應(MUST)僅包含下表所列之允許 policyQualifiers。

This Profile RECOMMENDS that the first PolicyInformation value within the Certificate Policies extension contains the Reserved Certificate Policy Identifier (see 7.1.6.1)3. Regardless of the order of PolicyInformation values, the Certificate Policies extension MUST contain exactly one Reserved Certificate Policy Identifier.

本剖繪建議(RECOMMENDED)憑證原則擴充欄位中之第一個 PolicyInformation 值包含保留憑證政策識別碼(參見第 7.1.6.1 節)3。無論 PolicyInformation 值之順序為何,憑證原則擴充欄位應(MUST)包含僅有一個保留憑證政策識別碼。

Permitted policyQualifiers
Qualifier IDPresenceField TypeContents
id-qt-cps (OID: 1.3.6.1.5.5.7.2.1)MAYIA5StringThe HTTP or HTTPS URL for the Issuing CA’s Certificate Policies, Certification Practice Statement, Relying Party Agreement, or other pointer to online policy information provided by the Issuing CA.
Any other qualifierMUST NOT--
允許之 policyQualifiers
Qualifier ID必要性欄位型別內容
id-qt-cps(OID:1.3.6.1.5.5.7.2.1)得(MAY)IA5String簽發憑證機構(Issuing CA)之憑證政策(CP)、憑證實務作業基準(CPS)、信賴憑證者協議(Relying Party Agreement),或其他由簽發憑證機構提供的線上政策資訊之 HTTP 或 HTTPS URL。
任何其他 qualifier不得(MUST NOT)--
7.1.2.7.10 用戶憑證(Subscriber Certificate)之擴充金鑰使用方法(Extended Key Usage) 原文 ↗

Subscriber Certificate Extended Key Usage

Key PurposeOIDPresence
id-kp-serverAuth1.3.6.1.5.5.7.3.1MUST
id-kp-clientAuth1.3.6.1.5.5.7.3.2MAY
id-kp-codeSigning1.3.6.1.5.5.7.3.3MUST NOT
id-kp-emailProtection1.3.6.1.5.5.7.3.4MUST NOT
id-kp-timeStamping1.3.6.1.5.5.7.3.8MUST NOT
id-kp-OCSPSigning1.3.6.1.5.5.7.3.9MUST NOT
anyExtendedKeyUsage2.5.29.37.0MUST NOT
Precertificate Signing Certificate1.3.6.1.4.1.11129.2.4.4MUST NOT
Any other value-NOT RECOMMENDED
金鑰適用目的(Key Purpose)OID必要性
id-kp-serverAuth1.3.6.1.5.5.7.3.1應(MUST)
id-kp-clientAuth1.3.6.1.5.5.7.3.2得(MAY)
id-kp-codeSigning1.3.6.1.5.5.7.3.3不得(MUST NOT)
id-kp-emailProtection1.3.6.1.5.5.7.3.4不得(MUST NOT)
id-kp-timeStamping1.3.6.1.5.5.7.3.8不得(MUST NOT)
id-kp-OCSPSigning1.3.6.1.5.5.7.3.9不得(MUST NOT)
anyExtendedKeyUsage2.5.29.37.0不得(MUST NOT)
預簽憑證簽章憑證1.3.6.1.4.1.11129.2.4.4不得(MUST NOT)
任何其他值-不建議(NOT RECOMMENDED)
7.1.2.7.11 用戶憑證(Subscriber Certificate)之憑證金鑰用途(Key Usage) 原文 ↗

Subscriber Certificate Key Usage

The acceptable Key Usage values vary based on whether the Certificate’s subjectPublicKeyInfo identifies an RSA public key or an ECC public key. CAs MUST ensure the Key Usage is appropriate for the Certificate Public Key.

可接受之憑證金鑰用途欄位值,視憑證之 subjectPublicKeyInfo 識別欄位為 RSA 公開金鑰或 ECC 公開金鑰而定。CA 應(MUST)確保憑證金鑰用途之設定符合憑證公開金鑰之用途。

Key Usage for RSA Public Keys
Key UsagePermittedRequired
digitalSignatureYSHOULD
nonRepudiationN—
keyEnciphermentYMAY
dataEnciphermentYNOT RECOMMENDED
keyAgreementN—
keyCertSignN—
cRLSignN—
encipherOnlyN—
decipherOnlyN—
RSA 公開金鑰之憑證金鑰用途
憑證金鑰用途(Key Usage)可否設定設定必要性
digitalSignatureY宜(SHOULD)
nonRepudiationN—
keyEnciphermentY得(MAY)
dataEnciphermentY不建議(NOT RECOMMENDED)
keyAgreementN—
keyCertSignN—
cRLSignN—
encipherOnlyN—
decipherOnlyN—

Note: At least one Key Usage MUST be set for RSA Public Keys. The digitalSignature bit is REQUIRED for use with modern protocols, such as TLS 1.3, and secure ciphersuites, while the keyEncipherment bit MAY be asserted to support older protocols, such as TLS 1.2, when using insecure ciphersuites. Subscribers MAY wish to ensure key separation to limit the risk from such legacy protocols, and thus a CA MAY issue a Subscriber certificate that only asserts the keyEncipherment bit. For most Subscribers, the digitalSignature bit is sufficient, while Subscribers that want to mix insecure and secure ciphersuites with the same algorithm may choose to assert both digitalSignature and keyEncipherment within the same certificate, although this is NOT RECOMMENDED. The dataEncipherment bit is currently permitted, although setting it is NOT RECOMMENDED, as it is a Pending Prohibition (https://github.com/cabforum/servercert/issues/384).

注意:RSA 公開金鑰應(MUST)設定至少一種憑證金鑰用途。使用現代通訊協定(如 TLS 1.3)及安全加密套件時,設定 digitalSignature 旗標位元為必要(REQUIRED)項目;使用不安全加密套件時,為了支援較舊通訊協定(如 TLS 1.2),得(MAY)設定 keyEncipherment 旗標位元。用戶得(MAY)考量採用金鑰隔離,以降低此類舊有協定所帶來的風險,因此 CA 得(MAY)簽發僅設定 keyEncipherment 旗標位元之用戶憑證。對多數用戶而言,設定 digitalSignature 旗標位元已足夠;若用戶希望以相同演算法同時使用不安全與安全的加密套件,可選擇在同一憑證中同時設定 digitalSignature 與 keyEncipherment 旗標位元,但不建議(NOT RECOMMENDED)採用此方式。dataEncipherment 旗標位元目前仍允許設定,但不建議(NOT RECOMMENDED)設定該旗標位元,因其屬於預告禁用(Pending Prohibition)項目(https://github.com/cabforum/servercert/issues/384)。

Key Usage for ECC Public Keys
Key UsagePermittedRequired
digitalSignatureYMUST
nonRepudiationN—
keyEnciphermentN—
dataEnciphermentN—
keyAgreementYNOT RECOMMENDED
keyCertSignN—
cRLSignN—
encipherOnlyN—
decipherOnlyN—
ECC 公開金鑰之憑證金鑰用途
憑證金鑰用途(Key Usage)可否設定設定必要性
digitalSignatureY應(MUST)
nonRepudiationN—
keyEnciphermentN—
dataEnciphermentN—
keyAgreementY不建議(NOT RECOMMENDED)
keyCertSignN—
cRLSignN—
encipherOnlyN—
decipherOnlyN—

Note: The keyAgreement bit is currently permitted, although setting it is NOT RECOMMENDED, as it is a Pending Prohibition (https://github.com/cabforum/servercert/issues/384).

注意:keyAgreement 旗標位元目前仍允許設定,但不建議(NOT RECOMMENDED)設定該旗標位元,因其屬於預告禁用(Pending Prohibition)項目(https://github.com/cabforum/servercert/issues/384)。

7.1.2.7.12 用戶憑證(Subscriber Certificate)之主體別名(Subject Alternative Name) 原文 ↗

Subscriber Certificate Subject Alternative Name

For Subscriber Certificates, the Subject Alternative Name MUST be present and MUST contain at least one dNSName or iPAddress GeneralName. See below for further requirements about the permitted fields and their validation requirements.

用戶憑證之主體別名(Subject Alternative Name)應(MUST)存在,且應(MUST)包含至少一個 dNSName 或 iPAddress GeneralName。有關可否設定之欄位及其驗證要求,詳見下文。

If the subject field of the certificate is an empty SEQUENCE, this extension MUST be marked critical, as specified in RFC 5280, Section 4.2.1.6. Otherwise, this extension MUST NOT be marked critical.

若憑證之 subject 欄位為空序列(empty SEQUENCE),本擴充欄位應(MUST)標記為關鍵(critical),如 RFC 5280 第 4.2.1.6 節 所規定。否則,本擴充欄位不得(MUST NOT)標記為關鍵(critical)。

GeneralName within a subjectAltName extension
Name TypePermittedValidation
otherNameN-
rfc822NameN-
dNSNameYThe entry MUST contain either a Fully-Qualified Domain Name or Wildcard Domain Name that the CA has validated in accordance with Section 3.2.2.4. Wildcard Domain Names MUST be validated for consistency with Section 3.2.2.6. The entry MUST NOT contain an Internal Name. Effective 2026-03-15, the entry MUST NOT contain a Domain Name that ends in an IP Address Reverse Zone Suffix. The Fully-Qualified Domain Name or the FQDN portion of the Wildcard Domain Name contained in the entry MUST be composed entirely of P-Labels or Non-Reserved LDH Labels joined together by a U+002E FULL STOP (”.”) character. The zero-length Domain Label representing the root zone of the Internet Domain Name System MUST NOT be included (e.g. “example.com” MUST be encoded as “example.com” and MUST NOT be encoded as “example.com.”).
x400AddressN-
directoryNameN-
ediPartyNameN-
uniformResourceIdentifierN-
iPAddressYThe entry MUST contain the IPv4 or IPv6 address that the CA has confirmed the Applicant controls or has been granted the right to use through a method specified in Section 3.2.2.5. The entry MUST NOT contain a Reserved IP Address.
registeredIDN-
subjectAltName 擴充欄位中之 GeneralName 名稱類型
GeneralName 名稱類型可否設定驗證方法
otherNameN-
rfc822NameN-
dNSNameY該項目應(MUST)包含 CA 已依第 3.2.2.4 節驗證之完全吻合網域名稱(FQDN)或萬用網域名稱(Wildcard Domain Name)。萬用網域名稱應(MUST)依第 3.2.2.6 節進行驗證,以確認符合該節之規定。該項目不得(MUST NOT)包含內部名稱(Internal Name)。自 2026-03-15 起,該項目不得(MUST NOT)包含以 IP 位址反向區域後綴(IP Address Reverse Zone Suffix)結尾之網域名稱。該項目所含之完全吻合網域名稱(FQDN),或萬用網域名稱之 FQDN 部分,應(MUST)完全由 P-Labels 或非保留 LDH 標籤(Non-Reserved LDH Labels)組成,並以 U+002E FULL STOP(「.」)字元相互連接。代表網際網路網域名稱系統(DNS)根區域(root zone)之零長度網域標籤(zero-length Domain Label)不得(MUST NOT)包含於其中(例如,「example.com」應(MUST)編碼為「example.com」,而不得(MUST NOT)編碼為「example.com.」)。
x400AddressN-
directoryNameN-
ediPartyNameN-
uniformResourceIdentifierN-
iPAddressY該項目應(MUST)包含 CA 已透過第 3.2.2.5 節所規定之方法,確認申請者控管權或已獲授權使用 IPv4 或 IPv6 位址。該項目不得(MUST NOT)包含保留 IP 位址(Reserved IP Address)。
registeredIDN-

Note: As an explicit exception from RFC 5280, P-Labels are permitted to not conform to IDNA 2003. These Requirements allow for the inclusion of P-Labels that do not conform with IDNA 2003 to support newer versions of the Unicode character repertoire, among other improvements to the various IDNA standards.

注意:作為 RFC 5280 之明確例外,P-Labels 可不符合 IDNA 2003。本文件允許包含不符合 IDNA 2003 之 P-Labels,以支援各項 IDNA 標準之改進,包括支援較新版本之 Unicode 字元範圍(character repertoire)。

7.1.2.8 OCSP 回應伺服器(OCSP Responder)憑證剖繪 原文 ↗

OCSP Responder Certificate Profile

If the Issuing CA does not directly sign OCSP responses, it MAY make use of an OCSP Authorized Responder, as defined by RFC 6960, Section 4.2.2.2. The Issuing CA of the Responder MUST be the same as the Issuing CA for the Certificates it provides responses for.

若簽發憑證機構(Issuing CA)不直接簽章 OCSP 回應,得(MAY)使用 RFC 6960 第 4.2.2.2 節 所定義之 OCSP 授權回應伺服器(OCSP Authorized Responder)。該回應伺服器的簽發憑證機構(Issuing CA of the Responder)應(MUST)與回應伺服器所提供的 OCSP 回應之憑證的簽發憑證機構(Issuing CA)相同。

FieldDescription
tbsCertificate
versionMUST be v3(2)
serialNumberMUST be a non-sequential number greater than zero (0) and less than 2¹⁵⁹ containing at least 64 bits of output from a CSPRNG.
signatureSee Section 7.1.3.2
issuerMUST be byte-for-byte identical to the subject field of the Issuing CA. See Section 7.1.4.1
validitySee Section 7.1.2.8.1
subjectSee Section 7.1.2.10.2
subjectPublicKeyInfoSee Section 7.1.3.1
issuerUniqueIDMUST NOT be present
subjectUniqueIDMUST NOT be present
extensionsSee Section 7.1.2.8.2
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
欄位說明
tbsCertificate
version應(MUST)為 v3(2)
serialNumber應(MUST)為一個非連續之數值,其值大於 0 且小於 2¹⁵⁹,且其中至少 64 個位元應來自 CSPRNG 之輸出。
signature參見第 7.1.3.2 節
issuer應(MUST)與簽發憑證機構(Issuing CA)之 subject 欄位逐位元組完全相同。參見第 7.1.4.1 節
validity參見第 7.1.2.8.1 節
subject參見第 7.1.2.10.2 節
subjectPublicKeyInfo參見第 7.1.3.1 節
issuerUniqueID不得(MUST NOT)存在
subjectUniqueID不得(MUST NOT)存在
extensions參見第 7.1.2.8.2 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature
7.1.2.8.1 OCSP 回應伺服器(OCSP Responder)之有效期 原文 ↗

OCSP Responder Validity

FieldMinimumMaximum
notBeforeOne day prior to the time of signingThe time of signing
notAfterThe time of signingUnspecified
欄位最小值最大值
notBefore簽章時間前 1 日簽章時間
notAfter簽章時間未指定
7.1.2.8.2 OCSP 回應伺服器(OCSP Responder)之擴充欄位 原文 ↗

OCSP Responder Extensions

ExtensionPresenceCriticalDescription
authorityKeyIdentifierMUSTNSee Section 7.1.2.11.1
extKeyUsageMUST-See Section 7.1.2.8.5
id-pkix-ocsp-nocheckMUSTNSee Section 7.1.2.8.6
keyUsageMUSTYSee Section 7.1.2.8.7
basicConstraintsMAYYSee Section 7.1.2.8.4
nameConstraintsMUST NOT--
subjectAltNameMUST NOT--
subjectKeyIdentifierSHOULDNSee Section 7.1.2.11.4
authorityInformationAccessNOT RECOMMENDEDNSee Section 7.1.2.8.3
certificatePoliciesSHOULD NOTNSee Section 7.1.2.8.8
crlDistributionPointsMUST NOTNSee Section 7.1.2.11.2
Signed Certificate Timestamp ListMAYNSee Section 7.1.2.11.3
Any other extensionNOT RECOMMENDED-See Section 7.1.2.11.5
擴充欄位必要性關鍵性說明
authorityKeyIdentifier應(MUST)N參見第 7.1.2.11.1 節
extKeyUsage應(MUST)-參見第 7.1.2.8.5 節
id-pkix-ocsp-nocheck應(MUST)N參見第 7.1.2.8.6 節
keyUsage應(MUST)Y參見第 7.1.2.8.7 節
basicConstraints得(MAY)Y參見第 7.1.2.8.4 節
nameConstraints不得(MUST NOT)--
subjectAltName不得(MUST NOT)--
subjectKeyIdentifier宜(SHOULD)N參見第 7.1.2.11.4 節
authorityInformationAccess不建議(NOT RECOMMENDED)N參見第 7.1.2.8.3 節
certificatePolicies不宜(SHOULD NOT)N參見第 7.1.2.8.8 節
crlDistributionPoints不得(MUST NOT)N參見第 7.1.2.11.2 節
Signed Certificate Timestamp(SCT)清單得(MAY)N參見第 7.1.2.11.3 節
任何其他擴充欄位不建議(NOT RECOMMENDED)-參見第 7.1.2.11.5 節
7.1.2.8.3 OCSP 回應伺服器(OCSP Responder)之憑證機構資訊存取(Authority Information Access) 原文 ↗

OCSP Responder Authority Information Access

For OCSP Responder certificates, this extension is NOT RECOMMENDED, as the Relying Party should already possess the necessary information. In order to validate the given Responder certificate, the Relying Party must have access to the Issuing CA’s certificate, eliminating the need to provide id-ad-caIssuers. Similarly, because of the requirement for an OCSP Responder certificate to include the id-pkix-ocsp-nocheck extension, it is not necessary to provide id-ad-ocsp, as such responses will not be checked by Relying Parties.

對於 OCSP 回應伺服器憑證,本擴充欄位不建議(NOT RECOMMENDED)使用,因信賴憑證者(Relying Party)應已具備必要資訊。信賴憑證者須能取得簽發憑證機構(Issuing CA)之憑證,方能驗證該回應伺服器憑證,因此無需提供 id-ad-caIssuers。同樣地,由於 OCSP 回應伺服器憑證須包含 id-pkix-ocsp-nocheck 擴充欄位,信賴憑證者不會檢查此類 OCSP 回應,因此亦無需提供 id-ad-ocsp。

If present, the AuthorityInfoAccessSyntax MUST contain one or more AccessDescriptions. Each AccessDescription MUST only contain a permitted accessMethod, as detailed below, and each AuthorityInfoAccessSyntax MUST contain all required AccessDescriptions.

若存在,AuthorityInfoAccessSyntax 應(MUST)包含一個或多個 AccessDescription。每個 AccessDescription 應(MUST)僅包含下表所列之允許 accessMethod,且每個 AuthorityInfoAccessSyntax 應(MUST)包含所有要求的 AccessDescription。

Access MethodAccess LocationPresenceMaximumDescription
id-ad-ocsp (OID: 1.3.6.1.5.5.7.48.1)uniformResourceIdentifierNOT RECOMMENDED*A HTTP URL of the Issuing CA’s OCSP responder.
Any other value-MUST NOT-No other accessMethods may be used.
accessMethodaccessLocation必要性最大數量說明
id-ad-ocsp(OID:1.3.6.1.5.5.7.48.1)uniformResourceIdentifier不建議(NOT RECOMMENDED)*(任意數量)簽發憑證機構(Issuing CA)的 OCSP 回應伺服器 HTTP URL。
任何其他值-不得(MUST NOT)-不得使用其他 accessMethod。
7.1.2.8.4 OCSP 回應伺服器(OCSP Responder)之基本限制(Basic Constraints) 原文 ↗

OCSP Responder Basic Constraints

OCSP Responder certificates MUST NOT be CA certificates. The issuing CA may indicate this one of two ways: by omission of the basicConstraints extension, or through the inclusion of a basicConstraints extension that sets the cA boolean to FALSE.

OCSP 回應伺服器憑證不得(MUST NOT)為 CA 憑證。簽發憑證機構(issuing CA)得以下列兩種方式之一表明該憑證非 CA 憑證:不包含 basicConstraints 擴充欄位,或包含將 cA 布林值設為 FALSE 的 basicConstraints 擴充欄位。

FieldDescription
cAMUST be FALSE
pathLenConstraintMUST NOT be present
欄位說明
cA應(MUST)為 FALSE
pathLenConstraint不得(MUST NOT)存在

Note: Due to DER encoding rules regarding the encoding of DEFAULT values within OPTIONAL fields, a basicConstraints extension that sets the cA boolean to FALSE MUST have an extnValue OCTET STRING which is exactly the hex-encoded bytes 3000, the encoded representation of an empty ASN.1 SEQUENCE value.

注意:依 DER 對 OPTIONAL 欄位中 DEFAULT 值之編碼規則,將 cA 布林值設為 FALSE 的 basicConstraints 擴充欄位,其 extnValue OCTET STRING 內容應(MUST)確切為十六進位編碼之位元組 3000,即空 ASN.1 SEQUENCE 值之編碼表示。

7.1.2.8.5 OCSP 回應伺服器(OCSP Responder)之擴充金鑰使用方法(Extended Key Usage) 原文 ↗

OCSP Responder Extended Key Usage

Key PurposeOIDPresence
id-kp-OCSPSigning1.3.6.1.5.5.7.3.9MUST
Any other value-MUST NOT
金鑰適用目的(Key Purpose)OID必要性
id-kp-OCSPSigning1.3.6.1.5.5.7.3.9應(MUST)
任何其他值-不得(MUST NOT)
7.1.2.8.6 OCSP 回應伺服器(OCSP Responder)之 id-pkix-ocsp-nocheck 原文 ↗

OCSP Responder id-pkix-ocsp-nocheck

The CA MUST include the id-pkix-ocsp-nocheck extension (OID: 1.3.6.1.5.5.7.48.1.5).

憑證機構(CA)應(MUST)於 OCSP 回應伺服器憑證中包含 id-pkix-ocsp-nocheck 擴充欄位(OID:1.3.6.1.5.5.7.48.1.5)。

This extension MUST have an extnValue OCTET STRING which is exactly the hex-encoded bytes 0500, the encoded representation of the ASN.1 NULL value, as specified in RFC 6960, Section 4.2.2.2.1.

本擴充欄位之 extnValue OCTET STRING 內容應(MUST)確切為十六進位編碼之位元組 0500,即 ASN.1 NULL 值之編碼表示,如 RFC 6960 第 4.2.2.2.1 節 所規定。

7.1.2.8.7 OCSP 回應伺服器(OCSP Responder)之憑證金鑰用途(Key Usage) 原文 ↗

OCSP Responder Key Usage

Key UsagePermittedRequired
digitalSignatureYY
nonRepudiationN—
keyEnciphermentN—
dataEnciphermentN—
keyAgreementN—
keyCertSignN—
cRLSignN—
encipherOnlyN—
decipherOnlyN—
憑證金鑰用途(Key Usage)可否設定設定必要性
digitalSignatureYY
nonRepudiationN—
keyEnciphermentN—
dataEnciphermentN—
keyAgreementN—
keyCertSignN—
cRLSignN—
encipherOnlyN—
decipherOnlyN—
7.1.2.8.8 OCSP 回應伺服器(OCSP Responder)之憑證原則(Certificate Policies) 原文 ↗

OCSP Responder Certificate Policies

If present, the Certificate Policies extension MUST contain at least one PolicyInformation. Each PolicyInformation MUST match the following profile:

若存在,憑證原則(Certificate Policies)擴充欄位應(MUST)包含至少一個 PolicyInformation。每個 PolicyInformation 應(MUST)符合下列剖繪:

FieldPresenceContents
policyIdentifierMUSTOne of the following policy identifiers:
A Reserved Certificate Policy IdentifierNOT RECOMMENDED
anyPolicyNOT RECOMMENDED
Any other identifierNOT RECOMMENDEDIf present, MUST be defined by the CA and documented by the CA in its Certificate Policy and/or Certification Practice Statement.
policyQualifiersNOT RECOMMENDEDIf present, MUST contain only permitted policyQualifiers from the table below.
欄位必要性內容
policyIdentifier應(MUST)下列政策識別碼之一:
保留憑證政策識別碼不建議(NOT RECOMMENDED)
anyPolicy不建議(NOT RECOMMENDED)
任何其他識別碼不建議(NOT RECOMMENDED)若存在,應(MUST)由 CA 定義,並載明於其憑證政策(CP)及/或憑證實務作業基準(CPS)中。
policyQualifiers不建議(NOT RECOMMENDED)若存在,應(MUST)僅包含下表所列之允許 policyQualifiers。
Permitted policyQualifiers
Qualifier IDPresenceField TypeContents
id-qt-cps (OID: 1.3.6.1.5.5.7.2.1)MAYIA5StringThe HTTP or HTTPS URL for the Issuing CA’s Certificate Policies, Certification Practice Statement, Relying Party Agreement, or other pointer to online policy information provided by the Issuing CA.
Any other qualifierMUST NOT--
允許之 policyQualifiers
Qualifier ID必要性欄位型別內容
id-qt-cps(OID:1.3.6.1.5.5.7.2.1)得(MAY)IA5String簽發憑證機構(Issuing CA)之憑證政策(CP)、憑證實務作業基準(CPS)、信賴憑證者協議(Relying Party Agreement),或其他由簽發憑證機構提供的線上政策資訊之 HTTP 或 HTTPS URL。
任何其他 qualifier不得(MUST NOT)--

Note: Because the Certificate Policies extension may be used to restrict the applicable usages for a Certificate, incorrect policies may result in OCSP Responder Certificates that fail to successfully validate, resulting in invalid OCSP Responses. Including the anyPolicy policy can reduce this risk, but add to client processing complexity and interoperability issues.

注意:由於憑證原則擴充欄位可用於限制憑證的適用用途,若憑證原則設定不正確,可能導致 OCSP 回應伺服器憑證無法通過驗證,進而造成 OCSP 回應無效。包含 anyPolicy 政策識別碼可降低此風險,但會增加用戶端處理的複雜度,並可能造成交互運作問題。

7.1.2.9 預簽憑證(Precertificate)剖繪 原文 ↗

Precertificate Profile

A Precertificate is a signed data structure that can be submitted to a Certificate Transparency log, as defined by RFC 6962. A Precertificate appears structurally identical to a Certificate, with the exception of a special critical poison extension in the extensions field, with the OID of 1.3.6.1.4.1.11129.2.4.3. This extension ensures that the Precertificate will not be accepted as a Certificate by clients conforming to RFC 5280. The existence of a signed Precertificate can be treated as evidence of a corresponding Certificate also existing, as the signature represents a binding commitment by the CA that it may issue such a Certificate.

預簽憑證(Precertificate)係一種經簽章之資料結構,如 RFC 6962 所定義,可提出至憑證透明度(Certificate Transparency)記錄系統。預簽憑證在結構上與有效憑證相同,惟其 extensions 欄位中包含一特殊之關鍵性 poison 擴充欄位,其 OID 為 1.3.6.1.4.1.11129.2.4.3。此擴充欄位可確保遵循 RFC 5280 之用戶端不會將預簽憑證接受為有效憑證。經簽章之預簽憑證的存在,可視為相對應有效憑證亦存在之證據,因該簽章代表 CA 對可能簽發此憑證做出具有約束力之承諾。

A Precertificate is created after a CA has decided to issue a Certificate, but prior to the actual signing of the Certificate. The CA MAY construct and sign a Precertificate corresponding to the Certificate, for purposes of submitting to Certificate Transparency Logs. The CA MAY use the returned Signed Certificate Timestamps to then alter the Certificate’s extensions field, adding a Signed Certificate Timestamp List, as defined in Section 7.1.2.11.3 and as permitted by the relevant profile, prior to signing the Certificate.

預簽憑證是於 CA 決定簽發憑證之後,但在實際簽章該有效憑證之前建立。CA 得(MAY)建構並簽章與該有效憑證相對應之預簽憑證,以提出至憑證透明度記錄系統。CA 得(MAY)使用所回傳之已簽章憑證時間戳記(Signed Certificate Timestamps,SCT),於簽章該有效憑證之前修改憑證之 extensions 欄位,新增如第 7.1.2.11.3 節所定義且為相關剖繪所允許之已簽章憑證時間戳記(SCT)清單。

Once a Precertificate is signed, relying parties are permitted to treat this as a binding commitment from the CA of the intent to issue a corresponding Certificate, or more commonly, that a corresponding Certificate exists. A Certificate is said to be corresponding to a Precertificate based upon the value of the tbsCertificate contents, as transformed by the process defined in RFC 6962, Section 3.2.

預簽憑證一經簽章,信賴憑證者可將其視為 CA 對其簽發相對應有效憑證之意圖所做出的具有約束力之承諾,或更常見的是,視為相對應有效憑證已存在。有效憑證是否與預簽憑證相對應,是依據經 RFC 6962 第 3.2 節 所定義之流程轉換後的 tbsCertificate 內容值判定。

This profile describes the transformations that are permitted to a Certificate to construct a Precertificate. CAs MUST NOT issue a Precertificate unless they are willing to issue a corresponding Certificate, regardless of whether they have done so. Similarly, a CA MUST NOT issue a Precertificate unless the corresponding Certificate conforms to these Baseline Requirements, regardless of whether the CA signs the corresponding Certificate.

本剖繪描述將憑證轉換為預簽憑證時,所允許之轉換。CA 不得(MUST NOT)簽發預簽憑證,除非其願意簽發相對應有效憑證,無論其是否已簽發該相對應有效憑證。同樣地,CA 不得(MUST NOT)簽發預簽憑證,除非相對應有效憑證遵循本《基本要求》規定,無論 CA 是否簽章該相對應有效憑證。

A Precertificate may be issued either directly by the Issuing CA or, when issued prior to 2026-03-15, by a Technically Constrained Precertificate Signing CA, as defined in Section 7.1.2.4. If issued by a Precertificate Signing CA, then in addition to the precertificate poison and signed certificate timestamp list extensions, the Precertificate issuer field and, if present, authorityKeyIdentifier extension, may differ from the Certificate, as described below.

預簽憑證可直接由簽發憑證機構(Issuing CA)簽發;若預簽憑證是於 2026-03-15 之前簽發,亦可由第 7.1.2.4 節所定義的受技術約束之預簽憑證簽章憑證機構(Signing CA)簽發。若預簽憑證是由預簽憑證簽章憑證機構簽發,則除預簽憑證 poison 擴充欄位及已簽章憑證時間戳記清單(SCT 清單)擴充欄位外,預簽憑證之 issuer 欄位及 authorityKeyIdentifier 擴充欄位(若存在)亦可與有效憑證不同,如下所述。

When the Precertificate is issued directly by the Issuing CA
FieldDescription
tbsCertificate
versionEncoded value MUST be byte-for-byte identical to the version field of the Certificate
serialNumberEncoded value MUST be byte-for-byte identical to the serialNumber field of the Certificate
signatureEncoded value MUST be byte-for-byte identical to the signature field of the Certificate
issuerEncoded value MUST be byte-for-byte identical to the issuer field of the Certificate
validityEncoded value MUST be byte-for-byte identical to the validity field of the Certificate
subjectEncoded value MUST be byte-for-byte identical to the subject field of the Certificate
subjectPublicKeyInfoEncoded value MUST be byte-for-byte identical to the subjectPublicKeyInfo field of the Certificate
issuerUniqueIDEncoded value MUST be byte-for-byte identical to the issuerUniqueID field of the Certificate, or omitted if omitted in the Certificate
subjectUniqueIDEncoded value MUST be byte-for-byte identical to the subjectUniqueID field of the Certificate, or omitted if omitted in the Certificate
extensionsSee Section 7.1.2.9.1
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
預簽憑證由簽發憑證機構(Issuing CA)直接簽發時
欄位說明
tbsCertificate
version編碼後之值應(MUST)與有效憑證之 version 欄位逐位元組完全相同
serialNumber編碼後之值應(MUST)與有效憑證之 serialNumber 欄位逐位元組完全相同
signature編碼後之值應(MUST)與有效憑證之 signature 欄位逐位元組完全相同
issuer編碼後之值應(MUST)與有效憑證之 issuer 欄位逐位元組完全相同
validity編碼後之值應(MUST)與有效憑證之 validity 欄位逐位元組完全相同
subject編碼後之值應(MUST)與有效憑證之 subject 欄位逐位元組完全相同
subjectPublicKeyInfo編碼後之值應(MUST)與有效憑證之 subjectPublicKeyInfo 欄位逐位元組完全相同
issuerUniqueID編碼後之值應(MUST)與有效憑證之 issuerUniqueID 欄位逐位元組完全相同,若有效憑證省略此欄位,則亦予以省略。
subjectUniqueID編碼後之值應(MUST)與有效憑證之 subjectUniqueID 欄位逐位元組完全相同,若有效憑證省略此欄位,則亦予以省略。
extensions參見第 7.1.2.9.1 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature
When the Precertificate is issued by a Precertificate Signing CA on behalf of an Issuing CA
FieldDescription
tbsCertificate
versionEncoded value MUST be byte-for-byte identical to the version field of the Certificate
serialNumberEncoded value MUST be byte-for-byte identical to the serialNumber field of the Certificate
signatureEncoded value MUST be byte-for-byte identical to the signature field of the Certificate
issuerEncoded value MUST be byte-for-byte identical to the subject field of the Precertificate Signing CA Certificate
validityEncoded value MUST be byte-for-byte identical to the validity field of the Certificate
subjectEncoded value MUST be byte-for-byte identical to the subject field of the Certificate
subjectPublicKeyInfoEncoded value MUST be byte-for-byte identical to the subjectPublicKeyInfo field of the Certificate
issuerUniqueIDEncoded value MUST be byte-for-byte identical to the issuerUniqueID field of the Certificate, or omitted if omitted in the Certificate
subjectUniqueIDEncoded value MUST be byte-for-byte identical to the subjectUniqueID field of the Certificate, or omitted if omitted in the Certificate
extensionsSee Section 7.1.2.9.2
signatureAlgorithmEncoded value MUST be byte-for-byte identical to the tbsCertificate.signature.
signature
預簽憑證由預簽憑證簽章憑證機構(Precertificate Signing CA)代簽發憑證機構(Issuing CA)簽發時
欄位說明
tbsCertificate
version編碼後之值應(MUST)與有效憑證之 version 欄位逐位元組完全相同
serialNumber編碼後之值應(MUST)與有效憑證之 serialNumber 欄位逐位元組完全相同
signature編碼後之值應(MUST)與有效憑證之 signature 欄位逐位元組完全相同
issuer編碼後之值應(MUST)與預簽憑證簽章憑證機構憑證之 subject 欄位逐位元組完全相同
validity編碼後之值應(MUST)與有效憑證之 validity 欄位逐位元組完全相同
subject編碼後之值應(MUST)與有效憑證之 subject 欄位逐位元組完全相同
subjectPublicKeyInfo編碼後之值應(MUST)與有效憑證之 subjectPublicKeyInfo 欄位逐位元組完全相同
issuerUniqueID編碼後之值應(MUST)與有效憑證之 issuerUniqueID 欄位逐位元組完全相同,若有效憑證省略此欄位,則亦予以省略。
subjectUniqueID編碼後之值應(MUST)與有效憑證之 subjectUniqueID 欄位逐位元組完全相同,若有效憑證省略此欄位,則亦予以省略。
extensions參見第 7.1.2.9.2 節
signatureAlgorithm編碼後之值應(MUST)與 tbsCertificate.signature 逐位元組完全相同
signature

Note: This profile requires that the serialNumber field of the Precertificate be identical to that of the corresponding Certificate. RFC 5280, Section 4.1.2.2 requires that the serialNumber of certificates be unique. For the purposes of this document, a Precertificate shall not be considered a “certificate” subject to that requirement, and thus may have the same serialNumber of the corresponding Certificate. However, this does not permit two Precertificates to share the same serialNumber, unless they correspond to the same Certificate, as this would otherwise indicate there are two corresponding Certificates that share the same serialNumber.

注意:本剖繪要求預簽憑證之 serialNumber 欄位與相對應有效憑證之 serialNumber 欄位完全相同。RFC 5280 第 4.1.2.2 節 要求憑證之 serialNumber 必須具唯一性。就本文件而言,預簽憑證不應被視為受該 RFC 要求規範之「憑證」,因此得與相對應有效憑證具有相同之 serialNumber。然而,除非兩個預簽憑證對應於同一有效憑證,否則不得共用相同之 serialNumber,因為此情形將表示存在兩個具有相同 serialNumber 之相對應有效憑證。

7.1.2.9.1 預簽憑證(Precertificate)剖繪之擴充欄位-直接簽發(Directly Issued) 原文 ↗

Precertificate Profile Extensions - Directly Issued

These extensions apply in the context of a Precertificate directly issued from a CA, and not from a Precertificate Signing CA Certificate, as defined in Section 7.1.2.4.

這些擴充欄位適用於由 CA 直接簽發之預簽憑證,而不適用於使用第 7.1.2.4 節所定義之預簽憑證簽章憑證機構(Precertificate Signing CA)憑證所簽發之預簽憑證。

ExtensionPresenceCriticalDescription
Precertificate Poison (OID: 1.3.6.1.4.1.11129.2.4.3)MUSTYSee Section 7.1.2.9.3
Signed Certificate Timestamp ListMUST NOT-
Any other extension**The order, criticality, and encoded values of all other extensions MUST be byte-for-byte identical to the extensions field of the Certificate
擴充欄位必要性關鍵性說明
Precertificate Poison(OID:1.3.6.1.4.1.11129.2.4.3)應(MUST)Y參見第 7.1.2.9.3 節
Signed Certificate Timestamp(SCT)清單不得(MUST NOT)-
任何其他擴充欄位**所有其他擴充欄位之順序、關鍵性及編碼後之值應(MUST)與有效憑證之 extensions 欄位逐位元組完全相同。

Note: This requirement is expressing that if the Precertificate Poison extension is removed from the Precertificate, and the Signed Certificate Timestamp List is removed from the certificate, the contents of the extensions field MUST be byte-for-byte identical to the Certificate.

注意:本項要求係指:若自預簽憑證中移除 Precertificate Poison 擴充欄位,並自有效憑證中移除 Signed Certificate Timestamp(SCT)清單擴充欄位,則預簽憑證之 extensions 欄位內容與有效憑證之 extensions 欄位內容應(MUST)逐位元組完全相同。

7.1.2.9.2 預簽憑證(Precertificate)剖繪之擴充欄位-預簽憑證憑證機構簽發(Precertificate CA Issued) 原文 ↗

Precertificate Profile Extensions - Precertificate CA Issued

These extensions apply in the context of a Precertificate from a Precertificate Signing CA Certificate, as defined in Section 7.1.2.4. For such Precertificates, the authorityKeyIdentifier, if present in the Certificate, is modified in the Precertificate, as described in RFC 6962, Section 3.2.

這些擴充欄位適用於使用第 7.1.2.4 節所定義之預簽憑證簽章憑證機構(Precertificate Signing CA)憑證所簽發之預簽憑證。對於此類預簽憑證,若有效憑證中存在 authorityKeyIdentifier,則預簽憑證中的 authorityKeyIdentifier 會依 RFC 6962 第 3.2 節 所述予以修改。

ExtensionPresenceCriticalDescription
Precertificate Poison (OID: 1.3.6.1.4.1.11129.2.4.3)MUSTYSee Section 7.1.2.9.3
authorityKeyIdentifier**See Section 7.1.2.9.4
Signed Certificate Timestamp ListMUST NOT-
Any other extension**The order, criticality, and encoded values of all other extensions MUST be byte-for-byte identical to the extensions field of the Certificate
擴充欄位必要性關鍵性說明
Precertificate Poison(OID:1.3.6.1.4.1.11129.2.4.3)應(MUST)Y參見第 7.1.2.9.3 節
authorityKeyIdentifier**參見第 7.1.2.9.4 節
Signed Certificate Timestamp(SCT)清單不得(MUST NOT)-
任何其他擴充欄位**所有其他擴充欄位之順序、關鍵性及編碼後之值應(MUST)與有效憑證之 extensions 欄位逐位元組完全相同。
7.1.2.9.3 預簽憑證(Precertificate)Poison 原文 ↗

Precertificate Poison

The Precertificate MUST contain the Precertificate Poison extension (OID: 1.3.6.1.4.1.11129.2.4.3).

預簽憑證應(MUST)包含 Precertificate Poison 擴充欄位(OID:1.3.6.1.4.1.11129.2.4.3)。

This extension MUST have an extnValue OCTET STRING which is exactly the hex-encoded bytes 0500, the encoded representation of the ASN.1 NULL value, as specified in RFC 6962, Section 3.1.

本擴充欄位之 extnValue OCTET STRING 內容應(MUST)確切為十六進位編碼之位元組 0500,即 ASN.1 NULL 值之編碼表示,如 RFC 6962 第 3.1 節 所規定。

7.1.2.9.4 預簽憑證(Precertificate)之授權單位金鑰識別碼(Authority Key Identifier) 原文 ↗

Precertificate Authority Key Identifier

For Precertificates issued by a Precertificate Signing CA, the contents of the authorityKeyIdentifier extension MUST be one of the following:

對於由預簽憑證簽章憑證機構(Precertificate Signing CA)所簽發之預簽憑證,authorityKeyIdentifier 擴充欄位之內容應(MUST)符合下列任一情形:

  1. SHOULD be as defined in the profile below, or;
  2. MAY be byte-for-byte identical with the contents of the authorityKeyIdentifier extension of the corresponding Certificate.
  1. 宜(SHOULD)依下表之剖繪設定;或
  2. 得(MAY)與相對應憑證之 authorityKeyIdentifier 擴充欄位內容逐位元組完全相同。
FieldDescription
keyIdentifierMUST be present. MUST be identical to the subjectKeyIdentifier field of the Precertificate Signing CA Certificate
authorityCertIssuerMUST NOT be present
authorityCertSerialNumberMUST NOT be present
欄位說明
keyIdentifier應(MUST)存在。應(MUST)與預簽憑證簽章憑證機構憑證之 subjectKeyIdentifier 欄位完全相同
authorityCertIssuer不得(MUST NOT)存在
authorityCertSerialNumber不得(MUST NOT)存在

Note: RFC 6962 describes how the authorityKeyIdentifier present on a Precertificate is transformed to contain the value of the Precertificate Signing CA’s authorityKeyIdentifier extension (i.e. reflecting the actual issuer certificate’s keyIdentifier), thus matching the corresponding Certificate when verified by clients. These Baseline Requirements RECOMMEND the use of the Precertificate Signing CA’s keyIdentifier in Precertificates issued by it in order to ensure consistency between the subjectKeyIdentifier and authorityKeyIdentifier of all certificates in the chain. Although RFC 5280 does not strictly require such consistency, a number of client implementations enforce such consistency for Certificates, and this avoids any risks from Certificate Transparency Logs incorrectly implementing such checks.

注意:RFC 6962 描述如何轉換預簽憑證中的 authorityKeyIdentifier,使其包含預簽憑證簽章憑證機構的 authorityKeyIdentifier 擴充欄位值(即反映實際簽發者憑證的 keyIdentifier),從而使其在用戶端驗證時與相對應有效憑證相符。本《基本要求》建議(RECOMMENDED)由預簽憑證簽章憑證機構簽發之預簽憑證,其 authorityKeyIdentifier 使用該簽章憑證機構之 authorityKeyIdentifier 擴充欄位中的 keyIdentifier,以確保憑證鏈中所有憑證之 subjectKeyIdentifier 與 authorityKeyIdentifier 具有一致性。雖然 RFC 5280 並未嚴格要求此種一致性,但已有若干用戶端實作會對憑證強制執行此種一致性檢查,而採用上述作法可避免因憑證透明度記錄系統(Certificate Transparency Log)錯誤實作此類檢查而產生的風險。

7.1.2.10 憑證機構(CA)共通欄位 原文 ↗

Common CA Fields

This section contains several fields that are common among multiple CA Certificate profiles. However, these fields may not be common among all CA Certificate profiles. Before issuing a certificate, the CA MUST ensure the certificate contents, including the contents of each field, complies in whole with all of the requirements of at least one Certificate Profile documented in Section 7.1.2.

本節列出多個憑證機構(Certification Authority,CA)憑證剖繪所共通之若干欄位。然而,這些欄位未必為所有 CA 憑證剖繪所共通。於簽發憑證之前,CA 應(MUST)確保整張憑證的內容(包括各欄位之內容)均遵循第 7.1.2 節所載明之至少一個憑證剖繪的所有要求。

7.1.2.10.1 憑證機構(CA)憑證之有效期 原文 ↗

CA Certificate Validity

FieldMinimumMaximum
notBeforeOne day prior to the time of signingThe time of signing
notAfterThe time of signingUnspecified
欄位最小值最大值
notBefore簽章時間前 1 日簽章時間
notAfter簽章時間未指定
7.1.2.10.2 憑證機構(CA)憑證之填名(Naming) 原文 ↗

CA Certificate Naming

All subject names MUST be encoded as specified in Section 7.1.4.

所有 subject 名稱應(MUST)依第 7.1.4 節規定之方式編碼。

The following table details the acceptable AttributeTypes that may appear within the type field of an AttributeTypeAndValue, as well as the contents permitted within the value field.

下表列出 AttributeTypeAndValue 之 type 欄位允許使用的 AttributeType,以及對應之 value 欄位允許填列的內容。

Attribute NamePresenceValueVerification
countryNameMUSTThe two-letter ISO 3166-1 country code for the country in which the CA’s place of business is located.Section 3.2.2.3
stateOrProvinceNameMAYIf present, the CA’s state or province information.Section 3.2.2.1
localityNameMAYIf present, the CA’s locality.Section 3.2.2.1
postalCodeMAYIf present, the CA’s zip or postal information.Section 3.2.2.1
streetAddressMAYIf present, the CA’s street address. Multiple instances MAY be present.Section 3.2.2.1
organizationNameMUSTThe CA’s name or DBA. The CA MAY include information in this field that differs slightly from the verified name, such as common variations or abbreviations, provided that the CA documents the difference and any abbreviations used are locally accepted abbreviations; e.g. if the official record shows “Company Name Incorporated”, the CA MAY use “Company Name Inc.” or “Company Name”.Section 3.2.2.2
organizationalUnitNameThis attribute MUST NOT be included in Root CA Certificates defined in Section 7.1.2.1 or TLS Subordinate CA Certificates defined in Section 7.1.2.5 or Technically-Constrained TLS Subordinate CA Certificates defined in Section 7.1.2.6. This attribute SHOULD NOT be included in other types of CA Certificates.--
commonNameMUSTThe contents SHOULD be an identifier for the certificate such that the certificate’s Name is unique across all certificates issued by the issuing certificate.
Any other attributeNOT RECOMMENDED-See Section 7.1.4.4
AttributeType 屬性名稱必要性value驗證方法
countryName應(MUST)為 CA 營業所在地國家之兩字母 ISO 3166-1 國家代碼。第 3.2.2.3 節
stateOrProvinceName得(MAY)若存在,為 CA 營業所在地之州或省份資訊。第 3.2.2.1 節
localityName得(MAY)若存在,為 CA 營業所在地之縣市地區資訊。第 3.2.2.1 節
postalCode得(MAY)若存在,為 CA 營業所在地之郵遞區號資訊。第 3.2.2.1 節
streetAddress得(MAY)若存在,為 CA 營業所在地之街道地址資訊。得(MAY)包含多個實體地址。第 3.2.2.1 節
organizationName應(MUST)為 CA 之名稱或商業名稱(DBA)。CA 得(MAY)在此欄位包含與已驗證名稱略有出入之資訊,例如常見之變體或縮寫,前提是 CA 須以書面文件記錄其差異及所使用之縮寫為當地公認之縮寫;例如:若官方記錄顯示為「Company Name Incorporated」,CA 得(MAY)使用「Company Name Inc.」或「Company Name」。第 3.2.2.2 節
organizationalUnitName第 7.1.2.1 節所定義之根憑證機構憑證、第 7.1.2.5 節所定義之 TLS 下屬憑證機構憑證,或第 7.1.2.6 節所定義之受技術約束之 TLS 下屬憑證機構憑證不得(MUST NOT)包含此屬性。其他類型之 CA 憑證不宜(SHOULD NOT)包含此屬性。--
commonName應(MUST)其內容宜(SHOULD)作為該憑證之識別資訊,以確保該憑證 Name 在同一簽發者所簽發之所有憑證中具有唯一性。
任何其他屬性不建議(NOT RECOMMENDED)-參見第 7.1.4.4 節
7.1.2.10.3 憑證機構(CA)憑證之憑證機構資訊存取(Authority Information Access) 原文 ↗

CA Certificate Authority Information Access

If present, the AuthorityInfoAccessSyntax MUST contain one or more AccessDescriptions. Each AccessDescription MUST only contain a permitted accessMethod, as detailed below, and each accessLocation MUST be encoded as the specified GeneralName type.

若存在,AuthorityInfoAccessSyntax 應(MUST)包含一個或多個 AccessDescription。每個 AccessDescription 應(MUST)僅包含下表所列之允許 accessMethod,且每個 accessLocation 應(MUST)編碼為指定之 GeneralName 型別。

The AuthorityInfoAccessSyntax MAY contain multiple AccessDescriptions with the same accessMethod, if permitted for that accessMethod. When multiple AccessDescriptions are present with the same accessMethod, each accessLocation MUST be unique, and each AccessDescription MUST be ordered in priority for that accessMethod, with the most-preferred accessLocation being the first AccessDescription. No ordering requirements are given for AccessDescriptions that contain different accessMethods, provided that previous requirement is satisfied.

若該 accessMethod 允許指定多個 AccessDescription,AuthorityInfoAccessSyntax 得(MAY)包含多個具有相同 accessMethod 的 AccessDescription。當存在多個具有相同 accessMethod 的 AccessDescription 時,各 accessLocation 應(MUST)互不相同,且各 AccessDescription 應(MUST)依該 accessMethod 之優先順位排列,其中具有最高優先順位 accessLocation 的 AccessDescription 應排列於首位。在符合前述要求之前提下,對於具有不同 accessMethod 的 AccessDescription,不另定其排序要求。

Access MethodAccess LocationPresenceMaximumDescription
id-ad-ocsp (OID: 1.3.6.1.5.5.7.48.1)uniformResourceIdentifierMAY*A HTTP URL of the Issuing CA’s OCSP responder.
id-ad-caIssuers (OID: 1.3.6.1.5.5.7.48.2)uniformResourceIdentifierMAY*A HTTP URL of the Issuing CA’s certificate.
Any other value-MUST NOT-No other accessMethods may be used.
accessMethodaccessLocation必要性最大數量說明
id-ad-ocsp(OID:1.3.6.1.5.5.7.48.1)uniformResourceIdentifier得(MAY)*(任意數量)簽發憑證機構(Issuing CA)的 OCSP 回應伺服器 HTTP URL。
id-ad-caIssuers(OID:1.3.6.1.5.5.7.48.2)uniformResourceIdentifier得(MAY)*(任意數量)簽發憑證機構憑證的 HTTP URL。
任何其他值-不得(MUST NOT)-不得使用其他 accessMethod。
7.1.2.10.4 憑證機構(CA)憑證之基本限制(Basic Constraints) 原文 ↗

CA Certificate Basic Constraints

FieldDescription
cAMUST be set TRUE
pathLenConstraintMAY be present
欄位說明
cA應(MUST)設為 TRUE
pathLenConstraint得(MAY)存在
7.1.2.10.5 憑證機構(CA)憑證之憑證原則(Certificate Policies) 原文 ↗

CA Certificate Certificate Policies

If present, the Certificate Policies extension MUST contain at least one PolicyInformation. Each PolicyInformation MUST match the following profile:

若存在,憑證原則(Certificate Policies)擴充欄位應(MUST)包含至少一個 PolicyInformation。每個 PolicyInformation 應(MUST)符合下列剖繪:

No Policy Restrictions (Affiliated CA)
FieldPresenceContents
policyIdentifierMUSTWhen the Issuing CA wishes to express that there are no policy restrictions, and if the Subordinate CA is an Affiliate of the Issuing CA, then the Issuing CA MAY use the anyPolicy Policy Identifier, which MUST be the only PolicyInformation value.
anyPolicyMUST
policyQualifiersNOT RECOMMENDEDIf present, MUST contain only permitted policyQualifiers from the table below.
無政策限制(適用於關係企業 CA)
欄位必要性內容
policyIdentifier應(MUST)當簽發憑證機構(Issuing CA)欲表示不存在何政策限制,且下屬憑證機構(Subordinate CA)為其關係企業時,簽發憑證機構得(MAY)使用 anyPolicy 政策識別碼;此時,憑證原則擴充欄位中應(MUST)僅包含此一 PolicyInformation 值。
anyPolicy應(MUST)
policyQualifiers不建議(NOT RECOMMENDED)若存在,應(MUST)僅包含下表所列之允許 policyQualifiers。
Policy Restricted
FieldPresenceContents
policyIdentifierMUSTOne of the following policy identifiers:
A Reserved Certificate Policy IdentifierMUSTThe CA MUST include exactly one Reserved Certificate Policy Identifier (see Section 7.1.6.1) associated with the given Subscriber Certificate type (see Section 7.1.2.7.1) directly or transitively issued by this Certificate.
anyPolicyMUST NOTThe anyPolicy Policy Identifier MUST NOT be present.
Any other identifierMAYIf present, MUST be defined by the CA and documented by the CA in its Certificate Policy and/or Certification Practice Statement.
policyQualifiersNOT RECOMMENDEDIf present, MUST contain only permitted policyQualifiers from the table below.
受政策限制
欄位必要性內容
policyIdentifier應(MUST)下列政策識別碼之一:
保留憑證政策識別碼應(MUST)CA 應(MUST)包含僅有一個保留憑證政策識別碼(參見第 7.1.6.1 節),以對應由本憑證所代表之 CA 直接或間接簽發之指定用戶憑證類型(參見第 7.1.2.7.1 節)。
anyPolicy不得(MUST NOT)anyPolicy 政策識別碼不得(MUST NOT)存在。
任何其他識別碼得(MAY)若存在,應(MUST)由 CA 定義,並載明於其憑證政策(CP)及/或憑證實務作業基準(CPS)中。
policyQualifiers不建議(NOT RECOMMENDED)若存在,應(MUST)僅包含下表所列之允許 policyQualifiers。

The Policy Restricted profile RECOMMENDS that the first PolicyInformation value within the Certificate Policies extension contains the Reserved Certificate Policy Identifier (see 7.1.6.1)3. Regardless of the order of PolicyInformation values, the Certificate Policies extension MUST contain exactly one Reserved Certificate Policy Identifier.

受政策限制剖繪建議(RECOMMENDED)憑證原則擴充欄位中之第一個 PolicyInformation 值包含保留憑證政策識別碼(參見第 7.1.6.1 節)3。無論 PolicyInformation 值之順序為何,憑證原則擴充欄位應(MUST)包含僅有一個保留憑證政策識別碼。

Note: policyQualifiers is NOT RECOMMENDED to be present in any Certificate issued under this Certificate Profile because this information increases the size of the Certificate without providing any value to a typical Relying Party, and the information may be obtained by other means when necessary.

注意:依本憑證剖繪簽發之任何憑證均不建議(NOT RECOMMENDED)包含 policyQualifiers,因為此資訊會增加憑證大小,但對一般信賴憑證者並無實質價值,且於必要時可透過其他方式取得。

If the policyQualifiers is permitted and present within a PolicyInformation field, it MUST be formatted as follows:

若允許使用 policyQualifiers,且其存在於 PolicyInformation 欄位中,應(MUST)依下列格式編排:

Permitted policyQualifiers
Qualifier IDPresenceField TypeContents
id-qt-cps (OID: 1.3.6.1.5.5.7.2.1)MAYIA5StringThe HTTP or HTTPS URL for the Issuing CA’s Certificate Policies, Certification Practice Statement, Relying Party Agreement, or other pointer to online policy information provided by the Issuing CA.
Any other qualifierMUST NOT--
允許之 policyQualifiers
Qualifier ID必要性欄位型別內容
id-qt-cps(OID:1.3.6.1.5.5.7.2.1)得(MAY)IA5String簽發憑證機構(Issuing CA)之憑證政策(CP)、憑證實務作業基準(CPS)、信賴憑證者協議(Relying Party Agreement),或其他由簽發憑證機構提供的線上政策資訊之 HTTP 或 HTTPS URL。
任何其他 qualifier不得(MUST NOT)--
7.1.2.10.6 憑證機構(CA)憑證之擴充金鑰使用方法(Extended Key Usage) 原文 ↗

CA Certificate Extended Key Usage

Key PurposeOIDPresence
id-kp-serverAuth1.3.6.1.5.5.7.3.1MUST
id-kp-clientAuth1.3.6.1.5.5.7.3.2MAY
id-kp-codeSigning1.3.6.1.5.5.7.3.3MUST NOT
id-kp-emailProtection1.3.6.1.5.5.7.3.4MUST NOT
id-kp-timeStamping1.3.6.1.5.5.7.3.8MUST NOT
id-kp-OCSPSigning1.3.6.1.5.5.7.3.9MUST NOT
anyExtendedKeyUsage2.5.29.37.0MUST NOT
Precertificate Signing Certificate1.3.6.1.4.1.11129.2.4.4MUST NOT
Any other value-NOT RECOMMENDED
金鑰適用目的(Key Purpose)OID必要性
id-kp-serverAuth1.3.6.1.5.5.7.3.1應(MUST)
id-kp-clientAuth1.3.6.1.5.5.7.3.2得(MAY)
id-kp-codeSigning1.3.6.1.5.5.7.3.3不得(MUST NOT)
id-kp-emailProtection1.3.6.1.5.5.7.3.4不得(MUST NOT)
id-kp-timeStamping1.3.6.1.5.5.7.3.8不得(MUST NOT)
id-kp-OCSPSigning1.3.6.1.5.5.7.3.9不得(MUST NOT)
anyExtendedKeyUsage2.5.29.37.0不得(MUST NOT)
預簽憑證簽章憑證1.3.6.1.4.1.11129.2.4.4不得(MUST NOT)
任何其他值-不建議(NOT RECOMMENDED)
7.1.2.10.7 憑證機構(CA)憑證之憑證金鑰用途(Key Usage) 原文 ↗

CA Certificate Key Usage

Key UsagePermittedRequired
digitalSignatureYN4
nonRepudiationN—
keyEnciphermentN—
dataEnciphermentN—
keyAgreementN—
keyCertSignYY
cRLSignYY
encipherOnlyN—
decipherOnlyN—
憑證金鑰用途(Key Usage)可否設定設定必要性
digitalSignatureYN4
nonRepudiationN—
keyEnciphermentN—
dataEnciphermentN—
keyAgreementN—
keyCertSignYY
cRLSignYY
encipherOnlyN—
decipherOnlyN—
7.1.2.10.8 憑證機構(CA)憑證之名稱限制(Name Constraints) 原文 ↗

CA Certificate Name Constraints

If present, the Name Constraints extension MUST be encoded as follows. As an explicit exception from RFC 5280, this extension SHOULD be marked critical, but MAY be marked non-critical if compatibility with certain legacy applications that do not support Name Constraints is necessary.

若存在,名稱限制(Name Constraints)擴充欄位應(MUST)依下列方式編碼。作為 RFC 5280 之明確例外,本擴充欄位宜(SHOULD)標記為關鍵(critical),但若需與某些不支援名稱限制之舊版應用程式相容,得(MAY)標記為非關鍵(non-critical)。

nameConstraints requirements
FieldDescription
permittedSubtrees
GeneralSubtreeThe requirements for a GeneralSubtree that appears within a permittedSubtrees.
baseSee following table.
minimumMUST NOT be present.
maximumMUST NOT be present.
excludedSubtrees
GeneralSubtreeThe requirements for a GeneralSubtree that appears within a permittedSubtrees.
baseSee following table.
minimumMUST NOT be present.
maximumMUST NOT be present.
nameConstraints 要求規定
欄位說明
permittedSubtrees
GeneralSubtree符合 permittedSubtrees 中各 GeneralSubtree 之要求規定
base參見下表
minimum不得(MUST NOT)存在
maximum不得(MUST NOT)存在
excludedSubtrees
GeneralSubtree符合 permittedSubtrees 中各 GeneralSubtree 之要求規定
base參見下表
minimum不得(MUST NOT)存在
maximum不得(MUST NOT)存在

The following table contains the requirements for the GeneralName that appears within the base of a GeneralSubtree in either the permittedSubtrees or excludedSubtrees.

下表列出 permittedSubtrees 或 excludedSubtrees 中各 GeneralSubtree 之 base 所包含的 GeneralName 要求規定。

GeneralName requirements for the base field
Name TypePresencePermitted SubtreesExcluded Subtrees
dNSNameMAYThe CA MUST confirm that the Applicant has registered the dNSName or has been authorized by the domain registrant to act on the registrant’s behalf. See Section 3.2.2.4.If at least one dNSName instance is present in the permittedSubtrees, the CA MAY indicate one or more subordinate domains to be excluded.
iPAddressMAYThe CA MUST confirm that the Applicant has been assigned the iPAddress range or has been authorized by the assigner to act on the assignee’s behalf. See Section 3.2.2.5.If at least one iPAddress instance is present in the permittedSubtrees, the CA MAY indicate one or more subdivisions of those ranges to be excluded.
directoryNameMAYThe CA MUST confirm the Applicant’s and/or Subsidiary’s name attributes such that all certificates issued will comply with the relevant Certificate Profile (see Section 7.1.2), including Name Forms (See Section 7.1.4).It is NOT RECOMMENDED to include values within excludedSubtrees.
rfc822NameNOT RECOMMENDEDThe CA MAY constrain to a mailbox, a particular host, or any address within a domain, as specified within RFC 5280, Section 4.2.1.10. For each host, domain, or Domain portion of a Mailbox (as specified within RFC 5280, Section 4.2.1.6), the CA MUST confirm that the Applicant has registered the domain or has been authorized by the domain registrant to act on the registrant’s behalf. See Section 3.2.2.4.If at least one rfc822Name instance is present in the permittedSubtrees, the CA MAY indicate one or more mailboxes, hosts, or domains to be excluded.
otherNameNOT RECOMMENDEDSee belowSee below
Any other valueNOT RECOMMENDED--
base 欄位所包含之 GeneralName 要求規定
GeneralName 名稱類型必要性permittedSubtreesexcludedSubtrees
dNSName得(MAY)CA 應(MUST)確認申請者已註冊該 dNSName,或已獲網域名稱註冊人授權代表該註冊人行事。參見第 3.2.2.4 節。若 permittedSubtrees 中至少存在一個 dNSName,CA 得(MAY)於 excludedSubtrees 指定 dNSName 網域之一個或多個子網域名稱作為欲排除項目。
iPAddress得(MAY)CA 應(MUST)確認申請者已被指配該 iPAddress 範圍,或已獲 IP 位址分配者(assigner)授權代表被指配者(assignee)行事。參見第 3.2.2.5 節。若 permittedSubtrees 中至少存在一個 iPAddress,CA 得(MAY)於 excludedSubtrees 指定該等 iPAddress 範圍內之一個或多個子網段作為欲排除項目。
directoryName得(MAY)CA 應(MUST)確認申請者及/或其子公司之名稱屬性,以確保所有簽發之憑證均遵循相關憑證剖繪(參見第 7.1.2 節),包括名稱形式(參見第 7.1.4 節)之要求。不建議(NOT RECOMMENDED)於 excludedSubtrees 中包含任何值。
rfc822Name不建議(NOT RECOMMENDED)CA 得(MAY)將其限制為信箱、特定主機或網域內之任何網址,如 RFC 5280 第 4.2.1.10 節所規定。對於每個主機、網域或信箱之網域部分(如 RFC 5280 第 4.2.1.6 節所規定),CA 應(MUST)確認申請者已註冊該網域,或已獲網域名稱註冊人授權代表該註冊人行事。參見第 3.2.2.4 節。若 permittedSubtrees 中至少存在一個 rfc822Name,CA 得(MAY)於 excludedSubtrees 指定一個或多個信箱、主機或網域作為欲排除項目。
otherName不建議(NOT RECOMMENDED)參見下文參見下文
任何其他值不建議(NOT RECOMMENDED)--

Any otherName, if present:

任何 otherName,若存在:

  1. MUST apply in the context of the public Internet, unless:
    1. the type-id falls within an OID arc for which the Applicant demonstrates ownership, or,
    2. the Applicant can otherwise demonstrate the right to assert the data in a public context.
  2. MUST NOT include semantics that will mislead the Relying Party about certificate information verified by the CA.
  3. MUST be DER encoded according to the relevant ASN.1 module defining the otherName type-id and value.
  1. 應(MUST)適用於公共網際網路,除非:
    1. type-id 位於申請者能證明擁有其所有權之 OID arc 範圍內,或
    2. 申請者能以其他方式證明其有權於公共網際網路中聲明該資料。
  2. 不得(MUST NOT)具有可能使信賴憑證者對 CA 所驗證之憑證資訊產生誤解的含義。
  3. 應(MUST)依相關 ASN.1 模組中對該 otherName 的 type-id 與 value 之定義,以 DER 進行編碼。

CAs SHALL NOT include additional names unless the CA is aware of a reason for including the data in the Certificate.

CA 不得(SHALL NOT)包含額外名稱(例如額外的 GeneralName),除非 CA 知悉有正當理由於憑證中包含該資料。

7.1.2.11 憑證共通欄位 原文 ↗

Common Certificate Fields

This section contains several fields that are common among multiple certificate profiles. However, these fields may not be common among all certificate profiles. Before issuing a certificate, the CA MUST ensure the certificate contents, including the contents of each field, complies in whole with all of the requirements of at least one Certificate Profile documented in Section 7.1.2.

本節列出多個憑證剖繪所共通之若干欄位。然而,這些欄位未必為所有憑證剖繪所共通。於簽發憑證之前,憑證機構(Certification Authority,CA)應(MUST)確保整張憑證的內容(包括各欄位之內容)均遵循第 7.1.2 節所載明之至少一個憑證剖繪的所有要求。

7.1.2.11.1 授權單位金鑰識別碼(Authority Key Identifier) 原文 ↗

Authority Key Identifier

FieldDescription
keyIdentifierMUST be present. MUST be identical to the subjectKeyIdentifier field of the Issuing CA.
authorityCertIssuerMUST NOT be present
authorityCertSerialNumberMUST NOT be present
欄位說明
keyIdentifier應(MUST)存在。應(MUST)與簽發憑證機構(Issuing CA)之 subjectKeyIdentifier 欄位完全相同
authorityCertIssuer不得(MUST NOT)存在
authorityCertSerialNumber不得(MUST NOT)存在
7.1.2.11.2 CRL 發布點 原文 ↗

CRL Distribution Points

The CRL Distribution Points extension MUST be present in:

CRL 發布點(CRL Distribution Points)擴充欄位應(MUST)存在於:

  • Subordinate CA Certificates; and
  • Subscriber Certificates that 1) do not qualify as “Short-lived Subscriber Certificates” and 2) do not include an Authority Information Access extension with an id-ad-ocsp accessMethod.
  • 下屬憑證機構(Subordinate CA)憑證;及
  • (1)不符合「短效期用戶憑證」資格,且(2)未包含具有 id-ad-ocsp accessMethod 之憑證機構資訊存取(AIA)擴充欄位的用戶憑證。

The CRL Distribution Points extension SHOULD NOT be present in:

CRL 發布點擴充欄位不宜(SHOULD NOT)存在於:

  • Root CA Certificates.
  • 根憑證機構(Root CA)憑證。

The CRL Distribution Points extension is OPTIONAL in:

CRL 發布點擴充欄位於以下情況為選用(OPTIONAL):

  • Short-lived Subscriber Certificates.
  • 短效期用戶憑證(Short-lived Subscriber Certificates)。

The CRL Distribution Points extension MUST NOT be present in:

CRL 發布點擴充欄位不得(MUST NOT)存在於:

  • OCSP Responder Certificates.
  • OCSP 回應伺服器(OCSP Responder)憑證。

When present, the CRL Distribution Points extension MUST contain at least one DistributionPoint; containing more than one is NOT RECOMMENDED. All DistributionPoint items must be formatted as follows:

若存在,CRL 發布點擴充欄位應(MUST)包含至少一個 DistributionPoint;若包含超過一個,則不建議(NOT RECOMMENDED)。所有 DistributionPoint 應依下列格式編排:

DistributionPoint profile
FieldPresenceDescription
distributionPointMUSTThe DistributionPointName MUST be a fullName formatted as described below.
reasonsMUST NOT
cRLIssuerMUST NOT
DistributionPoint 剖繪
欄位必要性說明
distributionPoint應(MUST)DistributionPointName 應(MUST)為 fullName,格式如下所述。
reasons不得(MUST NOT)
cRLIssuer不得(MUST NOT)

A fullName MUST contain at least one GeneralName; it MAY contain more than one. All GeneralNames MUST be of type uniformResourceIdentifier, and the scheme of each MUST be “http”. The first GeneralName must contain the HTTP URL of the Issuing CA’s CRL service for this certificate.

fullName 應(MUST)包含至少一個 GeneralName;得(MAY)包含超過一個。所有 GeneralName 應(MUST)為 uniformResourceIdentifier 類型,且每個 scheme 應(MUST)為「http」。第一個 GeneralName 應包含本憑證之簽發憑證機構(Issuing CA)所提供之 CRL 服務的 HTTP URL。

7.1.2.11.3 已簽章憑證時間戳記(SCT)清單 原文 ↗

Signed Certificate Timestamp List

If present, the Signed Certificate Timestamp List extension contents MUST be an OCTET STRING containing the encoded SignedCertificateTimestampList, as specified in RFC 6962, Section 3.3.

若存在,SCT 清單(Signed Certificate Timestamp List)擴充欄位之內容應(MUST)為一個 OCTET STRING,其中包含依 RFC 6962 第 3.3 節 規定編碼之 SignedCertificateTimestampList。

Each SignedCertificateTimestamp included within the SignedCertificateTimestampList MUST be for a PreCert LogEntryType that corresponds to the current certificate.

SignedCertificateTimestampList 中所包含的每個 SignedCertificateTimestamp 應(MUST)係針對其所對應之當前憑證的 PreCert LogEntryType(precert_entry 類型)而簽發。

7.1.2.11.4 主體金鑰識別碼(Subject Key Identifier) 原文 ↗

Subject Key Identifier

If present, the subjectKeyIdentifier MUST be set as defined within RFC 5280, Section 4.2.1.2. The CA MUST generate a subjectKeyIdentifier that is unique within the scope of all Certificates it has issued for each unique public key (the subjectPublicKeyInfo field of the tbsCertificate). For example, CAs may generate the subject key identifier using an algorithm derived from the public key, or may generate a sufficiently-large unique number, such as by using a CSPRNG.

若存在,subjectKeyIdentifier 應(MUST)依 RFC 5280 第 4.2.1.2 節 所定義之方式設定。CA 應(MUST)針對每個唯一公開金鑰(即 tbsCertificate 的 subjectPublicKeyInfo 欄位),產生一個於其所有已簽發憑證中均唯一之 subjectKeyIdentifier。例如,CA 可使用以公開金鑰為輸入之演算法產生 subjectKeyIdentifier,或可使用 CSPRNG(密碼學安全偽亂數產生器)產生一個足夠大之唯一數值。

7.1.2.11.5 其他擴充欄位 原文 ↗

Other Extensions

All extensions and extension values not directly addressed by the applicable certificate profile:

所有適用之憑證剖繪未直接規範的擴充欄位及擴充欄位值:

  1. MUST apply in the context of the public Internet, unless:
    1. the extension OID falls within an OID arc for which the Applicant demonstrates ownership, or,
    2. the Applicant can otherwise demonstrate the right to assert the data in a public context.
  2. MUST NOT include semantics that will mislead the Relying Party about certificate information verified by the CA (such as including an extension that indicates a Private Key is stored on a smart card, where the CA is not able to verify that the corresponding Private Key is confined to such hardware due to remote issuance).
  3. MUST be DER encoded according to the relevant ASN.1 module defining the extension and extension values.
  1. 應(MUST)適用於公共網際網路,除非:
    1. 擴充欄位 OID 位於申請者能證明擁有其所有權之 OID arc 範圍內,或
    2. 申請者能以其他方式證明其有權於公共網際網路中聲明該資料。
  2. 不得(MUST NOT)具有可能使信賴憑證者對 CA 所驗證之憑證資訊產生誤解的含義(例如,憑證包含表示私密金鑰儲存於智慧卡之擴充欄位,而 CA 因採行遠端簽發,無法驗證對應之私密金鑰是否確實僅存在於該硬體內)。
  3. 應(MUST)依相關 ASN.1 模組中對該擴充欄位及擴充欄位值之定義,以 DER 編碼。

CAs SHALL NOT include additional extensions or values unless the CA is aware of a reason for including the data in the Certificate.

CA 不得(SHALL NOT)包含額外擴充欄位或欄位值,除非 CA 知悉有正當理由於憑證中包含該資料。

7.1.3 演算法物件識別碼 原文 ↗

Algorithm object identifiers

7.1.3.1 主體公開金鑰資訊(SubjectPublicKeyInfo) 原文 ↗

SubjectPublicKeyInfo

The following requirements apply to the subjectPublicKeyInfo field within a Certificate or Precertificate. No other encodings are permitted.

下列要求適用於有效憑證或預簽憑證中的 subjectPublicKeyInfo 欄位。不得使用其他編碼方式。

7.1.3.1.1 RSA 原文 ↗

RSA

The CA SHALL indicate an RSA key using the rsaEncryption (OID: 1.2.840.113549.1.1.1) algorithm identifier. The parameters MUST be present, and MUST be an explicit NULL. The CA SHALL NOT use a different algorithm, such as the id-RSASSA-PSS (OID: 1.2.840.113549.1.1.10) algorithm identifier, to indicate an RSA key.

CA 應(SHALL)使用 rsaEncryption(OID:1.2.840.113549.1.1.1)演算法識別碼表示 RSA 金鑰。參數應(MUST)存在,且應(MUST)為明確的 NULL。 CA 不得(SHALL NOT)使用其他演算法(例如 id-RSASSA-PSS(OID:1.2.840.113549.1.1.10)演算法識別碼)表示 RSA 金鑰。

When encoded, the AlgorithmIdentifier for RSA keys MUST be byte-for-byte identical with the following hex-encoded bytes: 300d06092a864886f70d0101010500

編碼時,RSA 金鑰的 AlgorithmIdentifier 應(MUST)與下列十六進位編碼位元組逐位元組完全相同:300d06092a864886f70d0101010500

7.1.3.1.2 ECDSA 原文 ↗

ECDSA

The CA SHALL indicate an ECDSA key using the id-ecPublicKey (OID: 1.2.840.10045.2.1) algorithm identifier. The parameters MUST use the namedCurve encoding.

  • For P-256 keys, the namedCurve MUST be secp256r1 (OID: 1.2.840.10045.3.1.7).
  • For P-384 keys, the namedCurve MUST be secp384r1 (OID: 1.3.132.0.34).
  • For P-521 keys, the namedCurve MUST be secp521r1 (OID: 1.3.132.0.35).

CA 應(SHALL)使用 id-ecPublicKey(OID:1.2.840.10045.2.1)演算法識別碼表示 ECDSA 金鑰。參數應(MUST)使用 namedCurve 編碼方式。

  • P-256 金鑰之 namedCurve 應(MUST)為 secp256r1(OID:1.2.840.10045.3.1.7)。
  • P-384 金鑰之 namedCurve 應(MUST)為 secp384r1(OID:1.3.132.0.34)。
  • P-521 金鑰之 namedCurve 應(MUST)為 secp521r1(OID:1.3.132.0.35)。

When encoded, the AlgorithmIdentifier for ECDSA keys MUST be byte-for-byte identical with the following hex-encoded bytes:

  • For P-256 keys, 301306072a8648ce3d020106082a8648ce3d030107.
  • For P-384 keys, 301006072a8648ce3d020106052b81040022.
  • For P-521 keys, 301006072a8648ce3d020106052b81040023.

編碼時,ECDSA 金鑰的 AlgorithmIdentifier 應(MUST)與下列十六進位編碼位元組逐位元組完全相同:

  • P-256 金鑰:301306072a8648ce3d020106082a8648ce3d030107。
  • P-384 金鑰:301006072a8648ce3d020106052b81040022。
  • P-521 金鑰:301006072a8648ce3d020106052b81040023。
7.1.3.2 簽章演算法識別碼(Signature AlgorithmIdentifier) 原文 ↗

Signature AlgorithmIdentifier

All objects signed by a CA Private Key MUST conform to these requirements on the use of the AlgorithmIdentifier or AlgorithmIdentifier-derived type in the context of signatures.

所有使用 CA 私密金鑰(Private Key)簽章之物件,應(MUST)符合本節有關 AlgorithmIdentifier 或 AlgorithmIdentifier 衍生型別於簽章情境下使用的要求規定。

In particular, it applies to all of the following objects and fields:

  • The signatureAlgorithm field of a Certificate or Precertificate.
  • The signature field of a TBSCertificate (for example, as used by either a Certificate or Precertificate).
  • The signatureAlgorithm field of a CertificateList
  • The signature field of a TBSCertList
  • The signatureAlgorithm field of a BasicOCSPResponse.

具體而言,本節要求規定適用於下列所有物件及欄位:

  • 有效憑證或預簽憑證的 signatureAlgorithm 欄位。
  • TBSCertificate 的 signature 欄位(例如有效憑證或預簽憑證所使用的 TBSCertificate)。
  • CertificateList 的 signatureAlgorithm 欄位。
  • TBSCertList 的 signature 欄位。
  • BasicOCSPResponse 的 signatureAlgorithm 欄位。

No other encodings are permitted for these fields.

上述欄位不得使用其他編碼方式。

7.1.3.2.1 RSA 原文 ↗

RSA

The CA SHALL use one of the following signature algorithms and encodings. When encoded, the AlgorithmIdentifier MUST be byte-for-byte identical with the specified hex-encoded bytes.

CA 應(SHALL)使用下列簽章演算法及編碼之一。編碼時,AlgorithmIdentifier 應(MUST)與指定的十六進位編碼位元組逐位元組完全相同。

  • RSASSA-PKCS1-v1_5 with SHA-256:

    Encoding:

    300d06092a864886f70d01010b0500.

  • 採用 SHA-256 的 RSASSA-PKCS1-v1_5:

    編碼:300d06092a864886f70d01010b0500。

  • RSASSA-PKCS1-v1_5 with SHA-384:

    Encoding:

    300d06092a864886f70d01010c0500.

  • 採用 SHA-384 的 RSASSA-PKCS1-v1_5:

    編碼:300d06092a864886f70d01010c0500。

  • RSASSA-PKCS1-v1_5 with SHA-512:

    Encoding:

    300d06092a864886f70d01010d0500.

  • 採用 SHA-512 的 RSASSA-PKCS1-v1_5:

    編碼:300d06092a864886f70d01010d0500。

  • RSASSA-PSS with SHA-256, MGF-1 with SHA-256, and a salt length of 32 bytes:

    Encoding:

    hexdump
    304106092a864886f70d01010a3034a00f300d0609608648016503040201
    0500a11c301a06092a864886f70d010108300d0609608648016503040201
    0500a203020120
  • 採用 SHA-256 的 RSASSA-PSS、採用 SHA-256 的 MGF-1,以及 32 位元組的鹽值長度:

    編碼:

    hexdump
    304106092a864886f70d01010a3034a00f300d0609608648016503040201
    0500a11c301a06092a864886f70d010108300d0609608648016503040201
    0500a203020120
  • RSASSA-PSS with SHA-384, MGF-1 with SHA-384, and a salt length of 48 bytes:

    Encoding:

    hexdump
    304106092a864886f70d01010a3034a00f300d0609608648016503040202
    0500a11c301a06092a864886f70d010108300d0609608648016503040202
    0500a203020130
  • 採用 SHA-384 的 RSASSA-PSS、採用 SHA-384 的 MGF-1,以及 48 位元組的鹽值長度:

    編碼:

    hexdump
    304106092a864886f70d01010a3034a00f300d0609608648016503040202
    0500a11c301a06092a864886f70d010108300d0609608648016503040202
    0500a203020130
  • RSASSA-PSS with SHA-512, MGF-1 with SHA-512, and a salt length of 64 bytes:

    Encoding:

    hexdump
    304106092a864886f70d01010a3034a00f300d0609608648016503040203
    0500a11c301a06092a864886f70d010108300d0609608648016503040203
    0500a203020140
  • 採用 SHA-512 的 RSASSA-PSS、採用 SHA-512 的 MGF-1,以及 64 位元組的鹽值長度:

    編碼:

    hexdump
    304106092a864886f70d01010a3034a00f300d0609608648016503040203
    0500a11c301a06092a864886f70d010108300d0609608648016503040203
    0500a203020140

Until 2026-09-15, the CA MAY use the following signature algorithm and encoding if all of the following conditions are met:

於 2026-09-15 之前,若符合下列所有條件,CA 得(MAY)使用下列 SHA-1 簽章演算法及編碼:

  • If used within a Certificate, such as the signatureAlgorithm field of a Certificate or the signature field of a TBSCertificate:

    • The new Certificate is a Root CA Certificate or Subordinate CA Certificate that is a Cross-Certificate; and,
    • There is an existing Certificate, issued by the same issuing CA Certificate, using the following encoding for the signature algorithm; and,
    • The existing Certificate has a serialNumber that is at least 64-bits long; and,
    • The only differences between the new Certificate and existing Certificate are one of the following:
      • A new subjectPublicKey within the subjectPublicKeyInfo, using the same algorithm and key size; and/or,
      • A new serialNumber, of the same encoded length as the existing Certificate; and/or
      • The new Certificate’s extKeyUsage extension is present, has at least one key purpose specified, and none of the key purposes specified are the id-kp-serverAuth (OID: 1.3.6.1.5.5.7.3.1) or the anyExtendedKeyUsage (OID: 2.5.29.37.0) key purposes; and/or
      • The new Certificate’s basicConstraints extension has a pathLenConstraint that is zero.
  • 若用於憑證(例如憑證的 signatureAlgorithm 欄位或 TBSCertificate 的 signature 欄位):

    • 新憑證為根憑證機構(Root CA)憑證,或屬於交互認證(Cross-Certificate)之下屬憑證機構(Subordinate CA)憑證;且,
    • 存在一張由相同簽發憑證機構憑證(issuing CA Certificate)所簽發,且簽章演算法使用下列 SHA-1 編碼的現有憑證;且,
    • 該現有憑證的 serialNumber 長度至少為 64 位元;且,
    • 新憑證與現有憑證之間的差異僅限於下列一項或多項:
      • subjectPublicKeyInfo 中有一個新的 subjectPublicKey,且使用相同的演算法與金鑰長度;及/或,
      • 有一個新的 serialNumber,其編碼長度與現有憑證相同;及/或,
      • 新憑證的 extKeyUsage 擴充欄位存在、至少指定一種金鑰適用目的(key purpose),且所指定之金鑰適用目的均非 id-kp-serverAuth(OID:1.3.6.1.5.5.7.3.1)或 anyExtendedKeyUsage(OID:2.5.29.37.0);及/或,
      • 新憑證的 basicConstraints 擴充欄位之 pathLenConstraint 為零。
  • If used within an OCSP response, such as the signatureAlgorithm of a BasicOCSPResponse:

    • The producedAt field value of the ResponseData MUST be earlier than 2022-06-01 00:00:00 UTC; and,
    • All unexpired, un-revoked Certificates that contain the Public Key of the CA Key Pair and that have the same Subject Name MUST also contain an extKeyUsage extension with the only key usage present being the id-kp-ocspSigning (OID: 1.3.6.1.5.5.7.3.9) key usage.
  • 若用於 OCSP 回應(例如 BasicOCSPResponse 的 signatureAlgorithm):

    • ResponseData 的 producedAt 欄位值應(MUST)早於 2022-06-01 00:00:00 UTC;且,
    • 所有未過期、未廢止、包含 CA 金鑰對(Key Pair)之公開金鑰(Public Key),且具有相同主體名稱(Subject Name)之憑證,應(MUST)亦包含 extKeyUsage 擴充欄位,且其中唯一存在的憑證金鑰用途(key usage)為 id-kp-ocspSigning(OID:1.3.6.1.5.5.7.3.9)。
  • If used within a CRL, such as the signatureAlgorithm field of a CertificateList or the signature field of a TBSCertList:

    • The CRL is referenced by one or more Root CA or Subordinate CA Certificates; and,
    • The Root CA or Subordinate CA Certificate has issued one or more Certificates using the following encoding for the signature algorithm.
  • 若用於 CRL(例如 CertificateList 的 signatureAlgorithm 欄位或 TBSCertList 的 signature 欄位):

    • 該 CRL 被一張或多張根憑證機構(Root CA)憑證或下屬憑證機構(Subordinate CA)憑證所參照;且,
    • 該根憑證機構憑證或下屬憑證機構憑證已簽發一張或多張憑證,且已簽發憑證的簽章演算法使用下列 SHA-1 編碼。

Note: The above requirements do not permit a CA to sign a Precertificate with this encoding.

注意:上述規定不允許 CA 使用下列 SHA-1 編碼簽章預簽憑證。

  • RSASSA-PKCS1-v1_5 with SHA-1:

    Encoding: 300d06092a864886f70d0101050500

  • 採用 SHA-1 的 RSASSA-PKCS1-v1_5:

    編碼:300d06092a864886f70d0101050500

Prior to 2026-09-15, the CA SHALL revoke any unexpired Subordinate CA Certificate that contains RSASSA-PKCS1-v1_5 with SHA-1 within the Certificate.

於 2026-09-15 之前,CA 應(SHALL)廢止所有未過期且憑證中含有 RSASSA-PKCS1-v1_5 with SHA-1 之下屬憑證機構(Subordinate CA)憑證。

7.1.3.2.2 ECDSA 原文 ↗

ECDSA

The CA SHALL use the appropriate signature algorithm and encoding based upon the signing key used.

CA 應(SHALL)根據所使用之簽章金鑰選用適當的簽章演算法及編碼。

If the signing key is P-256, the signature MUST use ECDSA with SHA-256. When encoded, the AlgorithmIdentifier MUST be byte-for-byte identical with the following hex-encoded bytes: 300a06082a8648ce3d040302.

若簽章金鑰為 P-256,簽章應(MUST)使用採用 SHA-256 的 ECDSA。編碼時,AlgorithmIdentifier 應(MUST)與下列十六進位編碼位元組逐位元組完全相同:300a06082a8648ce3d040302。

If the signing key is P-384, the signature MUST use ECDSA with SHA-384. When encoded, the AlgorithmIdentifier MUST be byte-for-byte identical with the following hex-encoded bytes: 300a06082a8648ce3d040303.

若簽章金鑰為 P-384,簽章應(MUST)使用採用 SHA-384 的 ECDSA。編碼時,AlgorithmIdentifier 應(MUST)與下列十六進位編碼位元組逐位元組完全相同:300a06082a8648ce3d040303。

If the signing key is P-521, the signature MUST use ECDSA with SHA-512. When encoded, the AlgorithmIdentifier MUST be byte-for-byte identical with the following hex-encoded bytes: 300a06082a8648ce3d040304.

若簽章金鑰為 P-521,簽章應(MUST)使用採用 SHA-512 的 ECDSA。編碼時,AlgorithmIdentifier 應(MUST)與下列十六進位編碼位元組逐位元組完全相同:300a06082a8648ce3d040304。

7.1.4 名稱形式(Name Forms) 原文 ↗

Name Forms

This section details encoding rules that apply to all Certificates issued by a CA. Further restrictions may be specified within Section 7.1.2, but these restrictions do not supersede these requirements.

本節詳述適用於 CA 所簽發之所有憑證的編碼規則。第 7.1.2 節可另行規定進一步限制,但該等限制不得取代本節要求。

7.1.4.1 名稱編碼(Name Encoding) 原文 ↗

Name Encoding

The following requirements apply to all Certificates listed in Section 7.1.2. Specifically, this includes Technically Constrained Non-TLS Subordinate CA Certificates, as defined in Section 7.1.2.3, but does not include certificates issued by such CA Certificates, as they are out of scope of these Baseline Requirements.

下列規定適用於第 7.1.2 節所列之所有憑證。具體而言,包括第 7.1.2.3 節所定義之「受技術約束之非 TLS 下屬憑證機構憑證(Technically Constrained Non-TLS Subordinate CA Certificates)」,但不包括由此類 CA 憑證所簽發之憑證,因該等憑證不屬於本《基本要求》之適用範圍。

For every valid Certification Path (as defined by RFC 5280, Section 6):

  • For each Certificate in the Certification Path, the encoded content of the Issuer Distinguished Name field of a Certificate SHALL be byte-for-byte identical with the encoded form of the Subject Distinguished Name field of the Issuing CA certificate.
  • For each CA Certificate in the Certification Path, the encoded content of the Subject Distinguished Name field of a Certificate SHALL be byte-for-byte identical among all Certificates whose Subject Distinguished Names can be compared as equal according to RFC 5280, Section 7.1, and including expired and revoked Certificates.

針對每一條有效的憑證路徑(Certification Path,定義見 RFC 5280 第 6 節):

  • 對於憑證路徑中之每張憑證,其簽發者唯一識別名稱(Issuer Distinguished Name)欄位的編碼內容,應(SHALL)與簽發憑證機構(Issuing CA)憑證的主體唯一識別名稱(Subject Distinguished Name)欄位之編碼形式逐位元組完全相同。
  • 對於憑證路徑中之每張 CA 憑證,其主體唯一識別名稱(Subject Distinguished Name)欄位的編碼內容,應(SHALL)在所有依 RFC 5280 第 7.1 節 比對為相等之主體唯一識別名稱(Subject Distinguished Name)的憑證中逐位元組完全相同(包括已過期及已廢止之憑證)。

When encoding a Name, the CA SHALL ensure that:

  • Each Name MUST contain an RDNSequence.
  • Each RelativeDistinguishedName MUST contain exactly one AttributeTypeAndValue.
  • Each RelativeDistinguishedName, if present, is encoded within the RDNSequence in the order that it appears in Section 7.1.4.2.
    • For example, a RelativeDistinguishedName that contains a countryName AttributeTypeAndValue pair MUST be encoded within the RDNSequence before a RelativeDistinguishedName that contains a stateOrProvinceName AttributeTypeAndValue.
  • Each Name MUST NOT contain more than one instance of a given AttributeTypeAndValue across all RelativeDistinguishedNames unless explicitly allowed in these Requirements.

編碼 Name 時,CA 應(SHALL)確保:

  • 每個 Name 應(MUST)包含一個 RDNSequence。
  • 每個 RelativeDistinguishedName 應(MUST)包含僅有一個 AttributeTypeAndValue。
  • 每個 RelativeDistinguishedName(若存在)在 RDNSequence 中的排列順序,與其於第 7.1.4.2 節之出現順序一致。
    • 例如,包含成對之 countryName AttributeTypeAndValue 的 RelativeDistinguishedName,應(MUST)在 RDNSequence 中排列於包含 stateOrProvinceName AttributeTypeAndValue 的 RelativeDistinguishedName 之前。
  • 每個 Name 中,任一特定之 AttributeTypeAndValue 不得(MUST NOT)在所有 RelativeDistinguishedName 中出現超過一次,除非本文件明確允許。

Note: Section 7.1.2.2.2 provides an exception to the above Name encoding requirements when issuing a Cross-Certified Subordinate CA Certificate, as described within that section.

注意:第 7.1.2.2.2 節針對簽發交互認證之下屬憑證機構憑證(Cross-Certified Subordinate CA Certificate),訂有上述 Name 編碼要求之例外規定,詳如該節所述。

7.1.4.2 主體屬性編碼(Subject Attribute Encoding) 原文 ↗

Subject Attribute Encoding

This document defines requirements for the content and validation of a number of attributes that may appear within the subject field of a tbsCertificate. CAs SHALL NOT include these attributes unless their content has been validated as specified by, and only if permitted by, the relevant certificate profile specified within Section 7.1.2.

本文件針對 tbsCertificate 的 subject 欄位中可能出現的若干屬性,定義其內容及驗證要求。除非該等屬性的內容已依第 7.1.2 節指定之相關憑證剖繪(profile)規定完成驗證,且該等屬性為該憑證剖繪所允許,否則 CA 不得(SHALL NOT)包含該等屬性。

CAs that include attributes in the Certificate subject field that are listed in the table below SHALL encode those attributes in the relative order as they appear in the table and follow the specified encoding requirements for the attribute.

若 CA 在憑證 subject 欄位中包含下表所列屬性,應(SHALL)依該等屬性於表中出現的相對順序進行編碼,並遵從各屬性的指定編碼要求。

Encoding and Order Requirements for Selected Attributes
AttributeOIDSpecificationEncoding RequirementsMax Length*
domainComponent0.9.2342.19200300.100.1.25RFC 4519MUST use IA5String63
countryName2.5.4.6RFC 5280MUST use PrintableString2
stateOrProvinceName2.5.4.8RFC 5280MUST use UTF8String or PrintableString128
localityName2.5.4.7RFC 5280MUST use UTF8String or PrintableString128
postalCode2.5.4.17X.520MUST use UTF8String or PrintableString40
streetAddress2.5.4.9X.520MUST use UTF8String or PrintableString128
organizationName2.5.4.10RFC 5280MUST use UTF8String or PrintableString64
surname2.5.4.4RFC 5280MUST use UTF8String or PrintableString645
givenName2.5.4.42RFC 5280MUST use UTF8String or PrintableString645
organizationalUnitName2.5.4.11RFC 5280MUST use UTF8String or PrintableString64
commonName2.5.4.3RFC 5280MUST use UTF8String or PrintableString64
選定屬性的編碼及順序要求
屬性OID規範編碼要求最大長度*
domainComponent0.9.2342.19200300.100.1.25RFC 4519應(MUST)使用 IA5String63
countryName2.5.4.6RFC 5280應(MUST)使用 PrintableString2
stateOrProvinceName2.5.4.8RFC 5280應(MUST)使用 UTF8String 或 PrintableString128
localityName2.5.4.7RFC 5280應(MUST)使用 UTF8String 或 PrintableString128
postalCode2.5.4.17X.520應(MUST)使用 UTF8String 或 PrintableString40
streetAddress2.5.4.9X.520應(MUST)使用 UTF8String 或 PrintableString128
organizationName2.5.4.10RFC 5280應(MUST)使用 UTF8String 或 PrintableString64
surname2.5.4.4RFC 5280應(MUST)使用 UTF8String 或 PrintableString645
givenName2.5.4.42RFC 5280應(MUST)使用 UTF8String 或 PrintableString645
organizationalUnitName2.5.4.11RFC 5280應(MUST)使用 UTF8String 或 PrintableString64
commonName2.5.4.3RFC 5280應(MUST)使用 UTF8String 或 PrintableString64

* Note: ASN.1 length limits for DirectoryString are expressed as character limits, not byte limits.

* 注意:DirectoryString 的 ASN.1 長度限制是以字元數計,而非位元組數。

CAs that include attributes in the Certificate subject field that are listed in the table below SHALL follow the specified encoding requirements for the attribute.

若 CA 在憑證 subject 欄位中包含下表所列屬性,應(SHALL)遵從各屬性的指定編碼要求。

Encoding Requirements for Selected Attributes
AttributeOIDSpecificationEncoding RequirementsMax Length*
businessCategory2.5.4.15X.520MUST use UTF8String or PrintableString128
jurisdictionCountry1.3.6.1.4.1.311.60.2.1.3Guidelines for the Issuance and Management of Extended Validation CertificatesMUST use PrintableString2
jurisdictionStateOrProvince1.3.6.1.4.1.311.60.2.1.2Guidelines for the Issuance and Management of Extended Validation CertificatesMUST use UTF8String or PrintableString128
jurisdictionLocality1.3.6.1.4.1.311.60.2.1.1Guidelines for the Issuance and Management of Extended Validation CertificatesMUST use UTF8String or PrintableString128
serialNumber2.5.4.5RFC 5280MUST use PrintableString64
organizationIdentifier2.5.4.97X.520MUST use UTF8String or PrintableStringNone
選定屬性的編碼要求
屬性OID規範編碼要求最大長度*
businessCategory2.5.4.15X.520應(MUST)使用 UTF8String 或 PrintableString128
jurisdictionCountry1.3.6.1.4.1.311.60.2.1.3《延伸驗證型憑證之簽發與管理指引》(Guidelines for the Issuance and Management of Extended Validation Certificates)應(MUST)使用 PrintableString2
jurisdictionStateOrProvince1.3.6.1.4.1.311.60.2.1.2《延伸驗證型憑證之簽發與管理指引》(Guidelines for the Issuance and Management of Extended Validation Certificates)應(MUST)使用 UTF8String 或 PrintableString128
jurisdictionLocality1.3.6.1.4.1.311.60.2.1.1《延伸驗證型憑證之簽發與管理指引》(Guidelines for the Issuance and Management of Extended Validation Certificates)應(MUST)使用 UTF8String 或 PrintableString128
serialNumber2.5.4.5RFC 5280應(MUST)使用 PrintableString64
organizationIdentifier2.5.4.97X.520應(MUST)使用 UTF8String 或 PrintableString無限制

* Note: ASN.1 length limits for DirectoryString are expressed as character limits, not byte limits.

* 注意:DirectoryString 的 ASN.1 長度限制是以字元數計,而非位元組數。

7.1.4.3 用戶憑證(Subscriber Certificate)之通用名稱(Common Name)屬性 原文 ↗

Subscriber Certificate Common Name Attribute

If present, this attribute MUST contain exactly one entry that is one of the values contained in the Certificate’s subjectAltName extension (see Section 7.1.2.7.12). The value of the field MUST be encoded as follows:

  • If the value is an IPv4 address, then the value MUST be encoded as an IPv4Address as specified in RFC 3986, Section 3.2.2.
  • If the value is an IPv6 address, then the value MUST be encoded in the text representation specified in RFC 5952, Section 4.
  • If the value is a Fully-Qualified Domain Name or Wildcard Domain Name, then the value MUST be encoded as a character-for-character copy of the dNSName entry value from the subjectAltName extension. Specifically, all Domain Labels of the Fully-Qualified Domain Name or FQDN portion of the Wildcard Domain Name must be encoded as LDH Labels, and P-Labels MUST NOT be converted to their Unicode representation.

若此屬性存在,應(MUST)包含僅有一個項目,且該項目為憑證 subjectAltName 擴充欄位中所含值之一(參見第 7.1.2.7.12 節)。該欄位值應(MUST)依下列方式編碼:

  • 若值為 IPv4 位址,則該值應(MUST)依 RFC 3986 第 3.2.2 節 之規定,以 IPv4Address 格式編碼。
  • 若值為 IPv6 位址,則該值應(MUST)依 RFC 5952 第 4 節 所規定之文字表示方式編碼。
  • 若值為完全吻合網域名稱(FQDN)或萬用網域名稱(Wildcard Domain Name),則該值應(MUST)逐字元複製 subjectAltName 擴充欄位中 dNSName 項目的值。具體而言,完全吻合網域名稱的所有網域標籤(Domain Labels),或萬用網域名稱 FQDN 部分的所有網域標籤,均須以 LDH 標籤(LDH Labels)格式編碼,且 P-Labels 不得(MUST NOT)轉換為 Unicode 表示形式。
7.1.4.4 其他主體屬性 原文 ↗

Other Subject Attributes

When explicitly stated as permitted by the relevant certificate profile specified within Section 7.1.2, CAs MAY include additional attributes within the AttributeTypeAndValue beyond those specified in Section 7.1.4.2.

若第 7.1.2 節指定之相關憑證剖繪明確允許,CA 得(MAY)在 AttributeTypeAndValue 中包含第 7.1.4.2 節所述以外的其他屬性。

Before including such an attribute, the CA SHALL:

  • Document the attributes within Section 7.1.4 of their CP or CPS, along with the applicable validation practices.
  • Ensure that the contents contain information that has been verified by the CA, independent of the Applicant.

在包含此類屬性前,CA 應(SHALL):

  • 在其憑證政策(CP)或憑證實務作業基準(CPS)的第 7.1.4 節中記載該等屬性及適用之驗證作業。
  • 確保相關內容所包含的資訊是 CA 於申請者(Applicant)之外,以獨立的方式完成驗證。

7.1.5 名稱限制(Name constraints) 原文 ↗

7.1.6 憑證政策物件識別碼(Certificate policy object identifier) 原文 ↗

Certificate policy object identifier

7.1.6.1 保留憑證政策識別碼(Reserved Certificate Policy Identifiers) 原文 ↗

Reserved Certificate Policy Identifiers

The following Certificate Policy identifiers are reserved for use by CAs as an optional means of asserting that a Certificate complies with these Requirements.

下列憑證政策識別碼(Certificate Policy identifiers)保留供 CA 使用,作為宣告憑證遵循本文件要求規定之一種選用方式。

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) domain-validated(1)} (2.23.140.1.2.1)

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) organization-validated(2)} (2.23.140.1.2.2)

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) baseline-requirements(2) individual-validated(3)} (2.23.140.1.2.3)

{joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) certificate-policies(1) ev-guidelines(1)} (2.23.140.1.1)

7.1.7 政策限制(Policy Constraints)擴充欄位之使用 原文 ↗

Usage of Policy Constraints extension

7.1.8 政策限定元(Policy qualifiers)之語法與語意 原文 ↗

Policy qualifiers syntax and semantics

7.1.9 關鍵憑證政策(critical Certificate Policies)擴充欄位之語意處理 原文 ↗

Processing semantics for the critical Certificate Policies extension

7.2 憑證廢止清冊(CRL)剖繪 原文 ↗

CRL profile

Prior to 2024-03-15, the CA SHALL issue CRLs in accordance with the profile specified in these Requirements or the profile specified in Version 1.8.7 of the Baseline Requirements for the Issuance and Management of Publicly-Trusted Certificates. Effective 2024-03-15, the CA SHALL issue CRLs in accordance with the profile specified in these Requirements.

於 2024-03-15 之前,憑證機構(Certification Authority,CA)應(SHALL)依本文件指定之剖繪,或依《公開信賴憑證簽發與管理之基本要求》(Baseline Requirements for the Issuance and Management of Publicly-Trusted Certificates)第 1.8.7 版指定之剖繪簽發憑證廢止清冊(Certificate Revocation List,CRL)。自 2024-03-15 起,CA 應(SHALL)依本文件指定之剖繪簽發 CRL。

If the CA asserts compliance with these Baseline Requirements, all CRLs that it issues MUST comply with the following CRL profile, which incorporates, and is derived from RFC 5280. Except as explicitly noted, all normative requirements imposed by RFC 5280 shall apply, in addition to the normative requirements imposed by this document. CAs SHOULD examine RFC 5280, Appendix B for further issues to be aware of.

若 CA 聲明其遵循本《基本要求》規定,則其所簽發之所有 CRL 應(MUST)遵循下列 CRL 剖繪;該剖繪引用 RFC 5280 之相關規定,並以其為基礎衍生。除非另有明確說明,除本文件所規定之規範性要求外,RFC 5280 所定之所有規範性要求亦適用。CA 宜(SHOULD)參閱 RFC 5280 附錄 B,以瞭解其他應注意事項。

A full and complete CRL is a CRL whose scope includes all Certificates issued by the CA.

「完整 CRL(full and complete CRL)」係指其涵蓋範圍包含 CA 所簽發之所有憑證的 CRL。

A partitioned CRL (sometimes referred to as a “sharded CRL”) is a CRL with a constrained scope, such as all Certificates issued by the CA during a certain period of time (“temporal sharding”). Aside from the presence of the Issuing Distribution Point extension (OID 2.5.29.28) in partitioned CRLs, both CRL formats are syntactically the same from the perspective of this profile.

「分割式 CRL(partitioned CRL,有時稱為「分片式 CRL(sharded CRL)」)」係指涵蓋範圍有限的 CRL,例如僅涵蓋 CA 於特定期間所簽發之所有憑證(「時間分片(temporal sharding)」)。除分割式 CRL 含有簽發發布點(Issuing Distribution Point)擴充欄位(OID 2.5.29.28)外,從本剖繪的角度而言,兩種 CRL 格式在語法上相同。

Minimally, CAs MUST issue either a “full and complete” CRL or a set of “partitioned” CRLs which cover the complete set of Certificates issued by the CA within 7 days of such CA issuing its first certificate. In other words, if issuing only partitioned CRLs, the combined scope of those CRLs must be equivalent to that of a full and complete CRL.

CA 應(MUST)至少於首次簽發憑證後 7 日內,簽發一份「完整 CRL」,或簽發一組範圍涵蓋該 CA 所簽發之全部憑證的「分割式 CRL」。換言之,若僅簽發分割式 CRL,該等分割 CRL 的合計涵蓋範圍須等同於一份完整 CRL 的涵蓋範圍。

CAs MUST NOT issue indirect CRLs (i.e., the issuer of the CRL is not the issuer of all Certificates that are included in the scope of the CRL).

CA 不得(MUST NOT)簽發間接 CRL(indirect CRL)(即 CRL 簽發者並非該 CRL 涵蓋範圍內的所有憑證簽發者)。

CRL Fields
FieldPresenceDescription
tbsCertList
versionMUSTMUST be v2(1), see Section 7.2.1
signatureMUSTSee Section 7.1.3.2
issuerMUSTMUST be byte-for-byte identical to the subject field of the Issuing CA.
thisUpdateMUSTIndicates the issue date of the CRL.
nextUpdateMUSTIndicates the date by which the next CRL will be issued. For CRLs covering Subscriber Certificates, at most 10 days after the thisUpdate. For other CRLs, at most 12 months after the thisUpdate.
revokedCertificates*MUST be present if the CA has issued a Certificate that has been revoked and the corresponding entry has yet to appear on at least one regularly scheduled CRL beyond the revoked Certificate’s validity period. The CA SHOULD remove an entry for a corresponding Certificate after it has appeared on at least one regularly scheduled CRL beyond the revoked Certificate’s validity period. See the “revokedCertificates Component” table for additional requirements.
extensionsMUSTSee the “CRL Extensions” table for additional requirements.
signatureAlgorithmMUSTEncoded value MUST be byte-for-byte identical to the tbsCertList.signature.
signatureMUST-
Any other valueNOT RECOMMENDED-
CRL 欄位
欄位必要性說明
tbsCertList
version應(MUST)應(MUST)為 v2(1),參見第 7.2.1 節。
signature應(MUST)參見第 7.1.3.2 節
issuer應(MUST)應(MUST)與簽發憑證機構(Issuing CA)的 subject 欄位逐位元組完全相同
thisUpdate應(MUST)表示 CRL 的簽發日期
nextUpdate應(MUST)表示下一份 CRL 的最晚簽發日期。對於範圍涵蓋用戶憑證的 CRL,該日期最遲為 thisUpdate 後 10 日;對於其他 CRL,最遲為 thisUpdate 後 12 個月。
revokedCertificates*若 CA 已簽發之憑證其後遭廢止,且其對應 CRL 條目尚未出現在該廢止憑證有效期屆滿後,至少一份依正常排程簽發的 CRL 中,則 revokedCertificates 應(MUST)存在。當某 CRL 條目已出現在其所對應之遭廢止憑證有效期屆滿後,至少一份依正常排程簽發的 CRL 中,則 CA 宜(SHOULD)移除該 CRL 條目。其他要求詳見「revokedCertificates 元件」表格
extensions應(MUST)其他要求詳見「CRL 擴充欄位」表格
signatureAlgorithm應(MUST)編碼後之值應(MUST)與 tbsCertList.signature 逐位元組完全相同
signature應(MUST)-
其他任何值不建議(NOT RECOMMENDED)-

7.2.1 版本號 原文 ↗

Version number(s)

Certificate Revocation Lists MUST be of type X.509 v2.

憑證廢止清冊(Certificate Revocation List,CRL)應(MUST)為 X.509 v2 版本。

7.2.2 憑證廢止清冊(CRL)及 CRL 條目之擴充欄位 原文 ↗

CRL and CRL entry extensions

CRL Extensions
ExtensionPresenceCriticalDescription
authorityKeyIdentifierMUSTNSee Section 7.1.2.11.1
CRLNumberMUSTNMUST contain an INTEGER greater than or equal to zero (0) and less than 2¹⁵⁹, and convey a strictly increasing sequence.
IssuingDistributionPoint*YSee Section 7.2.2.1 CRL Issuing Distribution Point
Any other extensionNOT RECOMMENDED--
CRL 擴充欄位
擴充欄位必要性關鍵性說明
authorityKeyIdentifier應(MUST)N參見第 7.1.2.11.1 節。
CRLNumber應(MUST)N應(MUST)包含一個大於或等於 0 且小於 2¹⁵⁹ 之整數(INTEGER),且該整數與其他 CRLNumber 形成嚴格遞增序列。
IssuingDistributionPoint*Y參見第 7.2.2.1 節 憑證廢止清冊(CRL)簽發發布點
其他任何擴充欄位不建議(NOT RECOMMENDED)--
revokedCertificates Component
ComponentPresenceDescription
serialNumberMUSTMUST be byte-for-byte identical to the serialNumber contained in the revoked Certificate.
revocationDateMUSTNormally, the date and time revocation occurred. See the footnote following this table for circumstances where backdating is permitted.
crlEntryExtensions*See the “crlEntryExtensions Component” table for additional requirements.
revokedCertificates 元件
元件必要性說明
serialNumber應(MUST)應(MUST)與已廢止憑證的 serialNumber 逐位元組完全相同
revocationDate應(MUST)通常為執行廢止作業的日期及時間。允許倒填日期(backdating)之情形,詳見本表下方注意內容。
crlEntryExtensions*其他要求詳見「crlEntryExtensions 元件」表格

Note: The CA SHOULD update the revocation date in a CRL entry when it is determined that the private key of the Certificate was compromised prior to the revocation date that is indicated in the CRL entry for that Certificate. Backdating the revocationDate field is an exception to best practice described in RFC 5280, Section 5.3.2; however, these requirements specify the use of the revocationDate field to support TLS implementations that process the revocationDate field as the date when the Certificate is first considered to be compromised.

注意:若確定憑證的私密金鑰(Private Key)在該憑證的 CRL 條目所載之廢止日期前即已遭破解(compromise),CA 宜(SHOULD)更新該 CRL 條目中的廢止日期。倒填 revocationDate 欄位屬於 RFC 5280 第 5.3.2 節 所述最佳實務之例外;然而,本節要求指定使用 revocationDate 欄位,以支援將該欄位所載日期視為憑證首次被認定已遭破解之日期的 TLS 實作。

crlEntryExtensions Component
CRL Entry ExtensionPresenceDescription
reasonCode*When present (OID 2.5.29.21), MUST NOT be marked critical and MUST indicate the most appropriate reason for revocation of the Certificate.

MUST be present unless the CRL entry is for a Certificate not technically capable of causing issuance and either 1) the CRL entry is for a Subscriber Certificate subject to these Requirements revoked prior to 2023-07-15 or 2) the reason for revocation (i.e., reasonCode) is unspecified (0).

See the “CRLReasons” table for additional requirements.
Any other valueNOT RECOMMENDED-
crlEntryExtensions 元件
CRL 條目擴充欄位必要性說明
reasonCode*若存在(OID 2.5.29.21),不得(MUST NOT)標記為關鍵(critical),且應(MUST)指出廢止該憑證之最適當原因。

除非該 CRL 條目對應之憑證在技術上不具備執行憑證簽發的能力,且符合下列情形之一,否則 reasonCode 應(MUST)存在:(1)該 CRL 條目對應的是受《基本要求》規範,且於 2023-07-15 之前遭廢止的用戶憑證;或(2)廢止原因(即 reasonCode)為 unspecified (0)。

其他要求詳見「CRLReasons」表格。
其他任何值不建議(NOT RECOMMENDED)-
CRLReasons
RFC 5280 reasonCodeRFC 5280 reasonCode valueDescription
unspecified0Represented by the omission of a reasonCode. MUST be omitted if the CRL entry is for a Certificate not technically capable of causing issuance unless the CRL entry is for a Subscriber Certificate subject to these Requirements revoked prior to 2023-07-15.
keyCompromise1Indicates that it is known or suspected that the Subscriber’s Private Key has been compromised.
affiliationChanged3Indicates that the Subject’s name or other Subject Identity Information in the Certificate has changed, but there is no cause to suspect that the Certificate’s Private Key has been compromised.
superseded4Indicates that the Certificate is being replaced because: the Subscriber has requested a new Certificate, the CA has reasonable evidence that the validation of domain authorization or control for any fully-qualified domain name or IP address in the Certificate should not be relied upon, or the CA has revoked the Certificate for compliance reasons such as the Certificate does not comply with these Baseline Requirements or the CA’s CP or CPS.
cessationOfOperation5Indicates that the website with the Certificate is shut down prior to the expiration of the Certificate, or if the Subscriber no longer owns or controls the Domain Name in the Certificate prior to the expiration of the Certificate.
certificateHold6MUST NOT be included if the CRL entry is for 1) a Certificate subject to these Requirements, or 2) a Certificate not subject to these Requirements and was either A) issued on-or-after 2020-09-30 or B) has a notBefore on-or-after 2020-09-30.
privilegeWithdrawn9Indicates that there has been a subscriber-side infraction that has not resulted in keyCompromise, such as the Certificate Subscriber provided misleading information in their Certificate Request or has not upheld their material obligations under the Subscriber Agreement or Terms of Use.
CRLReasons
RFC 5280 reasonCodeRFC 5280 reasonCode 值說明
unspecified0以省略 reasonCode 表示。若 CRL 條目對應之憑證在技術上不具備執行憑證簽發的能力,則應(MUST)省略 reasonCode,除非該 CRL 條目對應的是受《基本要求》規範,且於 2023-07-15 之前遭廢止的用戶憑證。
keyCompromise1表示已知或疑似用戶的私密金鑰已遭破解(compromised)。
affiliationChanged3表示憑證中的主體名稱(Subject’s name)或其他主體識別資訊(Subject Identity Information)已變更,但無理由懷疑該憑證的私密金鑰已遭破解。
superseded4表示憑證因下列原因而被取代:用戶已申請新憑證;CA 有合理證據認為,憑證中任一完全吻合網域名稱(FQDN)或 IP 位址的網域授權或控管權驗證不應再受信賴;或 CA 基於符合規範原因而廢止該憑證,例如憑證不遵循本《基本要求》或 CA 的憑證政策(CP)或憑證實務作業基準(CPS)之規定。
cessationOfOperation5表示使用該憑證的網站於憑證有效期屆滿前停止運作,或用戶於憑證有效期屆滿前不再擁有或控管該憑證中的網域名稱(Domain Name)。
certificateHold6若 CRL 條目所對應的是下列任一憑證,則不得(MUST NOT)包含 certificateHold:(1)受《基本要求》規範之憑證;或(2)不受《基本要求》規範,且符合下列任一情形之憑證:(A)於 2020-09-30 當日或之後簽發;或(B)其 notBefore 為 2020-09-30 當日或之後。
privilegeWithdrawn9表示用戶方發生違規情形,但未導致金鑰遭破解(keyCompromise),例如憑證用戶在憑證申請(Certificate Request)中提供誤導性資訊,或未履行用戶協議(Subscriber Agreement)或使用條款(Terms of Use)所定之重大義務。

The Subscriber Agreement, or an online resource referenced therein, MUST inform Subscribers about the revocation reason options listed above and provide explanation about when to choose each option. Tools that the CA provides to the Subscriber MUST allow for these options to be easily specified when the Subscriber requests revocation of their Certificate, with the default value being that no revocation reason is provided (i.e. the default corresponds to the CRLReason “unspecified (0)” which results in no reasonCode extension being provided in the CRL).

用戶協議(Subscriber Agreement)或其中所參照的線上資源,應(MUST)告知用戶上述的廢止原因選項,並說明各選項應於何種情形下選用。CA 提供給用戶的工具,應(MUST)允許用戶於請求廢止其憑證時,能輕易指定上述的選項;其預設值應為不提供廢止原因(即預設值對應於 CRLReason「unspecified (0)」,因此 CRL 中不提供 reasonCode 擴充欄位)。

The privilegeWithdrawn reasonCode SHOULD NOT be made available to the Subscriber as a revocation reason option, because the use of this reasonCode is determined by the CA and not the Subscriber.

privilegeWithdrawn reasonCode 不宜(SHOULD NOT)作為供用戶選擇的廢止原因選項,因為是否使用此 reasonCode 是由 CA 決定,而非由用戶決定。

When a CA obtains verifiable evidence of Key Compromise for a Certificate whose CRL entry does not contain a reasonCode extension or has a reasonCode extension with a non-keyCompromise reason, the CA SHOULD update the CRL entry to enter keyCompromise as the CRLReason in the reasonCode extension.

若 CA 取得某憑證金鑰遭破解(Key Compromise)的可查證證據,而該憑證的 CRL 條目不含 reasonCode 擴充欄位,或其 reasonCode 擴充欄位所載原因並非 keyCompromise,則 CA 宜(SHOULD)更新該 CRL 條目,將 reasonCode 擴充欄位中的 CRLReason 設為 keyCompromise。

7.2.2.1 憑證廢止清冊簽發發布點(CRL Issuing Distribution Point) 原文 ↗

CRL Issuing Distribution Point

Partitioned CRLs MUST contain an Issuing Distribution Point extension. The distributionPoint field of the Issuing Distribution Point extension MUST be present. Additionally, the fullName field of the DistributionPointName value MUST be present, and its value MUST conform to the following requirements:

  1. If a Certificate within the scope of the CRL contains a CRL Distribution Points extension, then at least one of the uniformResourceIdentifiers in the CRL Distribution Points’s fullName field MUST be included in the fullName field of the CRL’s Issuing Distribution Point extension. The encoding of the uniformResourceIdentifier value in the Issuing Distribution Point extension SHALL be byte-for-byte identical to the encoding used in the Certificate’s CRL Distribution Points extension.
  2. Other GeneralNames of type uniformResourceIdentifier MAY be included.
  3. Non-uniformResourceIdentifier GeneralName types MUST NOT be included.

分割式 CRL 應(MUST)包含簽發發布點(Issuing Distribution Point)擴充欄位。簽發發布點擴充欄位中的 distributionPoint 欄位應(MUST)存在。此外,DistributionPointName 欄位值中的 fullName 欄位應(MUST)存在,且其值應(MUST)符合下列要求:

  1. 若 CRL 涵蓋範圍內的憑證包含 CRL 發布點(CRL Distribution Points)擴充欄位,則該擴充欄位之 fullName 欄位中的 uniformResourceIdentifier,至少有一個應(MUST)出現在 CRL 簽發發布點(Issuing Distribution Point)擴充欄位的 fullName 中。簽發發布點擴充欄位中的 uniformResourceIdentifier 值編碼應(SHALL)與該憑證 CRL 發布點擴充欄位所使用的編碼逐位元組完全相同。
  2. 其他 uniformResourceIdentifier 型別的 GeneralName 得(MAY)包含。
  3. 非 uniformResourceIdentifier 型別的 GeneralName 不得(MUST NOT)包含。

The indirectCRL and onlyContainsAttributeCerts fields MUST be set to FALSE (i.e., not asserted).

indirectCRL 及 onlyContainsAttributeCerts 欄位應(MUST)設為 FALSE(即不設定)。

The CA MAY set either of the onlyContainsUserCerts and onlyContainsCACerts fields to TRUE, depending on the scope of the CRL.

CA 得(MAY)依 CRL 的涵蓋範圍,將 onlyContainsUserCerts 或 onlyContainsCACerts 欄位其中之一設為 TRUE。

The CA MUST NOT assert both of the onlyContainsUserCerts and onlyContainsCACerts fields.

CA 不得(MUST NOT)同時將 onlyContainsUserCerts 及 onlyContainsCACerts 兩個欄位設定為 TRUE。

The onlySomeReasons field SHOULD NOT be included; if included, then the CA MUST provide another CRL whose scope encompasses all revocations regardless of reason code.

onlySomeReasons 欄位不宜(SHOULD NOT)包含;若包含,CA 應(MUST)另行提供一份其涵蓋範圍包括所有廢止憑證、不論其 reason code 為何的 CRL。

This extension is NOT RECOMMENDED for full and complete CRLs.

對於完整 CRL,不建議(NOT RECOMMENDED)使用此擴充欄位。

7.3 線上憑證狀態協定(OCSP)剖繪 原文 ↗

OCSP profile

If an OCSP response is for a Root CA or Subordinate CA Certificate, including Cross-Certified Subordinate CA Certificates, and that certificate has been revoked, then the revocationReason field within the RevokedInfo of the CertStatus MUST be present.

若線上憑證狀態協定(Online Certificate Status Protocol,OCSP)回應是針對根憑證機構(Root CA)憑證或下屬憑證機構(Subordinate CA)憑證(包括交互認證之下屬憑證機構憑證),且該憑證已遭廢止,則 CertStatus 之 RevokedInfo 中的 revocationReason 欄位應(MUST)存在。

The CRLReason indicated MUST contain a value permitted for CRLs, as specified in Section 7.2.2.

所指定的 CRLReason 應(MUST)包含第 7.2.2 節規定可用於 CRL 的值。

7.3.1 版本號 原文 ↗

Version number(s)

7.3.2 線上憑證狀態協定(OCSP)之擴充欄位 原文 ↗

OCSP extensions

The singleExtensions of an OCSP response MUST NOT contain the reasonCode (OID 2.5.29.21) CRL entry extension.

OCSP 回應格式中的 singleExtensions 不得(MUST NOT)包含 CRL 條目擴充欄位所使用的 reasonCode(OID 2.5.29.21)。

8 稽核與其他評估 原文 ↗

COMPLIANCE AUDIT AND OTHER ASSESSMENTS

The CA SHALL at all times:

  1. Comply with these Requirements;
  2. Comply with the audit requirements set forth in this section; and
  3. Be licensed as a CA in each jurisdiction where it operates, if licensing is required by the law of such jurisdiction for the issuance of Certificates.

憑證機構(Certification Authority,CA)在任何時刻均應(SHALL):

  1. 遵循《基本要求》規定;
  2. 遵循本節所定之稽核要求規定;及
  3. 若 CA 營運所在地法律規定,簽發憑證須取得主管機關許可,則 CA 應於各營運所在地取得許可。

8.1 稽核頻率或評估事項 原文 ↗

Frequency or circumstances of assessment

Certificates that are capable of being used to issue new certificates MUST either be Technically Constrained in line with Section 7.1.2.3, Section 7.1.2.4, or Section 7.1.2.5, as well as audited in line with Section 8.7 only, or Unconstrained and fully audited in line with all remaining requirements from this section. A Certificate is deemed as capable of being used to issue new certificates if it contains an X.509v3 basicConstraints extension, with the cA boolean set to TRUE and is therefore by definition a Root CA Certificate or a Subordinate CA Certificate.

具備簽發新憑證能力之憑證,應(MUST)符合下列兩者之一:依第 7.1.2.3 節、第 7.1.2.4 節或第 7.1.2.5 節之規定受技術約束,且僅依第 8.7 節之規定接受稽核;或未受技術約束,並依本節其餘所有要求接受完整稽核。憑證若包含 X.509v3 basicConstraints 擴充欄位,且 cA 布林值設為 TRUE,則視為具備簽發新憑證之能力,因此依定義屬於根憑證機構(Root CA)憑證或下屬憑證機構(Subordinate CA)憑證。

The period during which the CA issues Certificates SHALL be divided into an unbroken sequence of audit periods. An audit period MUST NOT exceed one year in duration.

憑證機構(Certification Authority,CA)簽發憑證之期間,應(SHALL)劃分為連續且不中斷的稽核期間(Audit Period)。每一個稽核期間不得(MUST NOT)超過一年。

If the CA has a currently valid Audit Report indicating compliance with an audit scheme listed in Section 8.4, then no pre-issuance readiness assessment is necessary.

若 CA 持有現行有效的稽核報告(Audit Report),且該報告表明其遵循第 8.4 節所列之稽核架構(audit scheme),則無需進行簽發前的整備程度評估。

8.2 稽核者之身分與資格 原文 ↗

Identity/qualifications of assessor

The CA’s audit SHALL be performed by a Qualified Auditor. A Qualified Auditor means a natural person, Legal Entity, or group of natural persons or Legal Entities that collectively possess the following qualifications and skills:

  1. Independence from the subject of the audit;
  2. The ability to conduct an audit that addresses the criteria specified in an eligible audit scheme (see Section 8.4);
  3. Employs individuals who have proficiency in examining Public Key Infrastructure technology, information security tools and techniques, information technology and security auditing, and the third-party attestation function;
  4. (For audits conducted in accordance with any one of the ETSI standards) accredited in accordance with ISO 17065 applying the requirements specified in ETSI EN 319 403;
  5. (For audits conducted in accordance with the WebTrust standard) licensed by WebTrust;
  6. Bound by law, government regulation, or professional code of ethics; and
  7. Except in the case of an Internal Government Auditing Agency, maintains Professional Liability/Errors & Omissions insurance with policy limits of at least one million US dollars in coverage.

憑證機構(Certification Authority,CA)之稽核應(SHALL)由合格稽核業者(Qualified Auditor)執行。合格稽核業者係指自然人(natural person)、法人(Legal Entity),或者由自然人或法人所組成之團體,且其全體具備下列資格與能力:

  1. 與稽核對象保持獨立關係;
  2. 具備執行稽核之能力,且該稽核涵蓋合格稽核架構所定之準則(參見第 8.4 節);
  3. 雇用具備公開金鑰基礎建設(Public Key Infrastructure,PKI)技術、資訊安全工具及其技術、資訊技術與安全稽核,以及第三方驗證職能等專業能力之人員;
  4. (依任一 ETSI 標準進行稽核時)依 ISO 17065 取得認可,並適用 ETSI EN 319 403 所定之要求;
  5. (依 WebTrust 標準進行稽核時)取得 WebTrust 授權;
  6. 受法律、政府法規或專業倫理守則之約束;及
  7. 除政府內部稽核機關(Internal Government Auditing Agency)外,稽核業者應維持專業責任保險(Professional Liability/Errors & Omissions insurance)之投保,其保險金額上限至少為一百萬美元。

8.3 稽核者與被稽核實體之關係 原文 ↗

Assessor’s relationship to assessed entity

8.4 稽核涵蓋事項 原文 ↗

Topics covered by assessment

The CA SHALL undergo an audit in accordance with one of the following schemes:

  1. WebTrust:
    • “Principles and Criteria for Certification Authorities” Version 2.2 or newer; and either
      • “WebTrust Principles and Criteria for Certification Authorities – SSL Baseline with Network Security” Version 2.7 or newer; or
      • “WebTrust Principles and Criteria for Certification Authorities – SSL Baseline” Version 2.8 or newer and “WebTrust Principles and Criteria for Certification Authorities – Network Security” Version 1.0 or newer
  2. ETSI:
    • ETSI EN 319 411-1 v1.4.1 or newer, which includes normative references to ETSI EN 319 401 (the latest version of the referenced ETSI documents should be applied); or
  3. Other:
    • If a Government CA is required by its Certificate Policy to use a different internal audit scheme, it MAY use such scheme provided that the audit either
      1. encompasses all requirements of one of the above schemes; or
      2. consists of comparable criteria that are available for public review.

憑證機構(Certification Authority,CA)應(SHALL)依下列稽核架構之一接受稽核:

  1. WebTrust:
    • 「憑證機構原則與準則(Principles and Criteria for Certification Authorities)」第 2.2 版或更新版本;以及下列之一:
      • 「WebTrust 憑證機構原則與準則——SSL 基本要求及網路安全(WebTrust Principles and Criteria for Certification Authorities – SSL Baseline with Network Security)」第 2.7 版或更新版本;或
      • 「WebTrust 憑證機構原則與準則——SSL 基本要求(WebTrust Principles and Criteria for Certification Authorities – SSL Baseline)」第 2.8 版或更新版本,以及「WebTrust 憑證機構原則與準則——網路安全(WebTrust Principles and Criteria for Certification Authorities – Network Security)」第 1.0 版或更新版本。
  2. ETSI:
    • ETSI EN 319 411-1 v1.4.1 或更新版本,其中包含對 ETSI EN 319 401 之規範性引用(所引用之 ETSI 文件應採用最新版本);或
  3. 其他:
    • 若政府憑證機構(Government CA)依其憑證政策(CP)之規定須採用不同的內部稽核架構,則得(MAY)採用該內部稽核架構,但其稽核應符合下列任一條件:
      1. 包含上述任一稽核架構之所有要求;或
      2. 由可供公開審查之類似準則所組成。

Whichever scheme is chosen, it MUST incorporate periodic monitoring and/or accountability procedures to ensure that its audits continue to be conducted in accordance with the requirements of the scheme.

無論選擇何種稽核架構,該稽核架構應(MUST)納入定期監督及/或課責程序,以確保依該稽核架構所進行之稽核,持續遵循該稽核架構之要求。

The audit MUST be conducted by a Qualified Auditor, as specified in Section 8.2.

稽核應(MUST)由第 8.2 節所定之合格稽核業者(Qualified Auditor)執行。

For Delegated Third Parties which are not Enterprise RAs, then the CA SHALL obtain an audit report, issued under the auditing standards that underlie the accepted audit schemes found in Section 8.4, that provides an opinion whether the Delegated Third Party’s performance complies with either the Delegated Third Party’s practice statement or the CA’s Certificate Policy and/or Certification Practice Statement. If the opinion is that the Delegated Third Party does not comply, then the CA SHALL not allow the Delegated Third Party to continue performing delegated functions.

對於非企業註冊中心(Enterprise RA)之受委任第三方(Delegated Third Party),CA 應(SHALL)取得依第 8.4 節所列之認可稽核架構依據的稽核標準所出具的稽核報告;該報告應就受委任第三方之作業執行情形是否遵循其作業基準(practice statement),或是否遵循 CA 的憑證政策(CP)及/或憑證實務作業基準(CPS)表示意見。若稽核意見認定受委任第三方不遵循前述文件之規定,CA 應(SHALL)禁止該受委任第三方繼續執行受委託作業(delegated functions)。

The audit period for the Delegated Third Party SHALL NOT exceed one year (ideally aligned with the CA’s audit).

受委任第三方之稽核期間不得(SHALL NOT)超過一年(理想情況下宜與 CA 之稽核期間一致)。

8.5 稽核缺失結果之因應方式 原文 ↗

Actions taken as a result of deficiency

8.6 稽核結果之公開 原文 ↗

Communication of results

The Audit Report SHALL state explicitly that it covers the relevant systems and processes used in the issuance of all Certificates that assert one or more of the policy identifiers listed in Section 7.1.6.1. The CA SHALL make the Audit Report publicly available.

稽核報告(Audit Report)應(SHALL)明確載明,其涵蓋所有宣告第 7.1.6.1 節所列一個或多個政策識別碼之憑證簽發所使用的相關系統及流程。憑證機構(Certification Authority,CA)應(SHALL)公開稽核報告。

The CA MUST make its Audit Report publicly available no later than three months after the end of the audit period. In the event of a delay greater than three months, the CA SHALL provide an explanatory letter signed by the Qualified Auditor.

CA 應(MUST)於稽核期間結束後 3 個月內公開其稽核報告。CA 若延遲超過 3 個月,應(SHALL)提供由合格稽核業者(Qualified Auditor)簽署之說明函。

The Audit Report MUST contain at least the following clearly-labelled information:

  1. name of the organization being audited;
  2. name and address of the organization performing the audit;
  3. the SHA-256 fingerprint of all Roots and Subordinate CA Certificates, including Cross-Certified Subordinate CA Certificates, that were in-scope of the audit;
  4. audit criteria, with version number(s), that were used to audit each of the certificates (and associated keys);
  5. a list of the CA policy documents, with version numbers, referenced during the audit;
  6. whether the audit assessed a period of time or a point in time;
  7. the start date and end date of the Audit Period, for those that cover a period of time;
  8. the point in time date, for those that are for a point in time;
  9. the date the report was issued, which will necessarily be after the end date or point in time date; and
  10. (for audits conducted in accordance with any of the ETSI standards) a statement to indicate if the audit was a full audit or a surveillance audit, and which portions of the criteria were applied and evaluated, e.g. DVCP, OVCP, NCP, NCP+, LCP, EVCP, EVCP+, QCP-w, Part 1 (General Requirements), and/or Part 2 (Requirements for Trust Service Providers).
  11. (for audits conducted in accordance with any of the ETSI standards) a statement to indicate that the auditor referenced the applicable CA/Browser Forum criteria, such as this document, and the version used.

稽核報告應(MUST)至少包含下列清楚標示之資訊:

  1. 被稽核組織之名稱;
  2. 執行稽核之組織名稱及地址;
  3. 稽核範圍內所有根憑證機構(Root CA)憑證及下屬憑證機構(Subordinate CA)憑證(包括交互認證之下屬憑證機構憑證)的 SHA-256 指紋;
  4. 用於稽核各憑證(及其相關金鑰)之稽核準則及其版本號;
  5. 稽核期間所引用之 CA 政策文件清單及其版本號;
  6. 稽核之評估期間類型為一段期間或特定時間點;
  7. 稽核涵蓋一段期間者,其稽核期間(Audit Period)之起訖日期;
  8. 稽核針對特定時間點者,該時間點之日期;
  9. 報告出具日期(該日期必然晚於稽核期間之結束日期或該時間點之日期);及
  10. (依任一 ETSI 標準進行稽核時)說明本次稽核為完整稽核或監督稽核,以及所適用及評估的準則內容,例如 DVCP、OVCP、NCP、NCP+、LCP、EVCP、EVCP+、QCP-w、第一部分(一般要求規定)及/或第二部分(信賴服務提供者要求規定)。
  11. (依任一 ETSI 標準進行稽核時)說明稽核者已引用適用之 CA/Browser Forum 準則(例如本文件),並載明所引用之版本。

An authoritative English language version of the publicly available audit information MUST be provided by the Qualified Auditor and the CA SHALL ensure it is publicly available.

公開稽核資訊應(MUST)由合格稽核業者(Qualified Auditor)提供具權威性之英文版本,且 CA 應(SHALL)確保該版本可公開取得。

The Audit Report MUST be available as a PDF, and SHALL be text searchable for all information required. Each SHA-256 fingerprint within the Audit Report MUST be uppercase letters and MUST NOT contain colons, spaces, or line feeds.

稽核報告應(MUST)以 PDF 格式提供,且其中所有必要資訊應(SHALL)均可用文字進行搜尋。稽核報告中的每一個 SHA-256 指紋應(MUST)使用大寫字母,且不得(MUST NOT)包含冒號、空格或換行字元。

8.7 內部稽核(Self-Audit) 原文 ↗

Self-Audits

During the period in which the CA issues Certificates, the CA SHALL monitor adherence to its Certificate Policy, Certification Practice Statement and these Requirements and strictly control its service quality by performing self audits on at least a quarterly basis against a randomly selected sample of the greater of one certificate or at least three percent of the Certificates issued by it during the period commencing immediately after the previous self-audit sample was taken.

於憑證機構(Certification Authority,CA)簽發憑證期間,CA 應(SHALL)監督其憑證政策(CP)、憑證實務作業基準(CPS)及本文件要求規定之遵循情形,並至少每季自前次內部稽核樣本抽取範圍之後立即起算之期間內所簽發之憑證中,隨機抽取一張憑證或至少 3% 數量之憑證(以數量較多者為準)作為樣本進行一次內部稽核(Self-Audit),以嚴格管控其服務品質。

Effective 2025-03-15, the CA SHOULD use a Linting process to verify the technical accuracy of Certificates within the selected sample set independently of previous linting performed on the same Certificates.

自 2025-03-15 起,CA 宜(SHOULD)採用 Linting 流程,對選定之樣本集中的憑證進行技術準確度驗證,並與先前對同一張憑證所進行之 Linting 作業相互獨立。

Except for Delegated Third Parties that undergo an annual audit that meets the criteria specified in Section 8.4, the CA SHALL strictly control the service quality of Certificates issued or containing information verified by a Delegated Third Party by having a Validation Specialist employed by the CA perform ongoing quarterly audits against a randomly selected sample of at least the greater of one certificate or three percent of the Certificates verified by the Delegated Third Party in the period beginning immediately after the last sample was taken. The CA SHALL review each Delegated Third Party’s practices and procedures to ensure that the Delegated Third Party is in compliance with these Requirements and the relevant Certificate Policy and/or Certification Practice Statement.

除每年接受符合第 8.4 節所定準則之稽核的受委任第三方外,CA 應(SHALL)由其所僱用之驗證專員(Validation Specialist),持續按季自前次樣本抽取範圍之後的受委任第三方所驗證之憑證中,隨機抽取至少一張憑證或 3% 數量之憑證(以數量較多者為準)作為樣本進行稽核,以嚴格管控由受委任第三方簽發,或含有經受委任第三方驗證之資訊的憑證之服務品質。CA 應(SHALL)審查每一個受委任第三方之實務作業及程序,以確保該受委任第三方遵循本文件要求規定及相關憑證政策(CP)及/或憑證實務作業基準(CPS)。

The CA SHALL internally audit each Delegated Third Party’s compliance with these Requirements on an annual basis.

CA 應(SHALL)每年對每一個受委任第三方遵循本文件要求規定之情形進行內部稽核。

During the period in which a Technically Constrained Subordinate CA issues Certificates, the CA which signed the Subordinate CA SHALL monitor adherence to the CA’s Certificate Policy and the Subordinate CA’s Certification Practice Statement. On at least a quarterly basis, against a randomly selected sample of the greater of one certificate or at least three percent of the Certificates issued by the Subordinate CA, during the period commencing immediately after the previous audit sample was taken, the CA shall ensure all applicable CP are met.

於受技術約束之下屬憑證機構(Technically Constrained Subordinate CA)簽發憑證期間,簽章該下屬憑證機構憑證之 CA 應(SHALL)監督該 CA 之憑證政策(CP)及該下屬憑證機構之憑證實務作業基準(CPS)的遵循情形。該 CA 應至少每季自前次稽核樣本抽取範圍之後立即起算之期間內該下屬憑證機構所簽發之憑證中,隨機抽取一張憑證或至少 3% 數量之憑證(以數量較多者為準)作為樣本,以確保所有適用之憑證政策(CP)均獲遵循。

OTHER BUSINESS AND LEGAL MATTERS

9.1 費用 原文 ↗

Fees

9.1.1 憑證簽發或展期費用 原文 ↗

Certificate issuance or renewal fees

9.1.2 憑證查詢費用 原文 ↗

Certificate access fees

9.1.3 憑證廢止或狀態查詢費用 原文 ↗

Revocation or status information access fees

9.1.4 其他服務費用 原文 ↗

Fees for other services

9.1.5 退費政策 原文 ↗

Refund policy

9.2 財務責任 原文 ↗

Financial responsibility

9.2.1 保險範圍 原文 ↗

Insurance coverage

9.2.2 其他資產 原文 ↗

Other assets

9.2.3 對終端個體之保險或保固 原文 ↗

Insurance or warranty coverage for end-entities

9.3 業務資訊之保密 原文 ↗

Confidentiality of business information

9.3.1 機密資訊之範圍 原文 ↗

Scope of confidential information

9.3.2 非屬機密資訊範圍之資訊 原文 ↗

Information not within the scope of confidential information

9.3.3 保護機密資訊之責任 原文 ↗

Responsibility to protect confidential information

9.4 個人資訊之隱私 原文 ↗

Privacy of personal information

9.4.1 隱私保護計畫 原文 ↗

Privacy plan

9.4.2 視為隱私之資訊 原文 ↗

Information treated as private

9.4.3 不視為隱私之資訊 原文 ↗

Information not deemed private

9.4.4 保護隱私資訊之責任 原文 ↗

Responsibility to protect private information

Notice and consent to use private information

9.4.6 應司法或行政程序提供資訊 原文 ↗

Disclosure pursuant to judicial or administrative process

9.4.7 其他資訊提供之情形 原文 ↗

Other information disclosure circumstances

9.5 智慧財產權 原文 ↗

Intellectual property rights

9.6 聲明與擔保 原文 ↗

Representations and warranties

9.6.1 憑證機構(CA)之聲明與擔保 原文 ↗

CA representations and warranties

By issuing a Certificate, the CA makes the certificate warranties listed herein to the following Certificate Beneficiaries:

  1. The Subscriber that is a party to the Subscriber Agreement or Terms of Use for the Certificate;
  2. All Application Software Suppliers with whom the Root CA has entered into a contract for inclusion of its Root Certificate in software distributed by such Application Software Supplier; and
  3. All Relying Parties who reasonably rely on a Valid Certificate.

憑證機構(Certification Authority,CA)藉由簽發憑證,向下列憑證受益人(Certificate Beneficiaries)作出本節所列之憑證擔保:

  1. 憑證的用戶協議(Subscriber Agreement)或使用條款(Terms of Use)中為當事方之用戶;
  2. 與根憑證機構(Root CA)締結契約,約定將該根憑證機構之根憑證納入其所發行軟體的所有應用軟體供應商(Application Software Supplier);及
  3. 合理信賴有效憑證的所有信賴憑證者(Relying Party)。

The CA represents and warrants to the Certificate Beneficiaries that, during the period when the Certificate is valid, the CA has complied with these Requirements and its Certificate Policy and/or Certification Practice Statement in issuing and managing the Certificate.

CA 向憑證受益人聲明及擔保,在憑證有效期內,CA 於簽發及管理該憑證時,遵循本文件要求規定及其憑證政策(CP)及/或憑證實務作業基準(CPS)。

The Certificate Warranties specifically include, but are not limited to, the following:

  1. Right to Use Domain Name or IP Address: That, at the time of issuance, the CA

    1. implemented a procedure for verifying that the Applicant either had the right to use, or had control of, the Domain Name(s) and IP address(es) listed in the Certificate’s subject field and subjectAltName extension (or, only in the case of Domain Names, was delegated such right or control by someone who had such right to use or control);
    2. followed the procedure when issuing the Certificate; and
    3. accurately described the procedure in the CA’s Certificate Policy and/or Certification Practice Statement;
  2. Authorization for Certificate: That, at the time of issuance, the CA

    1. implemented a procedure for verifying that the Subject authorized the issuance of the Certificate and that the Applicant Representative is authorized to request the Certificate on behalf of the Subject;
    2. followed the procedure when issuing the Certificate; and
    3. accurately described the procedure in the CA’s Certificate Policy and/or Certification Practice Statement;
  3. Accuracy of Information: That, at the time of issuance, the CA

    1. implemented a procedure for verifying the accuracy of all of the information contained in the Certificate;
    2. followed the procedure when issuing the Certificate; and
    3. accurately described the procedure in the CA’s Certificate Policy and/or Certification Practice Statement;
  4. Identity of Applicant: That, if the Certificate contains Subject Identity Information, the CA

    1. implemented a procedure to verify the identity of the Applicant in accordance with Section 3.2 and Section 7.1.2;
    2. followed the procedure when issuing the Certificate; and
    3. accurately described the procedure in the CA’s Certificate Policy and/or Certification Practice Statement;
  5. Subscriber Agreement: That, if the CA and Subscriber are not Affiliated, the Subscriber and CA are parties to a legally valid and enforceable Subscriber Agreement that satisfies these Requirements, or, if the CA and Subscriber are the same entity or are Affiliated, the Applicant Representative acknowledged the Terms of Use;

  6. Status: That the CA maintains a 24 x 7 publicly-accessible Repository with current information regarding the status (valid or revoked) of all unexpired Certificates; and

  7. Revocation: That the CA will revoke the Certificate for any of the reasons specified in these Requirements.

憑證擔保具體包括(但不限於)下列各項:

  1. 使用網域名稱或 IP 位址之權利:CA 於簽發憑證時:

    1. 建立程序,以驗證申請者(Applicant)對憑證 subject 欄位及 subjectAltName 擴充欄位所列之網域名稱(Domain Name)及 IP 位址(IP address)具有使用權或控管權(或僅就網域名稱而言,已由具有該網域名稱使用權或控管權之人授予該等權利或控管權);
    2. 於簽發憑證時遵從該程序;及
    3. 於 CA 之憑證政策(CP)及/或憑證實務作業基準(CPS)中準確描述該程序;
  2. 憑證簽發之授權:CA 於簽發憑證時:

    1. 建立程序,以驗證主體(Subject)已授權簽發該憑證,且申請者代表(Applicant Representative)已獲授權代表主體申請該憑證;
    2. 於簽發憑證時遵從該程序;及
    3. 於 CA 之憑證政策(CP)及/或憑證實務作業基準(CPS)中準確描述該程序;
  3. 資訊正確性:CA 於簽發憑證時:

    1. 建立程序,以驗證憑證所載全部資訊之正確性;
    2. 於簽發憑證時遵從該程序;及
    3. 於 CA 之憑證政策(CP)及/或憑證實務作業基準(CPS)中準確描述該程序;
  4. 申請者身分:若憑證中包含主體識別資訊(Subject Identity Information),CA:

    1. 建立程序,依第 3.2 節及第 7.1.2 節驗證申請者身分;
    2. 於簽發憑證時遵從該程序;及
    3. 於 CA 之憑證政策(CP)及/或憑證實務作業基準(CPS)中準確描述該程序;
  5. 用戶協議:若 CA 與用戶非屬關係企業(Affiliate),則用戶與 CA 均為符合本文件要求規定之合法有效及可執行用戶協議的當事方;若 CA 與用戶隸屬同一實體或互為關係企業,則由申請者代表確認使用條款;

  6. 狀態:CA 維護一個每週 7 天、每天 24 小時(24x7)均可公開存取之儲存庫(Repository),提供所有未到期憑證之最新狀態(有效或已廢止)資訊;及

  7. 廢止:CA 將基於本文件所定之任一事由廢止憑證。

The Root CA SHALL be responsible for the performance and warranties of the Subordinate CA, for the Subordinate CA’s compliance with these Requirements, and for all liabilities and indemnification obligations of the Subordinate CA under these Requirements, as if the Root CA were the Subordinate CA issuing the Certificates.

根憑證機構(Root CA)應(SHALL)對下屬憑證機構(Subordinate CA)之履行及擔保、下屬憑證機構對本文件要求規定之遵循,以及下屬憑證機構依本文件要求規定所負之一切責任及賠償義務負責,如同根憑證機構即為簽發該等憑證的下屬憑證機構。

9.6.2 註冊中心(RA)之聲明與擔保 原文 ↗

RA representations and warranties

No stipulation.

不作規定。

9.6.3 用戶之聲明與擔保 原文 ↗

Subscriber representations and warranties

The CA SHALL require, as part of the Subscriber Agreement or Terms of Use, that the Applicant make the commitments and warranties in this section for the benefit of the CA and the Certificate Beneficiaries.

憑證機構(Certification Authority,CA)應(SHALL)要求申請者於用戶協議(Subscriber Agreement)或使用條款(Terms of Use)中,為了 CA 及憑證受益人之利益作出本節所定之承諾及擔保。

Prior to the issuance of a Certificate, the CA SHALL obtain, for the express benefit of the CA and the Certificate Beneficiaries, either:

  1. The Applicant’s agreement to the Subscriber Agreement with the CA, or
  2. The Applicant’s acknowledgement of the Terms of Use.

於簽發憑證之前,CA 應(SHALL)為了 CA 及憑證受益人之利益,取得下列任一項:

  1. 申請者對其與 CA 之間的用戶協議之同意;或
  2. 申請者對使用條款之確認。

The CA SHALL implement a process to ensure that each Subscriber Agreement or Terms of Use is legally enforceable against the Applicant. In either case, the Agreement MUST apply to the Certificate to be issued pursuant to the certificate request. The CA MAY use an electronic or “click-through” Agreement provided that the CA has determined that such agreements are legally enforceable. A separate Agreement MAY be used for each certificate request, or a single Agreement MAY be used to cover multiple future certificate requests and the resulting Certificates, so long as each Certificate that the CA issues to the Applicant is clearly covered by that Subscriber Agreement or Terms of Use.

CA 應(SHALL)建立程序,確保每份用戶協議或使用條款均可依法對申請者執行。無論採何種方式,該協議應(MUST)適用於依憑證申請所簽發之憑證。CA 得(MAY)使用電子協議或「點選同意」(click-through)協議,前提是 CA 須確認此類協議可依法執行。每次憑證申請得(MAY)個別使用一份協議,亦得(MAY)以單一協議涵蓋未來多次憑證申請及其所產生之憑證,但以 CA 向申請者簽發之每張憑證均明確受該用戶協議或使用條款涵蓋為限。

The Subscriber Agreement or Terms of Use MUST contain provisions imposing on the Applicant itself (or made by the Applicant on behalf of its principal or agent under a subcontractor or hosting service relationship) the following obligations and warranties:

  1. Accuracy of Information: An obligation and warranty to provide accurate and complete information at all times to the CA, both in the certificate request and as otherwise requested by the CA in connection with the issuance of the Certificate(s) to be supplied by the CA;

  2. Protection of Private Key: An obligation and warranty by the Applicant to take all reasonable measures to assure control of, keep confidential, and properly protect at all times the Private Key that corresponds to the Public Key to be included in the requested Certificate(s) (and any associated activation data or device, e.g. password or token);

  3. Acceptance of Certificate: An obligation and warranty that the Subscriber will review and verify the Certificate contents for accuracy;

  4. Use of Certificate: An obligation and warranty to install the Certificate only on servers that are accessible at the subjectAltName(s) listed in the Certificate, and to use the Certificate solely in compliance with all applicable laws and solely in accordance with the Subscriber Agreement or Terms of Use;

  5. Reporting and Revocation: An obligation and warranty to:

    1. promptly request revocation of the Certificate, and cease using it and its associated Private Key, if there is any actual or suspected misuse or compromise of the Subscriber’s Private Key associated with the Public Key included in the Certificate, and
    2. promptly request revocation of the Certificate, and cease using it, if any information in the Certificate is or becomes incorrect or inaccurate;
  6. Termination of Use of Certificate: An obligation and warranty to promptly cease all use of the Private Key corresponding to the Public Key included in the Certificate upon revocation of that Certificate for reasons of Key Compromise.

  7. Responsiveness: An obligation to respond to the CA’s instructions concerning Key Compromise or Certificate misuse within a specified time period.

  8. Acknowledgment and Acceptance: An acknowledgment and acceptance that the CA is entitled to revoke the certificate immediately if the Applicant were to violate the terms of the Subscriber Agreement or Terms of Use or if revocation is required by the CA’s CP, CPS, or these Baseline Requirements.

用戶協議或使用條款應(MUST)包含要求申請者本身負擔下列義務並作出下列擔保之條款(或基於申請者之分包商、主機代管服務關係,代表其本人或代理人作出下列義務承諾及擔保):

  1. 資訊正確性:負有義務並擔保,無論於憑證申請時,或 CA 就其提供的憑證之簽發過程另有要求時,均隨時向 CA 提供正確且完整之資訊;

  2. 私密金鑰之保護:申請者負有義務並擔保其將採取一切合理措施,確保隨時控管、保密並妥善保護其所申請憑證中擬包含的公開金鑰(Public Key)之相對應私密金鑰(Private Key),以及任何相關的啟動資料或裝置(例如密碼或 Token);

  3. 憑證之接受:用戶負有義務並擔保其將確認及驗證憑證內容之正確性;

  4. 憑證之使用:負有義務並擔保,僅將憑證安裝於可透過憑證所列 subjectAltName 存取之伺服器,且僅於遵循所有適用法律與用戶協議或使用條款之情形下使用憑證;

  5. 通報及廢止:負有義務並擔保:

    1. 若與憑證所載之公開金鑰相對應的用戶私密金鑰發生任何實際或疑似遭誤用或遭破解,儘速請求廢止該憑證,並停止使用該憑證及相關私密金鑰;及
    2. 若憑證中任何資訊已經或即將變得不正確或不準確,儘速請求廢止該憑證,並停止使用該憑證;
  6. 停止使用憑證:負有義務並擔保,憑證因金鑰遭破解(Key Compromise)而廢止時,應儘速停止使用該憑證所載之公開金鑰相對應的私密金鑰;

  7. 回應:負有義務在指定期限內,回應 CA 就金鑰遭破解或憑證遭誤用的相關指示;

  8. 確認及接受:確認並接受,若申請者違反用戶協議或使用條款之約定,或 CA 的憑證政策(CP)、憑證實務作業基準(CPS)或本《基本要求》之規定須廢止憑證,CA 有權立即廢止該憑證。

9.6.4 信賴憑證者之聲明與擔保 原文 ↗

Relying party representations and warranties

9.6.5 其他參與者之聲明及擔保 原文 ↗

Representations and warranties of other participants

9.7 免責聲明 原文 ↗

Disclaimers of warranties

9.8 責任限制 原文 ↗

Limitations of liability

For delegated tasks, the CA and any Delegated Third Party MAY allocate liability between themselves contractually as they determine, but the CA SHALL remain fully responsible for the performance of all parties in accordance with these Requirements, as if the tasks had not been delegated.

對於委託他方執行之任務,憑證機構(Certification Authority,CA)與任何受委任第三方(Delegated Third Party)得(MAY)以契約自行約定彼此間之責任分配,但 CA 應(SHALL)就所有當事人依本文件要求規定之履行負完全責任,視同該等任務未委託他方執行。

If the CA has issued and managed the Certificate in compliance with these Requirements and its Certificate Policy and/or Certification Practice Statement, the CA MAY disclaim liability to the Certificate Beneficiaries or any other third parties for any losses suffered as a result of use or reliance on such Certificate beyond those specified in the CA’s Certificate Policy and/or Certification Practice Statement.

若 CA 於簽發及管理憑證時已遵循本文件要求規定及其憑證政策(CP)及/或憑證實務作業基準(CPS),CA 得(MAY)針對因使用或信賴該憑證所遭受,且超出 CA 的憑證政策(CP)及/或憑證實務作業基準(CPS)所定範圍之任何損失,對憑證受益人或任何其他第三方主張免責。

If the CA has not issued or managed the Certificate in compliance with these Requirements and its Certificate Policy and/or Certification Practice Statement, the CA MAY seek to limit its liability to the Subscriber and to Relying Parties, regardless of the cause of action or legal theory involved, for any and all claims, losses or damages suffered as a result of the use or reliance on such Certificate by any appropriate means that the CA desires.

若 CA 於簽發或管理憑證時未遵循本文件要求規定及其憑證政策(CP)及/或憑證實務作業基準(CPS),CA 得(MAY)以其所選擇之任何適當方式,針對因使用或信賴該憑證所遭受之一切請求、損失或損害,不論其所涉訴因或法律理論為何,尋求限制其對用戶及信賴憑證者(Relying Party)所負之責任。

If the CA chooses to limit its liability for Certificates that are not issued or managed in compliance with these Requirements or its Certificate Policy and/or Certification Practice Statement, then the CA SHALL include the limitations on liability in the CA’s Certificate Policy and/or Certification Practice Statement.

若 CA 選擇限制其未遵循本文件要求規定或其憑證政策(CP)及/或憑證實務作業基準(CPS)簽發或管理憑證之責任,CA 應(SHALL)將該等責任限制納入其憑證政策(CP)及/或憑證實務作業基準(CPS)。

9.9 賠償 原文 ↗

Indemnities

Notwithstanding any limitations on its liability to Subscribers and Relying Parties, the CA understands and acknowledges that the Application Software Suppliers who have a Root Certificate distribution agreement in place with the Root CA do not assume any obligation or potential liability of the CA under these Requirements or that otherwise might exist because of the issuance or maintenance of Certificates or reliance thereon by Relying Parties or others. Thus, except in the case where the CA is a government entity, the CA SHALL defend, indemnify, and hold harmless each Application Software Supplier for any and all claims, damages, and losses suffered by such Application Software Supplier related to a Certificate issued by the CA, regardless of the cause of action or legal theory involved. This does not apply, however, to any claim, damages, or loss suffered by such Application Software Supplier related to a Certificate issued by the CA where such claim, damage, or loss was directly caused by such Application Software Supplier’s software displaying as not trustworthy a Certificate that is still valid, or displaying as trustworthy: (1) a Certificate that has expired, or (2) a Certificate that has been revoked (but only in cases where the revocation status is currently available from the CA online, and the application software either failed to check such status or ignored an indication of revoked status).

儘管憑證機構(Certification Authority,CA)對用戶及信賴憑證者(Relying Party)之責任有所限制,CA 瞭解並確認,與根憑證機構(Root CA)訂有根憑證配發協議之應用軟體供應商(Application Software Supplier),並不承擔 CA 依本文件要求規定所負之任何義務或潛在責任,亦不承擔因憑證之簽發或維護,或信賴憑證者及其他人信賴該等憑證,而可能產生之任何義務或潛在責任。因此,除 CA 為政府機關之情形外,CA 應(SHALL)就各應用軟體供應商因 CA 所簽發之憑證而遭受之一切請求、損害及損失,不論其所涉訴因或法律理論為何,均應協助該應用軟體供應商進行答辯、予以賠償並使其免受損害。惟應用軟體供應商因 CA 所簽發之憑證而遭受之任何請求、損害或損失,係由該應用軟體供應商的軟體直接造成下列情形,則不適用前述規定:將仍屬有效之憑證顯示為不受信賴;或將下列憑證顯示為受信賴:(1)已過期之憑證;或(2)已廢止之憑證(但僅限於 CA 當時已在線上提供該憑證的廢止狀態,而該應用軟體未檢查狀態或忽略憑證已廢止之狀態指示的情形)。

9.10 本文件之有效期與終止 原文 ↗

Term and termination

9.10.1 有效期 原文 ↗

Term

9.10.2 終止 原文 ↗

Termination

9.10.3 終止及存續之效力 原文 ↗

Effect of termination and survival

9.11 參與者之個別通知與溝通 原文 ↗

Individual notices and communications with participants

9.12 修訂 原文 ↗

Amendments

9.12.1 修訂程序 原文 ↗

Procedure for amendment

9.12.2 通知機制與期限 原文 ↗

Notification mechanism and period

9.12.3 物件識別碼(OID)必須更改之情況 原文 ↗

Circumstances under which OID must be changed

9.13 爭議解決條款 原文 ↗

Dispute resolution provisions

9.14 準據法(Governing law) 原文 ↗

Governing law

9.15 所遵循之適用法律 原文 ↗

Compliance with applicable law

The CA SHALL issue Certificates and operate its PKI in accordance with all law applicable to its business and the Certificates it issues in every jurisdiction in which it operates.

憑證機構(Certification Authority,CA)應(SHALL)依其於各營運所在地之業務及簽發憑證所適用之相關法律,簽發憑證並營運其公開金鑰基礎建設(Public Key Infrastructure,PKI)。

9.16 雜項條款 原文 ↗

Miscellaneous provisions

9.16.1 完整協議 原文 ↗

Entire agreement

9.16.2 轉讓 原文 ↗

Assignment

9.16.3 可分割性 原文 ↗

Severability

In the event of a conflict between these Requirements and a law, regulation or government order (hereinafter ‘Law’) of any jurisdiction in which a CA operates or issues certificates, a CA MAY modify any conflicting requirement to the minimum extent necessary to make the requirement valid and legal in the jurisdiction. This applies only to operations or certificate issuances that are subject to that Law. In such event, the CA SHALL immediately (and prior to issuing a certificate under the modified requirement) include in Section 9.16.3 of the CA’s CPS a detailed reference to the Law requiring a modification of these Requirements under this section, and the specific modification to these Requirements implemented by the CA.

若本文件要求規定與憑證機構(Certification Authority,CA)營運或簽發憑證所在地之任何法律、法規或政府命令(以下統稱「法律」)發生衝突,CA 得(MAY)對任何發生衝突的要求進行必要之最小限度修改,以使該要求規定在其所在地合法有效。此規定僅適用於受該法律規範之營運或憑證簽發。在此情形下,CA 應(SHALL)立即(且於使用修改後之要求規定簽發憑證之前)在其憑證實務作業基準(CPS)第 9.16.3 節中,詳細載明致使 CA 須依本節修改本文件要求規定之法律,以及 CA 對本文件要求規定所實施之具體修改。

The CA MUST also (prior to issuing a certificate under the modified requirement) notify the CA/Browser Forum of the relevant information newly added to its CPS by sending a message to questions@cabforum.org and receiving confirmation that it has been posted to the Public Mailing List and is indexed in the Public Mail Archives available at https://cabforum.org/pipermail/public/ (or such other email addresses and links as the Forum may designate), so that the CA/Browser Forum may consider possible revisions to these Requirements accordingly.

CA 應(MUST)亦(於使用修改後之要求規定簽發憑證之前)傳送訊息至 questions@cabforum.org,並確認該訊息已張貼於公開郵件列表(Public Mailing List)中,且已於 https://cabforum.org/pipermail/public/ 所提供之公開郵件歸檔區(Public Mail Archives)建立索引(或 CA/Browser Forum 另行指定之其他電子郵件地址與連結),藉此將其憑證實務作業基準(CPS)中新增之相關資訊通知 CA/Browser Forum,以供 CA/Browser Forum 據以考量對《基本要求》進行相對應修訂之可能性。

Any modification to CA practice enabled under this section MUST be discontinued if and when the Law no longer applies, or these Requirements are modified to make it possible to comply with both them and the Law simultaneously. An appropriate change in practice, modification to the CA’s CPS and a notice to the CA/Browser Forum, as outlined above, MUST be made within 90 days.

依本節對 CA 實務作業所允許之任何修改,應(MUST)於該法律不再適用時,或《基本要求》經修改而得以同時遵循本文件要求規定及該法律時,停止採行。CA 應(MUST)於 90 日內適當變更其實務作業、修改其憑證實務作業基準(CPS),並依上述方式通知 CA/Browser Forum。

9.16.4 契約履行(律師費與權利拋棄) 原文 ↗

Enforcement (attorneys’ fees and waiver of rights)

9.16.5 不可抗力 原文 ↗

Force Majeure

9.17 其他條款 原文 ↗

Other provisions

附錄 A CAA 聯絡屬性標籤 原文 ↗

CAA Contact Tag

These methods allow domain owners to publish contact information in DNS for the purpose of validating domain control.

這些方法允許網域名稱(Domain Name)擁有者在 DNS 中發布聯絡資訊,以供網域控管權驗證之用。

A.1 CAA 方法 原文 ↗

CAA Methods

A.1.1 CAA contactemail 屬性標籤 原文 ↗

CAA contactemail Property

SYNTAX: contactemail <rfc6532emailaddress>

語法:contactemail <rfc6532emailaddress>

The CAA contactemail property takes an email address as its parameter. The entire parameter value MUST be a valid email address as defined in RFC 6532, Section 3.2, with no additional padding or structure, or it cannot be used.

CAA contactemail 屬性接受電子郵件地址作為其參數。整個參數值應(MUST)為 RFC 6532 第 3.2 節 所定義的有效電子郵件地址,且不得包含任何額外字元或結構,否則不得使用。

The following is an example where the holder of the domain specified the contact property using an email address.

以下為網域名稱持有人使用電子郵件地址指定聯絡屬性之範例。

DNSZone
$ORIGIN example.com .
CAA 0 contactemail "domainowner@example.com"

The contactemail property MAY be critical, if the domain owner does not want CAs who do not understand it to issue certificates for the domain.

若網域名稱擁有者不希望無法解析 contactemail 屬性的憑證機構(CA)對該網域名稱簽發憑證,contactemail 屬性得(MAY)設為關鍵(critical)。

A.1.2 CAA contactphone 屬性 原文 ↗

CAA contactphone Property

SYNTAX: contactphone <rfc3966 Global Number>

語法:contactphone <rfc3966 Global Number>

The CAA contactphone property takes a phone number as its parameter. The entire parameter value MUST be a valid Global Number as defined in RFC 3966, Section 5.1.4, or it cannot be used. Global Numbers MUST have a preceding + and a country code and MAY contain spaces as visual separators.

CAA contactphone 屬性接受電話號碼作為其參數。整個參數值應(MUST)為 RFC 3966 第 5.1.4 節 所定義的有效全球號碼(Global Number),否則不得使用。全球號碼應(MUST)以 + 開頭並包含國碼,且得(MAY)包含空格作為視覺分隔符號。

The following is an example where the holder of the domain specified the contact property using a phone number.

以下為網域名稱持有人使用電話號碼指定聯絡屬性之範例。

DNSZone
$ORIGIN example.com .
CAA 0 contactphone "+1 555 123 4567"

The contactphone property MAY be critical if the domain owner does not want CAs who do not understand it to issue certificates for the domain.

若網域名稱擁有者不希望無法解析 contactphone 屬性的憑證機構(CA)對該網域名稱簽發憑證,contactphone 屬性得(MAY)設為關鍵(critical)。

A.2 DNS TXT 方法 原文 ↗

DNS TXT Methods

A.2.1 DNS TXT 紀錄電子郵件聯絡人(DNS TXT Record Email Contact) 原文 ↗

DNS TXT Record Email Contact

The DNS TXT record MUST be placed on the “_validation-contactemail” subdomain of the domain being validated. The entire RDATA value of this TXT record MUST be a valid email address as defined in RFC 6532, Section 3.2, with no additional padding or structure, or it cannot be used.

DNS TXT 紀錄應(MUST)置於待驗證網域名稱的「_validation-contactemail」子網域上。此 TXT 紀錄的整個 RDATA 值應(MUST)為 RFC 6532 第 3.2 節 所定義的有效電子郵件地址,且不得包含任何額外字元或結構,否則不得使用。

A.2.2 DNS TXT 紀錄電話聯絡人(DNS TXT Record Phone Contact) 原文 ↗

DNS TXT Record Phone Contact

The DNS TXT record MUST be placed on the “_validation-contactphone” subdomain of the domain being validated. The entire RDATA value of this TXT record MUST be a valid Global Number as defined in RFC 3966, Section 5.1.4, or it cannot be used.

DNS TXT 紀錄應(MUST)置於待驗證網域名稱的「_validation-contactphone」子網域上。此 TXT 紀錄的整個 RDATA 值應(MUST)為 RFC 3966 第 5.1.4 節 所定義的有效全球號碼(Global Number),否則不得使用。

附錄 B 對 Onion 網域名稱簽發憑證 原文 ↗

Issuance of Certificates for Onion Domain Names

This appendix defines permissible verification procedures for including one or more Onion Domain Names in a Certificate.

本附錄定義在憑證中包含一個或多個 Onion 網域名稱(Onion Domain Name)時所允許採用的驗證程序。

  1. The ADN MUST contain at least two Domain Labels, where the rightmost Domain Label is “onion”, and the Domain Label immediately preceding the rightmost “onion” Domain Label is a valid Version 3 Onion Address, as defined in Section 6 of the Tor Rendezvous Specification - Version 3 located at https://spec.torproject.org/rend-spec-v3.
  1. 經授權網域名稱(Authorization Domain Name,ADN)應(MUST)包含至少兩個網域標籤(Domain Label),其中最右側的網域標籤為「onion」,且緊鄰該「onion」網域標籤左側的網域標籤應為有效的第 3 版 Onion 位址(Version 3 Onion Address),其定義見 Tor Rendezvous 規範-第 3 版 第 6 節。
  1. The CA MUST verify the Applicant’s control over the ADN using at least one of the methods listed below:
    1. (a) The CA MAY verify the Applicant’s control over the ADN by using any method from Section 3.2.2.4 that says “This method allows Onion Domain Name issuance”, with this modification:

      When these methods are used to verify the Applicant’s control over an Onion Domain Name, the CA MUST use Tor protocol to establish a connection to the ADN. The CA MUST NOT delegate or rely on a third-party to establish the connection, such as by using Tor2Web.

      Note: This section does not override or supersede any provisions specified within the respective methods. The CA MUST only use a method if it is still permitted within that section.

  1. CA 應(MUST)使用下列至少一種方法驗證申請者對經授權網域名稱(ADN)的控管權:

    1. (a) CA 得(MAY)使用第 3.2.2.4 節中任何載明「此方法允許簽發 Onion 網域名稱」的方法(指第 3.2.2.4 節表格中 Onion 欄位標示「✔」的方法),驗證申請者對經授權網域名稱(ADN)的控管權,但須做以下調整:

      使用上述方法驗證申請者對 Onion 網域名稱的控管權時,CA 應(MUST)使用 Tor 協定建立與經授權網域名稱(ADN)的連線。CA 不得(MUST NOT)委託第三方建立該連線,亦不得(MUST NOT)依賴第三方所建立的連線,例如使用 Tor2Web。

      注意:本節不凌駕或取代各驗證方法本身所規定的任何內容。CA 應(MUST)僅在該方法於其所屬章節中仍獲准使用時使用該方法。

    1. (b) The CA MAY verify the Applicant’s control over the .onion service corresponding to the ADN by having the Applicant provide a Certificate Request signed using the .onion service’s private key if the Attributes section of the certificationRequestInfo contains:

      • (i) A caSigningNonce attribute that contains a Random Value that is generated by the CA; and
      • (ii) An applicantSigningNonce attribute that contains a single value. The CA MUST recommend to Applicants that the applicantSigningNonce value should contain at least 64 bits of entropy.

      The signing nonce attributes have the following format:

      ASN.1
      cabf OBJECT IDENTIFIER ::= { joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) }
      
      caSigningNonce ATTRIBUTE ::= {
         WITH SYNTAX              OCTET STRING
         EQUALITY MATCHING RULE   octetStringMatch
         SINGLE VALUE             TRUE
         ID                       { cabf-caSigningNonce }
      }
      
      cabf-caSigningNonce OBJECT IDENTIFIER ::= { cabf 41 }
      
      applicantSigningNonce ATTRIBUTE ::= {
         WITH SYNTAX              OCTET STRING
         EQUALITY MATCHING RULE   octetStringMatch
         SINGLE VALUE             TRUE
         ID                       { cabf-applicantSigningNonce }
      }
      
      cabf-applicantSigningNonce OBJECT IDENTIFIER ::= { cabf 42 }

      The Random Value SHALL remain valid for use in a confirming response for no more than 30 days from its creation. The CPS MAY specify a shorter validity period for Random Values.

    1. (b) 若 certificationRequestInfo 的 Attributes 區段包含下列內容,CA 得(MAY)要求申請者提供以 .onion 服務私密金鑰(private key)簽章的憑證請求(Certificate Request),以驗證申請者對經授權網域名稱(ADN)所對應之 .onion 服務的控管權:

      • (i) caSigningNonce 屬性,其中包含由 CA 產生的隨機值(Random Value);及
      • (ii) applicantSigningNonce 屬性,其中包含單一值。CA 應(MUST)向申請者建議,applicantSigningNonce 值宜包含至少 64 位元之亂度(entropy,資訊熵)。

      簽章 nonce(signing nonce)屬性的格式如下:

      ASN.1
      cabf OBJECT IDENTIFIER ::= { joint-iso-itu-t(2) international-organizations(23) ca-browser-forum(140) }
      
      caSigningNonce ATTRIBUTE ::= {
         WITH SYNTAX              OCTET STRING
         EQUALITY MATCHING RULE   octetStringMatch
         SINGLE VALUE             TRUE
         ID                       { cabf-caSigningNonce }
      }
      
      cabf-caSigningNonce OBJECT IDENTIFIER ::= { cabf 41 }
      
      applicantSigningNonce ATTRIBUTE ::= {
         WITH SYNTAX              OCTET STRING
         EQUALITY MATCHING RULE   octetStringMatch
         SINGLE VALUE             TRUE
         ID                       { cabf-applicantSigningNonce }
      }
      
      cabf-applicantSigningNonce OBJECT IDENTIFIER ::= { cabf 42 }

      隨機值自建立之日起,用於確認回覆的有效期限應(SHALL)不超過 30 日。憑證實務作業基準(Certification Practice Statement,CPS)得(MAY)規定更短的隨機值有效期限。

  1. When a Certificate includes an Onion Domain Name, the Domain Name shall not be considered an Internal Name provided that the Certificate was issued in compliance with this Appendix B.
  1. 若憑證中包含 Onion 網域名稱,且該憑證係依本文件附錄 B 規定所簽發,則該網域名稱不視為內部名稱(Internal Name)。

註腳

  1. 有關此擴充欄位之進一步要求,包括是否標記為關鍵(critical)的相關要求,參見第 7.1.2.10.8 節。

    回到內文: §7.1.2.2.3 §7.1.2.3.1 §7.1.2.4.1 §7.1.2.5.1 §7.1.2.6.1
  2. 雖然 RFC 5280 第 4.2.1.12 節 指出,此擴充欄位通常僅出現於終端個體憑證,但本文件利用此擴充欄位以限制 CA 憑證(根憑證除外)的適用範圍;藉由此種限制,可進一步保護信賴憑證者(Relying Party),且此做法已由多家應用軟體供應商實作。

    回到內文: §7.1.2.2.3 2 §7.1.2.3.1 §7.1.2.4.1 §7.1.2.5.1 §7.1.2.6.1
  3. 雖然 RFC 5280 允許 PolicyInformation 以任意順序出現,但部分用戶端實作所採用的程式邏輯會考量符合特定篩選條件的 policyIdentifier。因此,確保含有保留憑證政策識別碼(Reserved Certificate Policy Identifier)之 PolicyInformation 位於首位,可降低發生交互運作問題之風險。

    回到內文: §7.1.2.2.6 §7.1.2.7.9 §7.1.2.10.5
  4. 若 CA 憑證未設定 digitalSignature 旗標位元,CA 私密金鑰不得(MUST NOT)用於簽章 OCSP 回應。更多資訊詳見第 7.3 節。

    回到內文: §7.1.2.10.7
  5. 注意:雖然 RFC 5280 規定上限為 32,768 個字元,但此係轉錄 X.520(2005 年 8 月版)時所產生之筆誤。有效(可交互運作)的上限為 64 個字元。

    回到內文: §7.1.4.2 2